Senior Compliance Analyst
vor 2 Wochen
Description
:upport and implement the annual testing plan approved and providing feasible solutions to address issues identified or recommendations to improve the business process and setting up best practices.
Key Responsibilities:
Kick-off, preparation of detailed testing templates, questionnaires, gathering of information and data from the testing subjects for review and analytics, follow up questions and outstanding information, creating high quality working papers and drafting of testing reports. Research regulations by reviewing regulatory bulletins and other sources of information. Other ad-hoc compliance testing request arising from the immediate supervisor, market being supported or Asia Segment Compliance.Qualifications:
College/University Degree and/or equivalent experience in Accounting, Legal, Finance, Business or related fields At least 2 to 3 years of related financial services experience Amenability and readiness to work onsite and from home anytime (dependent on business need AND/OR current external environment/situation) Background on insurance operations, sales, insurance agency (or tied agency), or auditing an insurance agency/firm. Compliance, testing, banking, internal or external audit background is an advantage Solid written and verbal communication skills. Use these skills while working with BU partners and with different levels of the organization. Solid technology skills; knowledge of or ability to learn applicable compliance or business systemsAbout Manulife and John Hancock
Manulife Financial Corporation is a leading international financial services group that helps people make their decisions easier and lives better. With our global headquarters in Toronto, Canada, we operate as Manulife across our offices in Asia, Canada, and Europe, and primarily as John Hancock in the United States. We provide financial advice, insurance, and wealth and asset management solutions for individuals, groups and institutions. At the end of 2022, we had more than 40,000 employees, over 116,000 agents, and thousands of distribution partners, serving over 34 million customers. At the end of 2022, we had $1.3 trillion (US$1.0 trillion) in assets under management and administration, including total invested assets of $0.4 trillion (US $0.3 trillion), and segregated funds net assets of $0.3 trillion (US$0.3 trillion). We trade as ‘MFC’ on the Toronto, New York, and the Philippine stock exchanges, and under ‘945’ in Hong Kong.
Manulife is an Equal Opportunity Employer
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