Investment Compliance Expert
vor 1 Woche
About this role
We are seeking a highly skilled Junior Investment Compliance Analyst to join our team at State Street Corporation. In this role, you will be responsible for supporting the analysis and interpretation of fund contracts and investment guidelines, as well as implementing new products, fund regulations, and investment guidelines within the investment compliance application.
Key responsibilities
- Support in the analysis and interpretation of fund contracts and investment guidelines
- Support the implementation of new products, fund regulations, and investment guidelines within the investment compliance application
- Participate in projects related to investment compliance and new products
- Document rules and guidelines for audit purposes
- Execute basic and advanced responsibilities of a compliance analyst in the investment compliance environment
- Support the oversight of our outsourcing providers and related governance documentation
Requirements
- Commercial apprenticeship with a minimum of 1 year of working experience in fund compliance or an education within the financial industry
- Experience in a custodian bank or portfolio compliance, investment controlling, risk, or asset management
- Good understanding of the general investment environment, different investment instruments, and markets
- IT affinity and coding skills (VBA, SQL, Python)
- Knowledge of the Swiss legal and regulatory environment (KAG/KKV/KKV-FINMA/BVV2)
- Fluent in German (written and spoken) and advanced knowledge of English
About State Street
State Street is one of the largest custodian banks, asset managers, and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. We provide investment servicing, data and analytics, investment research and trading, and investment management to institutional clients.
Why work with us
We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. We're a company that values innovation, teamwork, and client satisfaction. If you're looking for a challenging and rewarding role in a dynamic industry, we encourage you to apply.
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