Investment Compliance Specialist

vor 1 Monat


Zürich, Zürich, Schweiz State Street Vollzeit

About the Role

We are seeking a highly skilled Investment Compliance Specialist to join our team at State Street. As a key member of our Institutional Services function, you will play a critical role in delivering a comprehensive and holistic approach to client relationships.

Key Responsibilities

  • Support the analysis and interpretation of fund contracts and investment guidelines
  • Implement new products, fund regulations, and investment guidelines within the investment compliance application
  • Participate in projects related to investment compliance and new products
  • Document rules and guidelines for audit purposes
  • Execute basic and advanced responsibilities of a compliance analyst in the investment compliance environment

Requirements

  • Commercial apprenticeship with a minimum of 1 year of working experience in fund compliance or education within the financial industry
  • Experience in a custodian bank or portfolio compliance, investment controlling, risk, or asset management
  • Good understanding of the general investment environment, different investment instruments, and markets
  • IT affinity and coding skills (VBA, SQL, Python)
  • Knowledge of the Swiss legal and regulatory environment (KAG/KKV/KKV-FINMA/BVV2)
  • Fluent in German (written and spoken) and advanced knowledge of English

About State Street

State Street is one of the largest custodian banks, asset managers, and asset intelligence companies in the world. We provide investment servicing, data and analytics, investment research and trading, and investment management to institutional clients.

What We Offer

  • A comprehensive benefits package
  • Flexible work programs
  • Development programs and educational support
  • A diverse and inclusive work environment


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