Head Fund Oversight Switzerland

vor 5 Monaten


Zurich, Schweiz Bank Vontobel Vollzeit

Head Fund Oversight Switzerland

Are you ready to take an excellent opportunity to take a leading role in a well-established Management Company?

Become a Head of Fund Oversight team and assume CEO position of Swiss ManCo and play a key role in the continued growth of our business.

As a key member of the Products & Solutions team, you will be given a chance to steer processes aimed to achieve high service level quality and timely issue resolution.

You will gain ownership of the monitoring process, ensuring full compliance with internal and external provisions & regulations as regards service providers' oversight and funds' operations.

We invest in people who create opportunities to deliver the client experience of tomorrow.

Head of Fund Oversight and CEO of Swiss ManCo:

- Representing the Company as CEO of Swiss ManCo and member of the board of directors towards the regulator
- Ensure compliant company operating model including regulatory license matters and liaison with the regulator
- Coordination of any external and internal audits
- Ensure compliant and efficient Exco and Board meetings are held
- Leading the functional team Fund and Investment Oversight CH in Zurich
- Ensure thorough and compliant monitoring of the management company's service providers (due diligence and ongoing monitoring) and continuous improvement of the service providers' quality levels
- Ensure proper oversight of delegated Investment Management (due diligence and ongoing monitoring) and their compliance with the regulatory and contractual obligations.
- Ensure proper setup and execution of fund operations, including accurate and timely calculation of NAVs.
- Provide operational support on various projects and funds life cycle events, such as launches, liquidations and mergers.
- Coordinate financial statements compilation and audit of the funds.
- Ensure compliance with regulatory provisions, internal policies, and applicable procedures.
- Define, operate, and continuously improve of the risk monitoring framework and ensure compliance with the laws, regulations, and internal policies
- Conduct forward-looking risk management function for funds.
- Supervise Investment Control and Operational Risk as outsourcing providers in regards of their controls and activities.
- Report and escalate risk issues and incidents

You bring
- Strong operational professional background (ideally 10 years+) in the asset management or investment fund business
- University or similar educational background focused on finance or economics
- Proven experience in team management

You are
- Independent and convincing, critical, analytical, precise, and persistent
- Committed and reliable, being able to make decisions
- Innovative and willing to improve surrounding environment
- Willing to engage, with the ability to question the status quo and take feedback

At Vontobel, we are an equal opportunity workplace. We are committed to equal employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability or gender identity.

We value the many voices within our teams and are committed to creating an environment where everyone who wants to be part of our performance culture can be themselves. It is based on mutual respect and zero tolerance for any form of discrimination.

If you have any questions you can contact us through our contact form.

Job ID 6360



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