Compliance Specialist, PWM Compliance, Zurich
vor 2 Wochen
Our Mission
At Goldman Sachs, we're committed to empowering our clients and customers to reach their financial goals. As a Compliance Specialist in our Private Wealth Management (PWM) team in Zurich, you'll play a vital role in ensuring our business operates in compliance with regulations and firm policies.
Your Responsibilities
- Collaborate with the PWM Swiss, London, and European Compliance teams to deliver day-to-day post- and pre-trade surveillance and compliance monitoring of business activity.
- Review and approve marketing materials prepared for distribution to clients/prospects, as well as travel activity and cross-border situations.
- Monitor record-keeping requirements, create or update procedures, and support internal and external audit preparation work.
- Conduct forensic reviews and internal investigations, working closely with senior compliance officers.
Requirements
- A Swiss university degree or diploma in law or compliance (Bachelor or Master).
- Professional compliance/financial services experience is a plus, but training will be provided on the job.
- Native German and oral skills in English.
- Excellent attention to detail and proficiency in MS Office tools, including strong knowledge of Excel.
- Knowledge of or interest in products and trading strategies used in Private Wealth Management, such as structured products, alternative investments, and derivatives.
About Goldman Sachs
We're a leading global investment banking, securities, and investment management firm, committed to fostering and advancing diversity and inclusion in our own workplace and beyond. We believe who you are makes you better at what you do, and we're dedicated to providing opportunities for growth and development.
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