Investment Compliance Analyst

Major responsibilities: Analysis and interpretation of fund contracts and investment guidelinesImplementation of new products, fund regulations &investment guidelines within the investment compliance applicationLead/help within the internal project for change to new strategical solution.Amendments of existing regulations and guidelinesSupport of the...

After the completion of the project, your role will extend to handling complex tasks within their investment compliance team. This involves actively participating in compliance projects, maintaining regulatory country rule cards, implementing investment guidelines, managing breach processes, and conducting pre & post-trade checks, as well as regulatory...

OUR IMPACT The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New...

Interested in exploring the world of Compliance? Curious working in a stimulating and challenging environment of a multinational company? We are looking for a talent with a positive can-do attitude who is able to think "out of the box”. Apply for this exciting position in Zurich’s Investment Compliance team and support our Next Generation Talent...

Job Title: Investment Banking Analyst  Location: Zurich, Switzerland Company: Jefferies Overview: Jefferies is seeking a highly motivated and experienced Investment Banking Analyst to join our team in Zurich, Switzerland. As an Analyst in our Investment Banking division, you will play a critical role in executing transactions and providing...

Description This role will be responsible in handling complex cases adminstering an end-to-end process for one or more Investment product line. This includes making necessary trade corrections or adjustments to the client's account; investigating and closing of escalated cases; generating and completing control reports to monitor day-to-day...

Description The opportunity This role is primarily accountable for processing and communications of moderate to complex client requests both financial and non-financial for one or more Investment product/s with multiple transaction categories. Dedication to maintaining the outlined service levels and quality and productivity standards is required...

Investment Control Asset ManagementZürich / Bleicherweg 21Interested? Apply hereWithin our Risk Control division, we are looking for an Investment Controller Asset Management (AM) in Zurich. You will be part of an experienced and professional team whose responsibilities are ensuring compliance of the discretionary portfolios with all relevant restrictions...

Investment Control Asset ManagementZürich / Bleicherweg 21Interested? Apply hereWithin our Risk Control division, we are looking for an Investment Controller Asset Management (AM) in Zurich. You will be part of an experienced and professional team whose responsibilities are ensuring compliance of the discretionary portfolios with all relevant restrictions...

Description : upport and implement the annual testing plan approved and providing feasible solutions to address issues identified or recommendations to improve the business process and setting up best practices. Key Responsibilities: Kick-off, preparation of detailed testing templates, questionnaires, gathering of information and data from the...

Description : egularly update and report to Senior Counsel and Compliance Officer. Job Summary: This position is responsible for supporting the Singapore Regulatory Compliance team in its oversight of the Regulatory Compliance Management Program, ensuring that effective regulatory controls and processes are in place to comply with the various...

Responsibilities:Serving as the primary liaison for Relationship Managers and internal team members on compliance issues, while reviewing client files to evaluate adherence to regulations such as KYC, AML/CFT, sanctions, bribery, corruption, and tax integrity.Establishing and enforcing compliance controls within designated timeframes, which involve thorough...

Description Job Summary: This position is responsible for supporting the Singapore Regulatory Compliance team in its oversight of the Regulatory Compliance Management Program, ensuring that effective regulatory controls and processes are in place to comply with the various regulatory requirements. Key Accountabilities: Assist with the setting...

Identify potential new investment opportunitiesConduct data analysis and market researchPrepare reports and presentationsCreate financial modelsEvaluate project feasibilitySupport project development activitiesCollaborate with internal and external stakeholdersAnalyze project performanceIdentify areas for improvementProvide recommendations for strategic...

Select Alternative Investments is a Direct Investments Platform focused on Private Equity, Real Estate and Venture Capital. We target private investment opportunities alongside our investors and provide access to our proprietary deal sourcing. All investments are structured in-house by our team of investment professionals located in Singapore, Zurich,...

Select Alternative Investments is a Direct Investments Platform focused on Private Equity, Real Estate and Venture Capital. We target private investment opportunities alongside our investors and provide access to our proprietary deal sourcing. All investments are structured in-house by our team of investment professionals located in Singapore, Zurich,...

Do you have business analyst experience, and are you looking for a new opportunity in Zürich? Cognizant is seeking a flexible, full-time Operations Analyst - Securities, and the hybrid banking and financial services role comes with an attractive salary and benefits package. As an Operations Analyst - Securities, you will work for a leading bank executing...

Select Alternative Investments is a Direct Investments Platform focused on Private Equity, Real Estate and Venture Capital. We target private investment opportunities alongside our investors and provide access to our proprietary deal sourcing.All investments are structured in-house by our team of investment professionals located in Singapore, Zurich, Vienna,...

WHO WE ARELeonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its...

SIX treibt die Transformation der Finanzmärkte voran. Was uns unterscheidet, treibt uns voran: Zwischen lokalen Wurzeln und globaler Relevanz sind wir eine einzigartige Mischung aus Tradition und Zukunft, aus Fundament und Wachstum. Wir schätzen kluge Köpfe und inspirieren sie, mit ihren Ideen zu wachsen. Komm und gestalte die Zukunft der Finanzmärkte...