Senior Analyst, Singapore Regulatory Compliance
vor 2 Wochen
Description
Job Summary:
This position is responsible for supporting the Singapore Regulatory Compliance team in its oversight of the Regulatory Compliance Management Program, ensuring that effective regulatory controls and processes are in place to comply with the various regulatory requirements.
Key Accountabilities:
Assist with the setting up and ongoing maintenance of the Regulatory Compliance Matrix. Assist with the assessment of the impact of new/amended regulations requirements. Develop, coordinate and participate in programs to enhance awareness of compliance requirements. Support the administration of compliance related training program to staff. Carry out ad-hoc tasks/projects as requested by the Team Lead and/or Head of Regulatory Compliance. Support regulatory compliance in monitoring, assessment, validation and communication of records and updates in the Archer system. Provides other support to the Senior Manager of the ICS Regulatory Compliance CoE in the assessment and execution of its processes, standards, and guidance. Conduct trainings about Archer and other learning sessions related to the regulatory compliance management program.Job Requirements / Skills and Competencies:
Solid written and verbal communication skills (fluent in English). Use these skills while working with the stakeholders and with different levels of the organization. Proven experience in Compliance, Legal, Risk, or Audit. Proficient in MS Office Suite of products including MS Word, Excel, Power Point. Advanced skills in MS Excel – use of formulas, macros, and report formatting. Solid technology skills; knowledge of or ability to learn applicable compliance or business systems Flexible and adaptable when dealing with change with a strong awareness and understanding of cultural diversity. Ability to work independently under pressure and make prompt decisions in a fast-paced environment. Diligent in meeting given deadlines Strong eye for business, excellent judgement, and the ability to make decisions in times of uncertain. Proficiency in developing and writing policies and procedures. Understanding of regulatory compliance management programs and methodology. Knowledge of the Singapore regulatory environment is preferred.Professional Experience:
2 to 3 years working experience in the Compliance field (insurance, banking, or financial services sectors are preferred). Professional knowledge in Compliance, Legal, Risk, or Audit. Experience in Regulatory Compliance is highly preferred.Education :
Bachelor’s degree preferably in accounting, law, finance, business, or related fieldsAbout Manulife and John Hancock
Manulife Financial Corporation is a leading international financial services group that helps people make their decisions easier and lives better. With our global headquarters in Toronto, Canada, we operate as Manulife across our offices in Asia, Canada, and Europe, and primarily as John Hancock in the United States. We provide financial advice, insurance, and wealth and asset management solutions for individuals, groups and institutions. At the end of 2022, we had more than 40,000 employees, over 116,000 agents, and thousands of distribution partners, serving over 34 million customers. At the end of 2022, we had $1.3 trillion (US$1.0 trillion) in assets under management and administration, including total invested assets of $0.4 trillion (US $0.3 trillion), and segregated funds net assets of $0.3 trillion (US$0.3 trillion). We trade as ‘MFC’ on the Toronto, New York, and the Philippine stock exchanges, and under ‘945’ in Hong Kong.
Manulife is an Equal Opportunity Employer
-
Senior Analyst, Regulatory Compliance
vor 1 Woche
Zürich, Schweiz Company 81 - Manulife Data Services Inc. VollzeitDescription : egularly update and report to Senior Counsel and Compliance Officer. Job Summary: This position is responsible for supporting the Singapore Regulatory Compliance team in its oversight of the Regulatory Compliance Management Program, ensuring that effective regulatory controls and processes are in place to comply with the various...
-
Compliance Division, PWM Compliance, Analyst, Zurich
vor 2 Wochen
Zürich, Schweiz Goldman Sachs VollzeitOUR IMPACT The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New...
-
Investment Compliance Analyst
vor 2 Wochen
Zürich, Schweiz State Street VollzeitMajor responsibilities: Analysis and interpretation of fund contracts and investment guidelines Implementation of new products, fund regulations &investment guidelines within the investment compliance application Lead/help within the internal project for change to new strategical solution. Amendments of existing regulations and guidelines Support of...
-
Investment Compliance Analyst
Vor 2 Tagen
Zürich, Zürich, Schweiz State Street VollzeitMajor responsibilities: Analysis and interpretation of fund contracts and investment guidelinesImplementation of new products, fund regulations &investment guidelines within the investment compliance applicationLead/help within the internal project for change to new strategical solution.Amendments of existing regulations and guidelinesSupport of the...
-
Senior Compliance Officer
vor 1 Woche
Zürich, Schweiz Larson Maddox VollzeitResponsibilities: Evaluate client documentation prepared by Front Office to identify potential compliance and integrity risks, such as KYC, AML/CFT, sanctions, bribery, corruption, and tax compliance. Serve as the central liaison for Relationship Managers and other internal team members regarding compliance concerns and inquiries. Implement and monitor...
-
Senior Compliance Analyst
Vor 7 Tagen
Zürich, Schweiz Company 81 - Manulife Data Services Inc. VollzeitDescription : upport and implement the annual testing plan approved and providing feasible solutions to address issues identified or recommendations to improve the business process and setting up best practices. Key Responsibilities: Kick-off, preparation of detailed testing templates, questionnaires, gathering of information and data from the...
