Compliance Officer
vor 2 Wochen
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.
For our Private Banking Compliance team we are looking for a Zurich-based onboarding specialist, who will be acting as dedicated center of competence for institutional client onboardings, to review client onboarding documentation of institutional clients (such as brokers, banks, asset managers, and investment funds) in the context of the client onboarding | account opening process. YOUR CHALLENGEPerform institutional client on-boarding reviews including, including assessment of KYC, client storyline, flow of funds, CDB topics, as well event triggered KYC reviews
Conduct internal investigations in cooperation with other specialist departments and business management
Follow up on outstanding onboarding issues | escalations
Identify and investigate serious cases of non-compliance
Provide training and training materials in connection with compliance topics, especially to bolster the business’ understanding of institutional client onboardings
Support internal compliance projects
Recommend, develop, and implement solutions to support continuous improvement of internal processes, procedures, and services
Master’s degree in law | business administration, postgraduate studies in Compliance Management or equivalent
3 – 5 years of experience in private banking compliance
Knowledge of the Swiss regulatory environment and client documentation standards
Strong personality with good organizational and operational skills and proven ability to work under pressure
Ability to work independently and within a team
Eager and solution-oriented self-starter, ready to master an ambitious learning curve
Excellent written and spoken language skills in English (any additional language is a plus, in particular German)
Good working knowledge of MS Office and IT flair
We are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our Career site.
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