Regulatory Expert

vor 1 Monat


Zürich, Zürich, Schweiz Alpinum Solutions AG Vollzeit
Job Overview

Alpinum Solutions AG is seeking a skilled Senior Compliance Officer to join our team. As a trusted advisor, you will play a crucial role in ensuring the company's compliance with regulatory requirements and mitigating financial crime risks.



Key Responsibilities

  • Risk Assessment: Evaluate the risk profile of high-risk clients and transactions by analyzing their source of funds, business activities, and relationships.
  • Transaction Monitoring: Oversee and analyze daily transaction monitoring alerts to detect and assess suspicious activities, ensuring timely and accurate identification of potential financial crime risks.
  • Alert Investigation: Conduct detailed reviews of transaction monitoring alerts, investigate the context of flagged activities, and accurately document findings to support the closure of alerts.
  • Reporting: Prepare and submit MROS reports for potential cases, ensuring compliance with local regulatory requirements (where applicable).
  • Support: Provide ad-hoc assistance to the compliance team on investigations, data analysis, and reporting, as well as supporting other compliance-related projects as needed.


Requirements

  • Fluency in English and German.
  • Resident in Switzerland.
  • 6+ year PQE in the compliance field.
  • Completed legal degree and/or relevant compliance certification.


At Alpinum Solutions AG, we offer a challenging and rewarding work environment that promotes personal and professional growth. We provide competitive compensation and benefits, including opportunities for professional development.



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