Head of Internal Audit

vor 1 Woche


Geneve, Schweiz Barclays Vollzeit

About Barclays Internal Audit

**Barclays Internal Audit (BIA) Vision**: Leaders in Assurance

**Be Brilliant**: Leading edge assurance; Leading edge people; Leading edge thinking
**Be Impactful**: In the business; In the community and In the profession
**Be Agile**: Be independent, a respected voice, innovative and efficient.

**BIA Overview**: BIA aims to provide independent, reliable, valued, insightful and timely assurance to the Board and executive management over the effectiveness of governance, risk management and control over current and evolving risks, in the context of the current and expected business environment and in accordance with the international standards definition of internal auditing.

Overall purpose of role

Work collaboratively with others in BIA to develop strong independent client relationships, to be a respected voice. Responsible for delivery of audits/assignments to a high standard in line with audit methodology and to support delivery of the BIA Audit Plan. The role also covers the responsibilities of a local Chief Internal Auditor for the BarSuisse legal entity.

Key Accountabilities

Collaborate and support the Director / Portfolio Manager to define the appropriate coverage strategy and audit plan for Private Banking, taking into consideration the Audit Risk Appetite, the current and expected business environment, the regulatory requirements and the resourcing levels within the Function.
Manage audit work to ensure that relevant risks and controls have been identified and appropriately assessed.
Review and complete processes and documentation of scoping, risk & control identification, control evaluation and observations in BIA audit toolkit.
Write high quality observations and audit reports (with input from the audit team).
Manage audit teams on a day to day basis, working to ensure that audits progress as planned, as regards scope, budget and timetable.
Continue to update awareness of risk issues and changes across relevant business units and use this knowledge to update audit approach where necessary.
Provide complete, accurate and timely information for BIA reporting.
Proactively take on additional tasks as requested by the BIA Director / Portfolio Manager.

Stakeholder Management and Leadership

Support the Subsidiary Audit Committee (SAC) through appropriate preparation for, attendance at and contribution to committee meetings.
Lead discussions with clients regarding audit observations, consulting with the Director / Portfolio Manager where necessary.
Build independent and respected relationships with clients on each audit and develop on-going relationships with key clients in aligned business area.
Develop a wide network of contacts across BIA and the business to identify and work towards strategic goals.
Own and drive personal learning to support achievement of career aspirations.
Engage and motivate others to develop their skills/knowledge/experience to contribute to the success of BIA.
Celebrate the success of self and others and take pride in achievements.
Provide constructive feedback and evaluation to team members for audit assignments and support Directors / Portfolio Manager in their assessment of Assistant Vice Presidents (AVPs)
Act as mentor and coach to less experienced team members and support others to develop. Provide guidance to AVPs during audit assignments.
Contribute to the attraction of the best people through their role in the recruitment process.
Create an environment to encourage knowledge sharing, asking questions and sharing viewpoints with BIA colleagues.
Ensure the inclusion of all colleagues, regardless of background or circumstances.

Decision-making and Problem Solving

Take into account reputation of Barclays at all times, through positive interactions and following policy and process.
Sets an example and supports fair and ethical behaviour in all colleagues.
Make sure colleagues are equipped to be able to protect our reputation at all times.
Challenge others where appropriate, if you believe self to be correct.
Makes decisions on a broad range of factors, with Barclays values at heart.

Risk and Control Objective [This section is mandatory for all role profiles and must not be deleted]

Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.

Person Specification

**Essential Skills/Basic Qualifications**:
Extensive experience in risk based auditing or risk/control preferably in Private Banking or Wealth Management
Relevant professional qualifications (e.g. CIA, MIIA, ACCA, CISA, for audit roles; technical qualification for specialist risk team roles; and graduate degree for all)
Practical understanding of relevant regulatory environment, especially Swiss banking laws
Experience of managing audits/driving initiatives in a relevant field
Proven track record of high performance in previous roles to in



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