Regulatory Expert

vor 3 Wochen


Zürich, Zürich, Schweiz Goldman Sachs Vollzeit

About Us

At Goldman Sachs, we empower clients and customers worldwide to reach their financial goals. Our Private Wealth Management (PWM) business provides financial planning, investment management, banking, and comprehensive advice to a wide range of clients, including ultra-high net worth and high net worth individuals, as well as family offices, foundations, and endowments.

Your Role

We are seeking a Compliance and Risk Professional to join our PWM Compliance team in Zurich. The ideal candidate will have a Swiss University degree/diploma or certification in law or compliance and possess excellent attention to detail, proficiency in MS office tools, and knowledge of or interest in products and trading strategies used in Private Wealth Management.

Responsibilities

  • Collaborate with the PWM Swiss, London, and European Compliance teams to deliver day-to-day post- and pre-trade surveillance and compliance monitoring of business activity.
  • Review and approve marketing materials prepared for distribution to clients/prospects; review travel activity and assess cross-border situations.
  • Monitor record-keeping requirements/approvals, create or update procedures.
  • Support internal and external audit preparation work.
  • Participate in forensic reviews and internal investigations led by senior compliance officers.

About Goldman Sachs

We commit our people, capital, and ideas to help our clients, shareholders, and communities grow. As a leading global investment banking, securities, and investment management firm, we foster a culture of diversity and inclusion, offering opportunities for professional growth and development. Learn more about our culture, benefits, and people at /careers.


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