-
Senior Regulatory Risk Manager
vor 2 Wochen
Zürich, Zürich, Schweiz Swiss Re AG VollzeitLocation: Zurich, Zurich, CHSenior Regulatory Risk Manager (m/f/x/d, % Hybrid)About the RoleDo you want to play an active part in managing the relationship with our group-wide supervisor FINMA as well as assessing and mitigating the key regulatory risks affecting Swiss Re? As Senior Regulatory Risk Manager, you will be shaping the relationship with FINMA,...
-
Senior Compliance Officer
vor 2 Wochen
Zürich, Zürich, Schweiz Selby Jennings VollzeitResponsibilities:Serving as the primary liaison for Relationship Managers and internal team members on compliance issues, while reviewing client files to evaluate adherence to regulations such as KYC, AML/CFT, sanctions, bribery, corruption, and tax integrity.Establishing and enforcing compliance controls within designated timeframes, which involve thorough...
-
Regulatory / Trading Business Analyst /-in (Deutsch)
vor 2 Wochen
Zürich, Schweiz GiGroup VollzeitFür unseren Kunden, ein internationales Unternehmen, suchen wir in eine(n) Business Analyst/-in mit fluent Deutschkenntnissen (m/w/d). Aufgaben• Unterstützung bei der Einführung und Weiterentwicklung des Regulatory-Reporting-Systems und Anpassung bestehender Regelungen im Finanzmarkt• Mitgestaltung, Entwicklung und Verbesserung des Regulatory...
-
Regulatory Compliance Officer
vor 1 Woche
Zürich, Schweiz Selby Jennings VollzeitResponsibilities: Implementing Group policy standards related to Customer Due Diligence (CDD) and Anti-Money Laundering (AML), Market abuse regulations, conflicts of interest, etc., within the local organization. Reviewing transaction monitoring rules to ensure compliance with regulatory requirements. Conducting compliance controls and testing to verify...
-
Senior Regulatory Risk Manager
vor 2 Wochen
Zürich, Zürich, Schweiz Swiss Re VollzeitAbout the RoleDo you want to play an active part in managing the relationship with our group-wide supervisor FINMA as well as assessing and mitigating the key regulatory risks affecting Swiss Re? As Senior Regulatory Risk Manager, you will be shaping the relationship with FINMA, Swiss Re's lead group supervisor as well as support Swiss Re in analysing Swiss...
-
Senior Specialist
vor 4 Wochen
CH-8005 Zürich On AG Vollzeit‹ Back to jobs Senior Specialist - Product Compliance Location: ZurichApply for this roleProduct OperationsProduct Operations In short As the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On’s products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be...
-
Senior Specialist
vor 3 Wochen
CH-8005 Zürich On AG Vollzeit‹ Back to jobs Senior Specialist - Product Compliance Location: ZurichApply for this roleProduct OperationsProduct Operations In short As the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On’s products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be...
-
Senior Regulatory Project Manager
vor 3 Wochen
CH-8004 Zürich Apiax AG VollzeitDo you want to have a meaningful impact on the financial services industry? Do you see the opportunity to improve legal, compliance, and regulatory processes with intelligent technology? If so, at Apiax, we are enabling solutions for global financial institutions through embedded compliance, and we have a great opportunity for you! We're looking for a Senior...
-
Senior Specialist – Product Compliance
vor 3 Wochen
Zürich, Zürich, Schweiz On VollzeitTeam for Career SiteProduct OperationsIn shortAs the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On's products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be working closely with various stakeholders to contribute to a comprehensive strategy with a...
-
Head of Compliance – Switzerland
vor 2 Wochen
Zürich, Schweiz 0877 Deutsche Bank (Suisse) SA VollzeitDescription : Details of the role and how it fits into the team As a 2nd Line of Defence (LOD) function, Compliance seeks to protect the licenses of Deutsche Bank (“DB” or the “Bank”) to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory organizations,...
-
Senior Specialist
vor 4 Wochen
Zürich, Schweiz On VollzeitTeam for Career Site Product Operations In short As the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On’s products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be working closely with various stakeholders to contribute to a comprehensive strategy with a...
-
Senior Specialist
vor 3 Wochen
Zürich, Schweiz On VollzeitTeam for Career Site Product Operations In short As the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On’s products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be working closely with various stakeholders to contribute to a comprehensive strategy with a...
-
Zürich, Zürich, Schweiz KPMG AG VollzeitFreelancer - Banking Regulatory & ComplianceUnterstütze uns mit deinem Know-how in KYC, AML und Compliance und erhalte die Möglichkeit dein einzigartiges Netzwerk weiter auszubauen.Bewirb dich jetzt Zürichnach Vereinbarung60 % - 100 %, variabel Deshalb bist du erfolgreichBachelor- oder Masterabschluss (Uni oder FH) in Rechts- oder...
-
Analyst - Zurich
vor 2 Wochen
Zürich, Schweiz Jefferies VollzeitJob Title: Investment Banking Analyst Location: Zurich, Switzerland Company: Jefferies Overview: Jefferies is seeking a highly motivated and experienced Investment Banking Analyst to join our team in Zurich, Switzerland. As an Analyst in our Investment Banking division, you will play a critical role in executing transactions and providing...
