Compliance Expert for Financial Markets

Vor 7 Tagen


Genf, Genf, Schweiz Pictet Vollzeit
About Pictet Trading & Sales

Pictet Trading & Sales (PTS) provides direct access to global markets, offering bespoke trading solutions across a wide range of asset classes. Our sales traders, IT specialists, strategists and quant analysts are assisted by a full suite of risk and control functions as well as the latest technology.

Your Role
  • Active participation in trade surveillance and best execution activities for all products traded at PTS, ensuring accurate and concise records of investigations undertaken, including details on the rationale for decisions made.
  • Identification and investigation of alerts generated by tools or brought to attention by traders.
  • Regular review of tool configuration and associated parameters to ensure controls and calibrations remain appropriate and efficient in the current market framework and aligned with PTS activities, optimising tools when necessary.
  • Ensuring comprehensive and adequate trade surveillance and best execution activities comply with regulatory requirements and expectations, maintaining a regulatory watch.
  • Fostering a culture of compliance within the organisation by promoting awareness and understanding of PTS procedures.
  • Participation in other projects and committees, acting as a backup for the rest of the team.
Your Profile
  • University degree or advanced banking education with broad knowledge and general experience of compliance topics, including market integrity and investor protection.
  • Minimum of 5 years of experience in compliance.
  • Excellent knowledge of the financial, regulatory and banking environment.
  • Excellent command of computer tools and investigative mindset.
  • Excellent communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams.
  • Strong analytical and problem-solving skills, with the ability to interpret complex data and make informed decisions.
  • Fluent in English and French, German a plus.
  • Must be resident in Switzerland or willing to relocate.
Compensation

Estimated salary: €80,000 - €120,000 per annum, depending on experience.



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