Regulatory Liaison and Compliance Programme Manager

vor 16 Stunden


Genf, Genf, Schweiz Robert Walters Switzerland Vollzeit

About This Role

This is an exciting opportunity to join a global investment management firm as a Senior Compliance Officer specialising in Physical Commodities. You will be responsible for providing expert guidance on compliance matters related to physical metals trading, including mining, trading, warranting, warehousing, transport, and hedging of base, precious, and concentrates.

Your Key Responsibilities:

  1. Provide guidance on compliance matters relating to Physical Metals trading, including mining, trading, warranting, warehousing, transport, and hedging of base, precious, and concentrates.
  2. Manage the operational, reporting, and risk-related aspects of the Compliance programme.
  3. Monitor and respond to global physical commodities and financial regulations.
  4. Oversee the vendor, broker, product, and new markets onboarding processes and associated due diligence.
  5. Conduct comprehensive risk assessments, including conduct, financial crime, and money laundering risk assessments.
  6. Develop and implement policies as part of the broader Compliance programme.
  7. Act as a Regulatory liaison, interacting with regulators, examiners, and auditors.

Key Requirements:

  1. Extensive experience in compliance surrounding physical metals trading, including production, trading, warehousing, and transportation.
  2. Proven experience in developing and implementing effective Compliance programmes.
  3. Excellent communication skills, enabling interaction with regulators and confident handling of queries.
  4. Able to manage multiple complex priorities independently in a fast-paced environment.
  5. Strong judgment skills, coupled with crisis and risk management abilities.

Our Culture:

Robert Walters Switzerland values diversity and encourages professional growth. We maintain a robust culture of compliance and ethical conduct, adhering to all relevant laws and regulations.



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