Deputy Head Global Control Room
vor 2 Wochen
WHO WE ARE
About the role
Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its own products and as a partner to other financial institutions. Leonteq further enables life insurance companies and banks to produce capital-efficient, unit-linked pension products with guarantees.
Leonteq generated turnover of CHF 26.4 billion and posted total operating income of CHF 234.5 million in 2020. As of 31 December 2020, Leonteq's shareholders' equity totalled CHF 647.5 million.
Leonteq has an investment grade rating from the rating agencies Fitch Ratings Ltd. and Japan Credit Rating Agency, Ltd., who have evaluated and assigned ratings to Leonteq AG and Leonteq Securities AG, respectively.
Leonteq is listed on the SIX Swiss Exchange (SIX: LEON) and is a securities firm regulated by the Swiss Financial Market Authority FINMA and is a member of the Swiss Structured Product Association.
What you'll do
- Deputy of Global Head Control Room
- Ensuring Compliance with SIX Swiss Exchange / BX Exchange trading rules & reporting requirements of listed companies and significant participations
- Monitoring, analysing and implementing regulatory developments
- Handling, monitoring and reporting of Conflict of Interest & Employee conduct
- Setup and update of Policy framework for Trading & Sales, including design of staff training
- Trade surveillance, analysis of Trading & Sales activities, rules, regulations and contractual agreements
- Maintenance of watch / restricted list, Fund and ETF approvals
- Responsibility for SIX & BX Audit
- Dealing with queries of FINMA, SIX and BX and any other authority or Exchange
- Internal and external investigations on all topics across Leonteq Group worldwide
- Support of Board, EC, Trading and Sales and other Business areas in Compliance related matters
What you'll need
- University degree or an equivalent education with focus on Trading, Compliance or Banking
- At least 3 years of relevant experience in a trading related control function
- Very good user skills of MS-Office (especially Excel), IT affinity
- Very good analytical and mathematical skills
- Strong interpersonal skills, flexible, confident and with ability to work on all levels
- Ability to communicate in a clear and concise manner
- Fluency in German and English; other languages are of advantage
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