Head of Compliance
vor 4 Wochen
Our client is a leading financial institution committed to providing excellent service and fostering trust with their clients. With a focus on integrity, innovation, and compliance, they strive to uphold the highest standards in the banking industry. As an international bank, they operate within a highly regulated environment and are dedicated to compliance with international regulations and standards.
**Job Overview:**
We are seeking a highly skilled and experienced Head of Compliance to oversee all aspects of regulatory compliance within our client's organization, with a specific focus on international regulations and standards. The successful candidate will be responsible for developing, implementing, and maintaining compliance policies and procedures to ensure adherence to international laws, regulations, and best practices. Additionally, they will lead a team of compliance professionals, providing guidance, support, and mentorship.
**Key Responsibilities:**
- Develop and implement a comprehensive compliance program to ensure adherence to international laws, regulations, and standards, including but not limited to Basel III, FATCA, and GDPR.
- Lead a team of compliance professionals, providing direction, support, and mentorship in executing compliance initiatives effectively.
- Monitor and assess regulatory developments globally to ensure ongoing compliance with changing requirements.
- Provide guidance and support to business units on compliance-related matters, ensuring alignment with international regulatory requirements.
- Conduct regular compliance risk assessments specific to international regulations and develop strategies to mitigate identified risks.
- Oversee the creation and delivery of compliance training programs tailored to international regulatory requirements, educating employees on their responsibilities and obligations.
- Establish and maintain effective relationships with regulatory authorities and industry organizations on an international level.
- Lead and coordinate internal compliance audits and examinations, ensuring compliance with international regulations and standards.
- Investigate and respond to compliance incidents within the context of international regulations, including the implementation of corrective actions and remediation plans.
- Keep senior management informed of significant compliance issues and developments, particularly those relevant to international regulations.
- Collaborate with other departments, such as Legal, Risk Management, and Internal Audit, to ensure a coordinated approach to compliance with international regulations.
**Qualifications:**
- Bachelor's degree in Business, Finance, Law, or a related field; advanced degree preferred.
- Minimum of 15 years of experience in compliance roles within the banking or financial services industry, with a strong understanding of international regulatory requirements.
- Proven experience in team leadership, with a track record of effectively managing and developing compliance teams.
- Thorough knowledge of international banking regulations, including Basel III, FATCA, and GDPR.
- Proven track record of developing and implementing compliance programs internationally, with a focus on international regulatory requirements.
- Excellent analytical, problem-solving, and decision-making skills.
- Outstanding communication and interpersonal abilities, with the capacity to interact effectively with stakeholders at all levels of the organization.
- Ability to work independently and collaboratively in a fast-paced, dynamic environment.
- Professional certifications such as Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS) are preferred.
- Competitive salary commensurate with experience
- Retirement savings plan with employer match
- Opportunities for professional development and advancement
- A collaborative and inclusive work environment
**How to Apply:**
Interested candidates should apply directly on LinkedIn by visiting the application link.
Our client is an equal-opportunity employer committed to diversity and inclusion in the workplace. We encourage qualified individuals from all backgrounds to apply.
- Branchen Bankwesen
-
Head of Compliance
vor 3 Wochen
Zürich, Zürich, Schweiz Deutsche Bank (Schweiz) AG VollzeitHead of Compliance – SwitzerlandJob ID:R0318460 Full/Part-Time: Full-timeRegular/Temporary: Regular Listed: Location: ZurichPosition OverviewDetails of the role and how it fits into the teamAs a 2nd Line of Defence (LOD) function, Compliance seeks to protect the licenses of Deutsche Bank ("DB" or the "Bank") to operate by promoting and enforcing adherence...
-
Head of Compliance
Vor 7 Tagen
Zürich, Zürich, Schweiz Deutsche Bank (Schweiz) AG VollzeitHead of Compliance – SwitzerlandJob ID:R0318460 Full/Part-Time: Full-timeRegular/Temporary: Regular Listed: Location: ZurichPosition OverviewDetails of the role and how it fits into the teamAs a 2nd Line of Defence (LOD) function, Compliance seeks to protect the licenses of Deutsche Bank ("DB" or the "Bank") to operate by promoting and enforcing adherence...
-
Head of Compliance
Vor 3 Tagen
Zürich, Schweiz Alpinum Solutions AG VollzeitAlpinum Solutions is a leading managed legal service provider in Switzerland, Liechtenstein, and Germany. For our latest mandate, we are seeking an exceptional talent in the following field: Position: Head of ComplianceSector: BankingStart Date: July/August 2024Duration: PermanentUtilization: 100%Location: ZurichSalary: CHF 200’000+TasksServing as the...
-
Head of Compliance
Vor 4 Tagen
Zürich, Schweiz Alpinum Solutions AG VollzeitAlpinum Solutions is a leading managed legal service provider in Switzerland, Liechtenstein, and Germany. For our latest mandate, we are seeking an exceptional talent in the following field: Position: Head of ComplianceSector: BankingStart Date: July/August 2024Duration: PermanentUtilization: 100%Location: ZurichSalary: CHF 200’000+ Tasks Serving as the...
-
Head of Compliance
Vor 5 Tagen
Zürich, Schweiz Alpinum Solutions AG VollzeitAlpinum Solutions is a leading managed legal service provider in Switzerland, Liechtenstein, and Germany. For our latest mandate, we are seeking an exceptional talent in the following field: Position: Head of Compliance Sector: Banking Start Date: July/August 2024 Duration: Permanent Utilization: 100% Location: Zurich Salary: CHF 200’000+ Tasks Serving...
