Group Compliance Officer

Vor 2 Tagen

Genf, Schweiz TN Switzerland Vollzeit

Social network you want to login/join with:

Group Compliance Officer - Oversight, GenevaClient:

Pictet

Location:

Geneva

Job Category:

Other

Job Reference:

42639e273abb

Job Views:

10

Posted:

21.01.2025

Expiry Date:

07.03.2025

Job Description:

Your team

Corporate Functions includes the Group’s non-banking activities and employs more than 600 people. These functions are carried out by specialists with expertise across all business units and include the Communications, Compliance, Finance, Human Resources, Information Security, Internal Audit, Legal, Organisation & Digital, Risk and Tax departments.

As part of the Group Compliance team, your role will involve contributing to the consolidated supervision of the Group. This includes defining, developing, and adapting the groupwide compliance framework, internal control system, and compliance technology solutions. You will be responsible for overseeing the implementation of these frameworks by Group entities and ensuring coherence and alignment with the groupwide compliance framework.

Your role

  • Develop and enhance the groupwide compliance framework to align with evolving regulatory requirements, market practices and the Group's strategic direction.
  • Ensure effective implementation of the groupwide compliance framework across all Group entities, covering areas such as governance, financial crime, market access, market integrity, investor protection and personal conduct.
  • Oversee the implementation and maintenance of an internal control system to manage compliance risks across the Group, including the development of a robust second-line control testing framework and the utilization of compliance technology solutions.
  • