Regulatory Compliance Specialist

vor 1 Monat

Zug, Zug, Schweiz Partners Group Vollzeit
Job Title: Regulatory Professional

About the Role

The Regulatory Professional will play a critical role in supporting the Treasury Trading team in the global Public Markets business. This includes managing trading documentation, correspondence, and regulatory information to ensure compliance with relevant regulations.

Key Responsibilities

  • Manage trading documentation, including ISDAs, CSAs, and NDF MCAs, and correspondence from counterparties, internal teams, and external lawyers.
  • Support the onboarding process for trading arrangements, including document management and regulatory information capture.
  • Manage EMIR and other relevant regulatory regime processes and procedures, partnering with internal operations teams.
  • Develop an understanding of key agreements and the regulatory framework applicable to the Public Markets business.
  • Support the global securities disclosure process for listed securities.
  • Interpret and analyze new or amended regulations, working with key stakeholders to implement necessary controls and measures.
  • Draft and maintain policies and standard procedures.
  • Proactively identify risks and detect operational escalation needs.
  • Protect the firm from regulatory breaches arising from public market trading activities.
  • Manage high-risk areas and further develop the control framework.
  • Leverage industry knowledge to create value-added initiatives to increase performance, minimize risk, and increase scalability.

What We Expect

  • 3-5 years of relevant experience.
  • Degree in a relevant field.
  • Strong understanding of trading documentation, regulatory framework, and key agreements.
  • Proactive and reliable.
  • Ability to analyze and interpret regulations.
  • Strong communication, project management, and organizational skills, proficiency in Excel.
  • A strong work ethic with a professional demeanor and the ability to work with limited supervision in a busy and sometimes pressurized trading desk environment.

What We Offer

Partners Group is a global financial institution that retains the culture, pace, and agility of a start-up. As a growing firm, we are committed to attracting, developing, and retaining the very best talent, by offering a workplace where results are truly recognized and rewarded.

We offer a fantastic opportunity for you to grow:

  • Professional, international working environment.
  • Challenging, rewarding career within a growing company.
  • Collaborative environment, with on-the-job training and mentorship opportunities.
  • Competitive compensation package, including performance-based annual bonus.
  • Lunch allowance.
  • 25 vacation days.
  • One-month fully paid sabbatical after every five years of employment.

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