Regulatory Compliance Officer

vor 3 Wochen

Zürich, Schweiz Selby Jennings Vollzeit

Responsibilities:

  • Implementing Group policy standards related to Customer Due Diligence (CDD) and Anti-Money Laundering (AML), Market abuse regulations, conflicts of interest, etc., within the local organization.
  • Reviewing transaction monitoring rules to ensure compliance with regulatory requirements.
  • Conducting compliance controls and testing to verify adherence to policies and regulations.
  • Refreshing policy writing and reviewing cycles to keep up with evolving regulatory landscape.
  • Implementing and adjusting client risk rating models to accurately assess and manage risk.
  • Legal background by education, with the ability to perform operational legal work as needed.

Requirements:

  • Bachelor's degree in law, business administration, or related field.
  • Minimum of 3 years of experience in legal compliance or a similar role.
  • Strong understanding of regulatory requirements, particularly in areas such as Customer Due Diligence (CDD), Anti-Money Laundering (AML), Market abuse, and conflicts of interest.
  • Experience in implementing and enforcing compliance policies and procedures.
  • Proficiency in conducting compliance controls and testing to ensure adherence to regulations.
  • Excellent writing skills for policy development and review.
  • Ability to adapt policies and procedures to meet changing regulatory requirements.
  • Experience in implementing and adjusting client risk rating models is preferred.
  • Legal background or education is advantageous.
  • Strong analytical and problem-solving skills.
  • Ability to work independently and collaboratively in a fast-paced environment.
  • Excellent communication and interpersonal skills.

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