Investment Compliance Specialist

vor 1 Woche

Zürich, Zürich, Schweiz State Street Vollzeit

About the Role

We are seeking a highly motivated and detail-oriented Junior Investment Compliance Analyst to join our team in Zurich. As a key member of our Institutional Services function, you will play a critical role in supporting the delivery of comprehensive and holistic client relationships.

Key Responsibilities

  • Support the analysis and interpretation of fund contracts and investment guidelines
  • Assist in the implementation of new products, fund regulations, and investment guidelines within the investment compliance application
  • Contribute to internal projects related to investment compliance and new products
  • Support the Investment Compliance reporting team
  • Participate in projects related to investment compliance and new products
  • Document rules and guidelines for audit purposes
  • Execute basic and advanced responsibilities of a compliance analyst in the investment compliance environment
  • Support other depositary bank-related controls, such as safekeeping of assets, dividend distributions, and expense payments
  • Support the oversight of our outsourcing providers and related governance documentation

Requirements

  • Commercial apprenticeship with a minimum of 1 year of working experience in fund compliance or education within the financial industry
  • Experience in a custodian bank or portfolio compliance, investment controlling, risk, or asset management
  • Good understanding of the general investment environment, different investment instruments, and markets
  • IT affinity and coding skills (VBA, SQL, Python)
  • Knowledge of the Swiss legal and regulatory environment (KAG/KKV/KKV-FINMA/BVV2)
  • Fluent in German (written and spoken) and advanced knowledge of English

About State Street

State Street is one of the largest custodian banks, asset managers, and asset intelligence companies in the world. We provide investment servicing, data and analytics, investment research and trading, and investment management to institutional clients. We value diversity, inclusion, and social responsibility, and we offer a range of benefits and development opportunities to our employees.

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