Senior Compliance Officer

vor 3 Wochen

Zürich, Zürich, Schweiz Selby Jennings Vollzeit

Responsibilities:

  • Evaluate client documentation prepared by Front Office to identify potential compliance and integrity risks, such as KYC, AML/CFT, sanctions, bribery, corruption, and tax compliance.
  • Serve as the central liaison for Relationship Managers and other internal team members regarding compliance concerns and inquiries.
  • Implement and monitor compliance controls within designated timeframes, ensuring proper documentation and reporting of any issues to senior management and relevant stakeholders.
  • Develop and maintain internal policies, procedures, and guidelines to uphold compliance standards aligned with group-level requirements.
  • Contribute to the design and delivery of compliance training programs aimed at educating employees on regulatory obligations and best practices.

Requirements:

  • Degree from a Swiss university in Law, Business Administration, or similar is preferred. Compliance certifications are an advantage.
  • 5 years of experience in compliance preferably within Private Banking.
  • Knowledge of Swiss and/or European regulations.
  • Agile and hands-on individual with the ability to mananage and prioritise tasks.
  • Fluency in English and German.

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