Trade Finance Regulatory Compliance Specialist

Vor 2 Tagen


Genf, Genf, Schweiz FICOBA Vollzeit

At FICOBA, we offer a competitive salary of $80,000 - $110,000 per year.

About the Role

We are seeking a highly skilled Trade Finance Regulatory Compliance Specialist to join our team. As a key member of our Compliance department, you will be responsible for ensuring that our bank's internal standards are met in accordance with client due diligence, anti-money laundering regulations, sanctions, tax, and Swiss regulatory requirements.

You will provide critical support to our Front Office team during the account opening process, handling sanctions (OFAC, EU, SECO), PEP, and AML monitoring alerts, and resolving CDD/AML issues timely. Your responsibilities will also include regular monitoring and review of customers' profiles and/or account documentation, ensuring that Bank staff members are trained on key regulatory issues, and maintaining an audit trail and documentation for all instances of alert review and clarification.

Key Responsibilities:
  • Review new account applications to ensure compliance with internal standards and regulatory requirements
  • Provide support to Front Office during the account opening process
  • Handle sanctions, PEP, and AML monitoring alerts and resolve CDD/AML issues
  • Maintain accurate records and documentation of all actions taken
Requirements

To succeed in this role, you will need:

  • A University Degree in Law or Business Administration, or equivalent
  • Certificate of Advanced Studies (CAS) in Compliance Management, or equivalent
  • At least 3-5 years of experience in a similar compliance role within a bank, including account openings, customer profile reviews, and formal analysis
  • In-depth knowledge of Swiss regulatory requirements, such as AML, KYC, CDB, and other relevant banking regulations
  • Previous experience related to FATCA/QI/AEI, Federal Financial Services Act (FinSA), and Financial Institutions Act (FinIA) is a plus
Benefits

We offer a comprehensive benefits package, including:

  • Competitive salary: $80,000 - $110,000 per year
  • Opportunities for professional growth and development
  • A dynamic and supportive work environment


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