Head Compliance Control Room 80-100%

vor 2 Wochen

Zurich, Schweiz Julius Baer Vollzeit

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.

**YOUR CHALLENGE**:

- Demonstrate effective leadership for the team and wider Compliance department to foster a strong risk culture and support sustainable growth ambitions of the organisation
- Set clear priorities, support and motivate a dynamic, diverse, and growing team
- Build up mutual trust, unite the team and strengthen the team spirit while creating a conducive environment
- Proactively engage, partner, and effectively communicate within the organisation and with governing bodies to maintain and further build up the credibility of the team
- Contribute to team development and initiates the personal development plans for their skills, career, and training
- Coach the team members personally to improve their skills and performance with a focus on the teams core activities
- Responsible for prioritization of cases and distribution of workload within the team
- Responsible for reporting and escalation of potential breaches, sensitive cases or delays to the relevant stakeholders

**Role specifics Description of Responsibilities Head Compliance Control Room**
- Ensuring Compliance to Insider Trading Regulations
- Acting as Single Point of Contact for Legal & Administrative cooperation with regard to Market Abuse (as required by FINMA)
- Reporting Management Transactions in JB Securities to relevant exchanges
- Monitoring Personal Account Transactions (PAT)
- Ensuring Adherence to Trading Bans
- Ensuring Compliance to Front-, Parallel
- After Running Regulations

**YOUR PROFILE**:

- Strong decisive, result-oriented manager of people and projects with the ability to provide leadership to a team of peers and in some cases to senior leaders
- Strong communication skills to deal with our employees and stakeholders on different management levels
- Exhibit sound judgment and discretion
- Attention to strategy as well as details and with strong follow up skills
- Flair for IT and other information utility or database know-how is another advantage
- Proven track record as a leader (or deputy head) of a team or projects
- 7+ years of professional experience in the financial business, preferably in the area of Compliance Control Room or similar control functions
- University degree (Bachelor or Master), preferable in Economics, Legal, Audit, or Finance, alternatively another higher education with a strong career development

  • Working Student in Compliance Control Room 20%

    vor 2 Monaten

    Zurich, Schweiz Julius Baer Vollzeit

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. Support the Compliance Control Room with focus on three main topics covering, the overarching risk of Conflicts of Interest...

  • Head of Compliance

    vor 3 Wochen

    Zurich, Schweiz Deutsche Bank Vollzeit

    **Head of Compliance - Switzerland**: **Job ID**:R0318460**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-03-14**Location**:Zurich**Position Overview**: **Details of the role and how it fits into the team**: As a 2nd Line of Defence (LOD) function, Compliance seeks to protect the licenses of Deutsche Bank (“DB” or the “Bank”)...

  • Banking Head Legal

    vor 3 Wochen

    Zurich, Schweiz Flex Suisse AG Vollzeit

    Flex Suisse is the number one service provider to empower legal & compliance departments with flexible workforce, managed legal services and professional search in Switzerland, Liechtenstein and Germany. For our most recent mandate we are looking for an exceptional talent in the following field: **Banking | Head Legal & Compliance Technology / DPO | Zurich &...

  • Head Treasury Internal Controls

    Vor 6 Tagen

    Zurich, Schweiz ABB Vollzeit

    **Head Treasury Internal Controls**: **Take your next career step at ABB with a global team that is energizing the transformation of society and industry to achieve a more productive, sustainable future. At ABB, we have the clear goal of driving diversity and inclusion across all dimensions: gender, LGBTQ+, abilities, ethnicity and generations. Together, we...

  • Head of Legal

    vor 2 Monaten

    Zurich, Schweiz Humentum AG Vollzeit

    For our customer, a global acting supplier of high-performance industrial components and engineered solutions, who is expanding its business areas both horizontally and vertically and its business volume is increasing worldwide, we seek you as: **Head of Legal & Compliance** Job-ID 67281 As the Head of Legal and Compliance you will be part of the Group...

  • Head of Legal

    vor 3 Wochen

    Zurich, Schweiz Humentum AG Vollzeit

    For our customer, a global acting supplier of high-performance industrial components and engineered solutions, who is expanding its business areas both horizontally and vertically and its business volume is increasing worldwide, we seek you as: **Head of Legal & Compliance** Job-ID 67281 This task involves the internalisation and further setup of the legal...

  • Head of Legal

    vor 2 Wochen

    Zurich, Schweiz SYZ GROUP Vollzeit

    Syz Capital is a Swiss-based Alternative Asset Manager specialized in private market funds and hedge funds. Syz Capital provides private and institutional investors unparalleled access to quality opportunities across liquid and illiquid alternative investment ecosystem. Uniquely positioned to understand the needs and challenges facing investors, SYZ...

  • Head Logistics

    vor 3 Wochen

    Zurich, Schweiz Tecan Vollzeit

    **Join Tecan! Join the market leader!** **Work in an international and dynamic environment, share our success!** Ever wondered how your skills and unique background could impact the world of tomorrow? Join our Operations team and bring your passion and talent to work. Head Logistics & Trade Compliance 100% Nänikon, Zürich **Your contribution** In this...

