Aktuelle Jobs im Zusammenhang mit Compliance Risk Analyst Position in Investment Services - Zürich, Zürich - State Street
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Compliance Risk Manager
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Compliance Expert
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Compliance Risk Specialist
Vor 3 Tagen
Zürich, Zürich, Schweiz Alpinum Solutions AG VollzeitAlpinum Solutions AG, a leading provider of managed legal services in Switzerland and abroad, is seeking an exceptional Compliance Risk Specialist to join our team.We are looking for a highly skilled professional to conduct thorough screening and background checks on potential clients, evaluate risk profiles, review client documentation, and prepare...
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High Net Worth Investment Strategist
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Regulatory Compliance Specialist
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Senior Front Risk Management Specialist
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Senior Compliance Officer
vor 1 Monat
Zürich, Zürich, Schweiz Alpinum Solutions AG VollzeitAlpinum Solutions AG is a leading provider of managed legal services in Switzerland, Germany and Liechtenstein.About the RoleWe are seeking an exceptional Compliance Manager to support the development and implementation of a unified control framework across our group.This role requires strong expertise in control framework development, implementation, and...
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Risk Management Specialist Wealth Markets
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Regulatory Compliance Officer
vor 4 Wochen
Zürich, Zürich, Schweiz Alpinum Solutions AG VollzeitAlpinum Solutions AG is a leading provider of managed legal services. We are seeking a highly skilled Compliance Specialist to fill the position of Compliance Officer in our Zurich office.About the RoleEvaluate risk profiles and analyze high-risk clients and transactions, identifying potential financial crime risks.Oversee transaction monitoring alerts,...
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Zürich, Zürich, Schweiz Helvetic Trust AG VollzeitJob DescriptionWe are seeking an experienced Senior Investment Manager to join our team at Helvetic Trust AG. As a key member of our wealth management department, you will be responsible for providing independent support and advice to high net worth individuals, family offices, foundations, and institutional investors.Key Responsibilities:Develop customized,...
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Investment Strategist for High-Net-Worth Clients
vor 3 Wochen
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Contract Compliance Expert
vor 2 Wochen
Zürich, Zürich, Schweiz Alpinum Solutions AG VollzeitOverviewAlpinum Solutions AG, a leading provider of managed legal services in Switzerland, Germany, and Liechtenstein, is seeking an exceptional Contract Compliance Expert. This challenging role requires an individual with strong contract review and risk assessment skills to ensure compliance with legal, regulatory, and company standards.Sector: Industry...
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Compliance Officer
vor 1 Monat
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Compliance Expert for Banking Sector
vor 1 Tag
Zürich, Zürich, Schweiz Alpinum Solutions AG VollzeitAlpinum Solutions AG is a leading provider of managed legal services in Switzerland, Germany and Liechtenstein. We are currently seeking an experienced Compliance Officer to join our team.Position OverviewWe offer a challenging and rewarding work environment that promotes personal and professional growth.We provide competitive compensation and benefits,...
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Zürich, Zürich, Schweiz Finders SA VollzeitAbout the RoleFinders SA, a prominent asset management firm in Zurich, is seeking an experienced Senior Investment Advisor to create bespoke investment strategies for high-net-worth clients. This role requires fluency in Russian and English, with French proficiency as a plus.Key ResponsibilitiesTailored Investment Strategies: Develop customized investment...
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Zürich, Zürich, Schweiz coni+partner AG VollzeitJobbeschreibungUnser Kunde ist eine Bank. Wir suchen einen KYC Compliance-Spezialisten (m, w, d) als KYC-Compliance Manager / Front Risk-Systeme. In dieser Rolle werden Sie verantwortlich sein für das Für das Front-Risk-Management-System, um sicherzustellen, dass unsere globalen Einheiten die notwendigen Kompetenzen und Prozesse haben, um Risiken zu...
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Cybersecurity Risk Management Specialist
vor 4 Wochen
Zürich, Zürich, Schweiz coni+partner AG VollzeitAt coni+partner AG, we are dedicated to providing custom-fit staffing solutions that meet the unique needs of our clients. As an international bank in Zurich, we require a skilled IT risk analyst to join our team as a Cybersecurity Risk Management Specialist.About UsWe are a consultancy company established in 1993 with headquarters in Zurich and subsidiaries...
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IT Business Analyst Trading Specialist
vor 1 Monat
Zürich, Zürich, Schweiz Pro Informatik AG VollzeitWe are a leading Swiss IT service provider Pro Informatik AG looking for an experienced Business Analyst to join our team.Job DescriptionAs a Business Analyst, you will be responsible for business analysis with a focus on Foreign Exchange and Precious Metal trading systems. You will work closely with stakeholders and implementation teams globally to...
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Risk Management Director
vor 1 Monat
Zürich, Zürich, Schweiz RULEMATCH AG VollzeitRULEMATCH AG is a digital asset trading and clearing venue for banks, securities firms, and their institutional clients. We provide capital-efficient and ultra-low latency trading, enabling the next evolution of the crypto and digital asset market.The Director of Risk Management will oversee all types of risk to which the company is exposed. With a focus on...
Compliance Risk Analyst Position in Investment Services
vor 1 Monat
About Us
State Street Corporation is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people.
Role Overview
We are seeking a Junior Investment Compliance Analyst / Depositary Bank Control to support our department within the Depositary Bank / Investment Compliance in Zurich. This role can be performed in a hybrid model, where you can balance work from home and office to match your needs and role requirements.
Key Responsibilities
- Support in analysis and interpretation of fund contracts and investment guidelines
- Support for implementation of new products, fund regulations & investment guidelines within the investment compliance application
- Help within the internal project for change to new strategical solution
- Support of the Investment Compliance reporting team
- Participate in projects related to investment compliance/new products
- Documentate rules & guidelines for audit purposes
- Independent execute basic & advanced responsibilities of a compliance analyst in the investment compliance environment
- Support of other depositary bank related controls such as safekeeping of assets, dividend distributions, expense payments, etc.
- Support the oversight of our outsourcing providers and related governance documentation (e.g. Risk Assessments, SLAs, etc.)
- Support the depositary bank team also in related topics such as representative and paying agent business and KYC/AML processes
Your Skills
To succeed in this role, you will need:
- Ability to work under pressure, prioritize, keep attention to detail
- Strong organizational, communication and analytical skills
- Team player strengths
Education and Experience
- Commercial apprenticeship with minimum 1 year working experience in fund compliance or education within financial industry (for example AZEK/CAIA)
- Experience in a custodian bank or/and in portfolio compliance, investment controlling, risk- or asset management
- Good understanding of the general investment environment, different investment instruments and markets
- IT affinity
- Coding skills (VBA, SQL, Python), Charles River (CRD) compliance is of advantage
- Knowledge in the Swiss legal and regulatory environment (KAG/KKV/KKV-FINMA/BVV2)
- Fluent in German (written and spoken) and advanced knowledge of English
Salary Information
The estimated salary for this position is around CHF 80,000 - 100,000 per annum, depending on qualifications and experience.
Benefits
We offer a comprehensive benefits package, including flexible work arrangements, access to training and development opportunities, and a range of health and wellness initiatives.
