Investment Compliance Specialist
vor 2 Wochen
We are seeking a qualified Investment Compliance Specialist to support our Depositary Bank Control team. In this role, you will be responsible for analyzing and interpreting fund contracts and investment guidelines. You will also support the implementation of new products, fund regulations, and investment guidelines within our investment compliance application.
Key Responsibilities:
- Support in analysis and interpretation of fund contracts and investment guidelines.
- Support for implementation of new products, fund regulations, and investment guidelines within the investment compliance application.
- Participate in projects related to investment compliance and new products.
- Document rules and guidelines for audit purposes.
- Support the oversight of our outsourcing providers and related governance documentation.
Requirements:
- Commercial apprenticeship with a minimum of 1 year of working experience in fund compliance or education within the financial industry.
- Experience in a custodian bank or portfolio compliance, investment controlling, risk management, or asset management.
- Strong understanding of the general investment environment, different investment instruments, and markets.
- Fluent in German and advanced knowledge of English.
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