  • Compliance Consultant

    vor 2 Monaten

    Zurich, Schweiz Aviolo Compliance Solutions GmbH Vollzeit

    **Wir suchen eine offene, mutige Persönlichkeit, die uns mit ihrem Wissen und Know-How unterstützt und die in der Lage ist, unseren hohen Qualitätsstandard zu sichern.**: Wir bieten Ihnen spannende Perspektiven als Compliance Consultant. In einem internationalen, innovativen Team sind Sie Ansprechperson für mehrere regulatorische Themen und haben die...

  • Compliance Consultant

    vor 1 Woche

    Zurich, Schweiz Aviolo Compliance Solutions GmbH Vollzeit

    **Wir suchen eine offene, mutige Persönlichkeit, die uns mit ihrem Wissen und Know-How unterstützt und die in der Lage ist, unseren hohen Qualitätsstandard zu sichern.**: Wir bieten Ihnen spannende Perspektiven als Compliance Consultant. In einem internationalen, innovativen Team sind Sie Ansprechperson für mehrere regulatorische Themen und haben die...

  • Banking Head of Compliance

    vor 2 Monaten

    Zurich, Schweiz Flex Suisse AG Vollzeit

    Flex Suisse is the number one service provider to empower legal & compliance departments with flexible workforce, managed legal services and professional search in Switzerland, Liechtenstein and Germany. For our most recent mandate we are looking for an exceptional talent in the following field: **Banking | Head of Compliance | Zurich & Remote| Perm....

  • Control Panel Operator

    vor 2 Wochen

    Zurich, Schweiz Xenco Services Vollzeit

    **Who We Are** Xenco is a business that is experiencing rapid growth. We provide businesses with executive and operational level support that significantly improves productivity, efficiencies and company profitability. We pride ourselves on developing a rapid understanding of business issues, formulating an achievable plan, and executing it to deliver...

  • Head of Operational Risk, Internal Control and

    vor 2 Monaten

    Zurich, Schweiz Zurich Insurance Company Ltd Vollzeit

    Zurich Insurance Company Ltd Zurich, SwitzerlandPosted 1 hour ago Internships & Graduate Trainee Competitive - Are you an output oriented high performer and insurance professional who wants to work on regional level with high responsibility and exposure? - We are looking for an experienced senior leader within the EMEA Risk Management team who will assume...

  • Head of Operational Risk, Internal Control and

    vor 2 Monaten

    Zurich, Schweiz Zurich Insurance Company Ltd Vollzeit

    Are you an output oriented high performer and insurance professional who wants to work on regional level with high responsibility and exposure? We are looking for an experienced senior leader within the EMEA Risk Management team who will assume responsibility as EMEA Head of Operational Risk, Internal Control and Reporting. In this newly created role based...

  • Head of Operational Risk, Internal Control and

    vor 3 Wochen

    Zurich, Schweiz Zurich Insurance Company Ltd Vollzeit

    Are you an output oriented high performer and insurance professional who wants to work on regional level with high responsibility and exposure? We are looking for an experienced senior leader within the EMEA Risk Management team who will assume responsibility as EMEA Head of Operational Risk, Internal Control and Reporting. In this newly created role based...

  • Head of Operational Risk, Internal Control and

    vor 3 Wochen

    Zurich, Schweiz Zurich Insurance Company Ltd Vollzeit

    Zurich Insurance Company Ltd Zurich, SwitzerlandPosted 1 hour ago Internships & Graduate Trainee Competitive - Are you an output oriented high performer and insurance professional who wants to work on regional level with high responsibility and exposure? - We are looking for an experienced senior leader within the EMEA Risk Management team who will assume...

  • Security Control Room

    vor 2 Monaten

    Zurich, Schweiz Credit Suisse Vollzeit

    **Ihr Aufgabenbereich** Unterstützen Sie uns als Security Control Room and Guarding Spezialist im Sicherheitsdienst der Credit Suisse. Sie sind ein Teamplayer und gewillt im 3- Schichtbetrieb Ihre Rolle zu finden. Sie helfen uns dabei die Sicherheit von Menschen, Gebäuden, Werten und Daten zu gewährleisten. Das Arbeiten mit verschiedenen Gebäudeleit-,...

  • Security Control Room

    vor 3 Wochen

    Zurich, Schweiz Credit Suisse Vollzeit

    **Ihr Aufgabenbereich** Unterstützen Sie uns als Security Control Room and Guarding Spezialist im Sicherheitsdienst der Credit Suisse. Sie sind ein Teamplayer und gewillt im 3- Schichtbetrieb Ihre Rolle zu finden. Sie helfen uns dabei die Sicherheit von Menschen, Gebäuden, Werten und Daten zu gewährleisten. Das Arbeiten mit verschiedenen Gebäudeleit-,...

  • Internal Auditor

    vor 2 Monaten

    Zurich, Schweiz coni+partner AG Vollzeit

    Our client is a Bank in Zurich. We are searching for an audit professional (m, f, d) as an Internal Auditor / Compliance and Change Aufgaben Responsible for audits with a focus on Private Banking, Compliance and Investment Management / Identifying risks / Questioning the effectiveness of controls / Responsible for the adherence of the business and its...

  • Internal Auditor

    vor 2 Wochen

    Zurich, Schweiz coni+partner AG Vollzeit

    Our client is a Bank in Zurich. We are searching for an audit professional (m, f, d) as an Internal Auditor / Compliance and Change Aufgaben Responsible for audits with a focus on Private Banking, Compliance and Investment Management / Identifying risks / Questioning the effectiveness of controls / Responsible for the adherence of the business and its...