Compliance Specialist for Private Banking Region Americas

vor 21 Stunden

Zürich, Zürich, Schweiz CH10 - BJB Bank Julius Baer & Co. Ltd. Vollzeit

We are seeking a highly skilled Compliance Specialist to join our Private Banking team in Region Americas. As a key member of our Compliance team, you will be responsible for ensuring that our client onboarding processes are compliant with regulatory requirements.

Your Key Responsibilities:

  • Perform client onboarding reviews, including assessment of KYC, client storyline, flow of funds, and CDB topics.
  • Support relationship managers and management in the implementation and supervision of Compliance issues.
  • Conduct internal investigations in cooperation with other specialist departments and Business Management.
  • Follow up on outstanding onboarding issues and escalations.
  • Identify and investigate serious cases of non-compliance.
  • Provide training and training materials in connection with compliance topics.
  • Support internal compliance projects.
  • Recommend, develop, and implement solutions to support continuous improvement of our processes, procedures, and services.

Your Profile:

  • Master's degree in law or business administration, postgraduate studies in Compliance Management or equivalent.
  • 3 – 5 years of experience in the client onboarding of an international Private Bank or in audit.
  • Knowledge of the Swiss regulatory environment, most critically on the AML regulation, and client documentation standards.
  • Sound knowledge of the Region Americas.
  • Fluent in English and Portuguese and/or Spanish (spoken and written), knowledge of further languages is an advantage.
  • Strong personality with good organizational and operational skills and proven ability to work under pressure.
  • Excellent communication skills.
  • Proficient in writing concise assessments.
  • Strong sense of integrity and discretion.
  • Independent, efficient, and meticulous work method.
  • Solution-oriented.
  • Good knowledge of MS Office and IT flair.

We are looking forward to receiving your full job application through our online application tool.

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