Compliance Risk Management Specialist

vor 1 Tag


Vernier, Genf, Schweiz Lombard Odier Vollzeit
About Lombard Odier
Lombard Odier is a renowned global wealth and asset manager, with a strong focus on sustainable investing. We are an innovative bank of choice for private and institutional clients, offering a comprehensive range of discretionary and advisory portfolio management, wealth services, and custody. Our philosophy 'Rethink Everything' drives our approach to investment management.

Our History
We have over 225 years of history in providing exceptional investment solutions to our clients. Through more than 40 financial crises, we have consistently demonstrated our resilience and adaptability, rethinking the world around us to deliver fresh investment perspectives for our clients.

Your Role
In this exciting opportunity, you will be part of our AML Monitoring team, responsible for:
  1. Treating and investigating transaction monitoring alerts using Fiserv tool.
  2. Payment screening using Fircosoft tool, collaborating with Sanctions unit.
Approximately 70% of your time will be spent on alert treatment, while 10% will be dedicated to payment screening. The remaining 20% will involve support for ad-hoc tasks and investigations, which often require urgency and business-critical attention.

Key Responsibilities
You will perform qualitative analysis on AML-specific issues, implement additional ad-hoc controls (e.g., cash operations), assist in account closure processes, and collaborate with the Payment Processing Team on queries and advice.

Requirements
To succeed in this role, you will need:
  • A Bachelor's degree in Banking, Finance, or Law, or equivalent academic/work experience.
  • 3-5 years of experience in the financial services industry, preferably in AML monitoring within Private Banking in Switzerland.
  • A good understanding of the Swiss regulatory environment.
  • Knowledge of taxation would be beneficial, particularly regarding tax offenses monitoring.
  • Strong interpersonal, communication, leadership, resilience, presentation, and influencing skills.
  • Fluency in English and French, with additional languages being a plus.
  • Residency in Switzerland.

About Us
Lombard Odier values diversity, equity, and inclusion, promoting a supportive and inclusive work environment for our employees and candidates. We believe that building diverse teams contributes to our success and strive to embed Diversity, Equity, and Inclusion in our business strategy.

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