Regulatory Compliance Specialist for Global Markets
Vor 5 Tagen
Company Overview
Pictet Trading & Sales (PTS) is a leading provider of bespoke trading solutions across various asset classes, offering direct access to global markets. Our sales traders, IT specialists, strategists, and quant analysts work in conjunction with risk and control functions, leveraging the latest technology.
Your Role
- You will be responsible for strengthening PTS's Compliance team by participating actively in trade surveillance and best execution activities for all products traded at PTS.
- Identify and investigate alerts generated by tools or brought to your attention by traders, maintaining accurate records of investigations, including rationale for decisions made.
- Review periodically the configuration and associated parameters of tools to ensure controls and calibrations are suitable and efficient in the current market framework and aligned with PTS activities.
- Evaluate trade surveillance and best execution activities comprehensively, ensuring they meet regulatory requirements and expectations.
- Foster a culture of compliance within the organization by promoting awareness and understanding of PTS procedures.
- Collaborate with cross-functional teams and participate in projects and committees as needed.
Your Profile
- Hold a university degree or advanced banking education with broad knowledge and experience in compliance topics (market integrity and investor protection), and a strong understanding of international financial market regulations.
- Minimum 5 years of experience in compliance.
- Excellent knowledge of the financial, regulatory, and banking environment.
- Proficient in computer tools and possess an investigative mindset.
- Excellent communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams.
- Strong analytical and problem-solving skills, with the ability to interpret complex data and make informed decisions.
- Fluent in French and English, German is an asset.
- Must be resident in Switzerland or willing to relocate.
Remuneration
The estimated salary for this position ranges between CHF 80,000 - CHF 120,000 per annum, depending on qualifications and experience.
About Pictet
Pictet is an equal opportunity employer committed to creating a diverse environment. We respect all individuals and seek their inclusion in the workplace.
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