Freelancer - Banking Regulatory & Compliance

Freelancer - Banking Regulatory & ComplianceUnterstütze uns mit deinem Know-how in KYC, AML und Compliance und erhalte die Möglichkeit dein einzigartiges Netzwerk weiter auszubauen.Bewirb dich jetzt Zürichnach Vereinbarung60 % - 100 %, variabel Deshalb bist du erfolgreichBachelor- oder Masterabschluss (Uni oder FH) in Rechts- oder...

Description : egularly update and report to Senior Counsel and Compliance Officer. Job Summary: This position is responsible for supporting the Singapore Regulatory Compliance team in its oversight of the Regulatory Compliance Management Program, ensuring that effective regulatory controls and processes are in place to comply with the various...

Description Job Summary: This position is responsible for supporting the Singapore Regulatory Compliance team in its oversight of the Regulatory Compliance Management Program, ensuring that effective regulatory controls and processes are in place to comply with the various regulatory requirements. Key Accountabilities: Assist with the setting...

Responsibilities:Implementing Group policy standards related to Customer Due Diligence (CDD) and Anti-Money Laundering (AML), Market abuse regulations, conflicts of interest, etc., within the local organization.Reviewing transaction monitoring rules to ensure compliance with regulatory requirements.Conducting compliance controls and testing to verify...

After the completion of the project, your role will extend to handling complex tasks within their investment compliance team. This involves actively participating in compliance projects, maintaining regulatory country rule cards, implementing investment guidelines, managing breach processes, and conducting pre & post-trade checks, as well as regulatory...

Responsibilities: Implementing Group policy standards related to Customer Due Diligence (CDD) and Anti-Money Laundering (AML), Market abuse regulations, conflicts of interest, etc., within the local organization. Reviewing transaction monitoring rules to ensure compliance with regulatory requirements. Conducting compliance controls and testing to verify...

Die Welt des Finanzwesens erlebt eine epochale Veränderung und wir laden dich ein, Teil dieses wegweisenden Wandels zu sein. Möchtest du nicht nur Zeuge, sondern auch Gestalter dieser neuen Ära sein? Bist du von Technologie ebenso begeistert wie wir? Dann bist du bei uns genau richtig Unser Ziel ist es, die Zukunft der Finanzwelt aktiv mitzugestalten und...

OUR IMPACTThe Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New York and...

OUR IMPACT The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New...

Responsibilities:Evaluate client documentation prepared by Front Office to identify potential compliance and integrity risks, such as KYC, AML/CFT, sanctions, bribery, corruption, and tax compliance.Serve as the central liaison for Relationship Managers and other internal team members regarding compliance concerns and inquiries.Implement and monitor...

Responsibilities: Evaluate client documentation prepared by Front Office to identify potential compliance and integrity risks, such as KYC, AML/CFT, sanctions, bribery, corruption, and tax compliance. Serve as the central liaison for Relationship Managers and other internal team members regarding compliance concerns and inquiries. Implement and monitor...

Responsibilities:Serving as the primary liaison for Relationship Managers and internal team members on compliance issues, while reviewing client files to evaluate adherence to regulations such as KYC, AML/CFT, sanctions, bribery, corruption, and tax integrity.Establishing and enforcing compliance controls within designated timeframes, which involve thorough...

Do you want to have a meaningful impact on the financial services industry? Do you see the opportunity to improve legal, compliance, and regulatory processes with intelligent technology? If so, at Apiax, we are enabling solutions for global financial institutions through embedded compliance, and we have a great opportunity for you! We're looking for a Senior...

RULEMATCH has built a digital assets trading and clearing venue with world-class partners to meet the specific needs of regulated financial institutions. By offering significantly more capital-efficient and lower latency trading, RULEMATCH is helping increase institutional adoption and enable the next evolution of the crypto and digital asset market. We are...

RULEMATCH has built a digital assets trading and clearing venue with world-class partners to meet the specific needs of regulated financial institutions. By offering significantly more capital-efficient and lower latency trading, RULEMATCH is helping increase institutional adoption and enable the next evolution of the crypto and digital asset market. We are...

BUSINESS & IT TRANSFORMATION Our client is a business and IT consulting company that supports customers from the financial services, industry and public sector with customized solutions, primarily in German-speaking countries. Besides the customers, the company also puts the employees in the center of its vision and invests in training and exciting...

BUSINESS & IT TRANSFORMATION!  Our client is a business and IT consulting company that supports customers from the financial services, industry and public sector with customized solutions, primarily in German-speaking countries. Besides the customers, the company also puts the employees in the center of its vision and invests in training and exciting...

Experienced Consultant BankingBasel Bern ZürichARBEITEN BEI EINEM DER BESTEN ARBEITGEBER DER SCHWEIZWir gehören zu den Top-Adressen auf dem Schweizer Consultingmarkt und fokussieren uns auf die Optimierung der Kerngeschäfts­prozesse unserer Kunden. Zusammen mit dir gestalten wir den digitalen Wandel im Banking. Wir suchen dich als Experienced Consultant...

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.Compliance Control Room is part of the Risk, Legal and Compliance Division of Julius Baer and supports the Senior Management...

Compliance Officer (w/m/d)80% - 100% | Legal / Compliance | Zürich | BerufserfahreneJetzt online bewerbenBist du bereit, mit einer verantwortungsvollen Aufgabe die Stellung der Zürcher Kantonalbank im Bereich Compliance für die Geschäftseinheit "Privatkunden/ Private Banking" im Wirtschaftsraum Zürich zu unterstützen?Die Kompetenz unserer...