-
Head of Compliance
Vor 6 Tagen
Zürich, Schweiz Alpinum Solutions AG VollzeitAlpinum Solutions is a leading managed legal service provider in Switzerland, Liechtenstein, and Germany. For our latest mandate, we are seeking an exceptional talent in the following field: Position: Head of Compliance Sector: Banking Start Date: July/August 2024 Duration: Permanent Utilization: 100% Location: Zurich Salary: CHF 200’000+ Tasks Serving...
-
Head Of Compliance
vor 3 Wochen
Zürich, Schweiz Robert Walters Switzerland VollzeitThis is an exciting opportunity for an entrepreneurial professional, who's looking to make an impact and help shape the compliance department.About the job:Lead and oversee the compliance function, ensuring the bank's adherence to all regulatory requirementsDevelop and implement compliance policies, procedures, and controls to mitigate regulatory risksStay...
-
Head Of Compliance
vor 3 Wochen
Zürich, Schweiz Robert Walters Switzerland VollzeitThis is an exciting opportunity for an entrepreneurial professional, who's looking to make an impact and help shape the compliance department.About the job:Lead and oversee the compliance function, ensuring the bank's adherence to all regulatory requirementsDevelop and implement compliance policies, procedures, and controls to mitigate regulatory risksStay...
-
Head of Compliance
vor 3 Wochen
Zürich, Schweiz Robert Walters Switzerland VollzeitThis is an exciting opportunity for an entrepreneurial professional, who's looking to make an impact and help shape the compliance department.About the job:Lead and oversee the compliance function, ensuring the bank's adherence to all regulatory requirementsDevelop and implement compliance policies, procedures, and controls to mitigate regulatory risksStay...
-
Head of Compliance Onboarding
vor 1 Woche
Zürich, Schweiz EFG International VollzeitLead and manage the Onboarding & Periodic Reviews team (approx. 15+ people) within the legal entity EFG Bank AG, spread over the 3 locations: Zürich, Geneva and Lugano and oversee all KYC/AML processes and procedures to ensure proper risks management and adherence to the internal framework and regulatory requirements. Main Responsibilities Oversight...
-
Head Of Aml Compliance
vor 3 Wochen
Zürich, Schweiz Robert Walters Switzerland VollzeitThis is a role for an experienced AML and sanctions subject matter expert, with strong Swiss and European framework knowledge.About the job:Lead and manage the AML function, overseeing all aspects of AML compliance within the private bankDevelop and implement AML policies, procedures, and controls to mitigate money laundering and terrorist financing...
-
Head of AML Compliance
vor 3 Wochen
Zürich, Schweiz Robert Walters Switzerland VollzeitThis is a role for an experienced AML and sanctions subject matter expert, with strong Swiss and European framework knowledge.About the job:Lead and manage the AML function, overseeing all aspects of AML compliance within the private bankDevelop and implement AML policies, procedures, and controls to mitigate money laundering and terrorist financing...
-
Head of Compliance Onboarding
vor 4 Wochen
Zürich, Zürich, Schweiz EFG Bank AG VollzeitWe are looking for a Head of Onboarding & Periodic Reviews in Switzerland to lead and manage the team spread over 3 locations: Zürich, Geneva and Lugano. Previous similar position is indispendable.
-
Head of Compliance Onboarding
Vor 7 Tagen
Zürich, Zürich, Schweiz EFG Bank AG VollzeitWe are looking for a Head of Onboarding & Periodic Reviews in Switzerland to lead and manage the team spread over 3 locations: Zürich, Geneva and Lugano. Previous similar position is indispendable.
-
Team Head Compliance Coverage Switzerland
vor 4 Wochen
Zürich, Schweiz Fintechnews VollzeitDescription Leonteq is a leading player in the financial industry, renowned for their innovative approaches, commitment to excellence and entrepreneurial spirit; The organizational values people together, passion, dedication, quality and expertise are their guiding NorthStar's. Responsibilities Heading Leonteq Securities AG's Swiss Compliance Coverage...
-
Team Head Compliance Coverage Switzerland
Vor 7 Tagen
Zürich, Schweiz Fintechnews VollzeitDescription Leonteq is a leading player in the financial industry, renowned for their innovative approaches, commitment to excellence and entrepreneurial spirit; The organizational values people together, passion, dedication, quality and expertise are their guiding NorthStar's. Responsibilities Heading Leonteq Securities AG's Swiss Compliance Coverage...
-
Head Compliance Control Room 80-100%
vor 4 Wochen
Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.YOUR CHALLENGE Demonstrate effective leadership for the team and wider Compliance department to foster a strong risk culture...
-
Head Compliance Control Room 80-100%
Vor 7 Tagen
Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.YOUR CHALLENGE Demonstrate effective leadership for the team and wider Compliance department to foster a strong risk culture...
-
Head Compliance Transaktionsbank Schweiz
vor 2 Monaten
Zürich, Schweiz KESSLER.VOGLER GMBH VollzeitHead Compliance Transaktionsbank SchweizSicherstellung der Umsetzung und Einhaltung der für die Bank relevanten Compliance-VorgabenÜberwachung aufsichtsrechtlicher Entwicklungen in der Schweiz und den relevanten Kunden-Jurisdiktionen (Monitoring von Compliance-Vorgaben) inkl. Erstellung von Analysen über die Auswirkungen auf den Geschäftsbetrieb und die...
-
Head Compliance Transaktionsbank Schweiz
Vor 7 Tagen
Zürich, Schweiz KESSLER.VOGLER GMBH VollzeitHead Compliance Transaktionsbank SchweizSicherstellung der Umsetzung und Einhaltung der für die Bank relevanten Compliance-VorgabenÜberwachung aufsichtsrechtlicher Entwicklungen in der Schweiz und den relevanten Kunden-Jurisdiktionen (Monitoring von Compliance-Vorgaben) inkl. Erstellung von Analysen über die Auswirkungen auf den Geschäftsbetrieb und die...