Physical Metals Trading Compliance Expert
vor 19 Stunden
About the Job
This role involves providing specialist guidance on compliance matters related to physical metals trading. You will be working closely with the compliance team to ensure adherence to regulatory requirements and develop effective strategies to mitigate risks.
Key Tasks:
- Provide expert guidance on compliance matters related to physical metals trading, including mining, trading, warranting, warehousing, transport, and hedging of base, precious, and concentrates.
- Assist in managing the operational, reporting, and risk-related aspects of the compliance programme.
- Monitor, respond to, and provide advice on global physical commodities and financial regulations.
- Oversee the vendor, broker, product, and new markets onboarding processes and associated due diligence.
- Conduct risk assessments, including conduct, financial crime, and money laundering risk assessments.
- Formulate policies as part of the broader compliance programme and monitor adherence to these policies.
- Act as Regulatory liaison interacting with regulators, examiners, and auditors.
Requirements:
- At least 3 years of experience in compliance surrounding physical metals trading, including production, trading, warehousing, and transportation.
- Proven experience in developing and implementing compliance programmes.
- Excellent communication skills, enabling interaction with regulators and confident handling of queries.
- Able to manage multiple complex priorities independently in a fast-paced environment.
- Strong judgement skills, coupled with crisis and risk management abilities.
Why Join Us?
Robert Walters Switzerland is committed to upholding a robust culture of compliance and ethical conduct, ensuring adherence to all pertinent laws and regulations.
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