Investment Compliance Specialist
vor 2 Wochen
After the completion of the project, your role will extend to handling complex tasks within their investment compliance team. This involves actively participating in compliance projects, maintaining regulatory country rule cards, implementing investment guidelines, managing breach processes, and conducting pre & post-trade checks, as well as regulatory reporting. You will also provide guidance and support to customers through workshops.
Key qualifications for this position include:
- A university degree in business informatics, banking & finance, or business administration
- Strong IT skills
- Experience with systems like MIG21/ Aladdin
- Prior experience as an investment compliance officer is important
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Investment Compliance Analyst
vor 1 Woche
Zürich, Zürich, Schweiz State Street VollzeitMajor responsibilities: Analysis and interpretation of fund contracts and investment guidelinesImplementation of new products, fund regulations &investment guidelines within the investment compliance applicationLead/help within the internal project for change to new strategical solution.Amendments of existing regulations and guidelinesSupport of the...
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Investment Banking
Vor 6 Tagen
Zürich, Schweiz LINVO AG - Life Investment Office VollzeitInvestment Banking / Transactional Services HeadWe are in search of an Investment Banking / Transactional Services Head to join our result-oriented team of financial professionals in order to satisfy the increasing amount of client requests with efficient and high-quality work and results.Responsibilities:Our company is a solid and professionally managed...
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AML Compliance Specialist
Vor 5 Tagen
Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial,...
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Senior Specialist
vor 4 Wochen
CH-8005 Zürich On AG Vollzeit‹ Back to jobs Senior Specialist - Product Compliance Location: ZurichApply for this roleProduct OperationsProduct Operations In short As the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On’s products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be...
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Senior Specialist – Product Compliance
vor 4 Wochen
Zürich, Zürich, Schweiz On VollzeitTeam for Career SiteProduct OperationsIn shortAs the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On's products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be working closely with various stakeholders to contribute to a comprehensive strategy with a...
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Compliance Division, PWM Compliance, Analyst, Zurich
vor 3 Wochen
Zürich, Schweiz Goldman Sachs VollzeitOUR IMPACT The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New...
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Investment Advisor, Wealth, LatAm
vor 2 Wochen
Zürich, Schweiz eFinancialCareers VollzeitThe bank continues to enjoy exceptional growth, so this is an opportunity to join a thriving business. Based in Zurich, you will manage and advise Wealth Management clients in Latin America. You will inherit existing clients and also contribute to the growth of the business in the region. You will advise across Public and Private Asset classes, ensuring...
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Senior Specialist
vor 4 Wochen
Zürich, Schweiz On VollzeitTeam for Career Site Product Operations In short As the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On’s products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be working closely with various stakeholders to contribute to a comprehensive strategy with a...
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Junior Compliance Specialist
vor 14 Stunden
Zürich, Zürich, Schweiz Climeworks AG VollzeitYou contribute to our compliance framework to ensure compliance with areas including data protection, risk management, due diligence, anti-bribery and corruption, trade compliance, and employee conduct. You provide advice and training on key compliance matters at Climeworks. You review upcoming regulatory changes and suggest action plans to ensure...
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Compliance Officer
Vor 3 Tagen
Zürich, Schweiz Julius Baer VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.For our Private Banking Compliance team we are looking for a Zurich-based onboarding specialist, who will be acting as...
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Compliance Officer
Vor 3 Tagen
Zürich, Schweiz CH10 - BJB Bank Julius Baer & Co. Ltd. VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. For our Private Banking Compliance team we are looking for a Zurich-based onboarding specialist, who will be acting as...
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Investment Control Asset Management
vor 4 Wochen
Zürich, Schweiz Vontobel Beteiligungen AG VollzeitInvestment Control Asset ManagementZürich / Bleicherweg 21Interested? Apply hereWithin our Risk Control division, we are looking for an Investment Controller Asset Management (AM) in Zurich. You will be part of an experienced and professional team whose responsibilities are ensuring compliance of the discretionary portfolios with all relevant restrictions...
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Investment Control Asset Management
vor 4 Wochen
Zürich, Zürich, Schweiz Vontobel Beteiligungen AG VollzeitInvestment Control Asset ManagementZürich / Bleicherweg 21Interested? Apply hereWithin our Risk Control division, we are looking for an Investment Controller Asset Management (AM) in Zurich. You will be part of an experienced and professional team whose responsibilities are ensuring compliance of the discretionary portfolios with all relevant restrictions...
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Compliance Officer
vor 1 Tag
Zürich, Schweiz Bank Julius Bär & Co. AG TeilzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.For our Private Banking Compliance team we are looking for a Zurich-based onboarding specialist, who will be acting as...
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Senior Compliance Officer
vor 3 Wochen
Zürich, Zürich, Schweiz Selby Jennings VollzeitResponsibilities:Serving as the primary liaison for Relationship Managers and internal team members on compliance issues, while reviewing client files to evaluate adherence to regulations such as KYC, AML/CFT, sanctions, bribery, corruption, and tax integrity.Establishing and enforcing compliance controls within designated timeframes, which involve thorough...
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Senior Specialist
vor 3 Wochen
Zürich, Zürich, Schweiz On AG Vollzeit‹ Back to jobsSenior Specialist - Product ComplianceLocation: ZurichApply for this roleProduct OperationsProduct OperationsIn shortAs the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On's products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be working...
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Junior Sustainable Investments Methodology Specialist 80
vor 4 Stunden
Zürich, Schweiz CH10 - BJB Bank Julius Baer & Co. Ltd. VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. Would you like to combine your passion for ESG with analytical and project skills? We are looking for a motivated and...
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Head Client Service Core w/m/d
vor 4 Wochen
Zürich, Schweiz AXA Investment Managers VollzeitResponsible for Client Service to our existing Wholesale and Institutional clients Lead the team and the business on projects related to client service and their respective processes Provide guidance and objectives to the team and align resources, including your own client coverage, according to the client requirements and needs Create an encouraging...
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Zürich, Schweiz J Safra Sarasin VollzeitLog inLog in Services Expertise Company Products Wealth Management Asset Management External Asset Managers Corporate Banking Trading Services Market Views Sustainable Investments Investment Advisory Solutions Discretionary Investment Management Swiss Pension Planning Investment Foundations Tailored Fund Solutions Real Estate About Us Our...
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Regulatory Transaction Reporting Specialist
vor 3 Wochen
Zürich, Schweiz J Safra Sarasin VollzeitLog inLog in Services Expertise Company Products Wealth Management Asset Management External Asset Managers Corporate Banking Trading Services Market Views Sustainable Investments Investment Advisory Solutions Discretionary Investment Management Swiss Pension Planning Investment Foundations Tailored Fund Solutions Real Estate About Us Our...