Compliance Specialist

vor 1 Monat


Zürich, Zürich, Schweiz Bank J. Safra Sarasin AG Vollzeit
About the Role

Bank J. Safra Sarasin AG seeks an experienced Compliance Officer to join its Swiss Advisory Team in Zürich. As a key member of this dynamic team, you will play a crucial role in ensuring the Bank's adherence to regulatory and statutory requirements.

Key Responsibilities
  1. Ensure compliance with current Swiss Anti-Money Laundering (AML) standards
  2. Conduct global exposure checks of new and existing clients to identify and mitigate financial crime risks
  3. Process account opening requests and Know Your Customer (KYC) periodic reviews in line with applicable regulatory and internal frameworks
  4. Provide expert advice to client advisors on AML/Countering the Financing of Terrorism (CTF) related aspects
  5. Perform risk assessments, thematic reviews, and deep dives on specific areas
  6. Actively participate in diverse Compliance projects and the subsequent implementation effort
Requirements
  • Higher Education such as a degree in law or economics or an equivalent education (e.g. Diploma of Advanced Studies in Compliance Management)
  • 3-5 years of relevant working experience within a Financial Crime Compliance Department of a Swiss bank, preferably dealing with complex account openings and KYC periodic reviews/ad-hoc reviews, along with a thorough knowledge of the AML/CDB regulatory requirements
  • Strong analytical mindset with the ability to work thoroughly, flexibly, and independently
  • Good communicator, team player, and with an active attitude taking full ownership of his/her tasks and area of responsibility
  • Solution-oriented with a pragmatic approach and readiness to closely work with colleagues and stakeholders, internally and externally
  • Ability to work under pressure, to prioritize, and to take clear decisions
  • Fluency in German and English


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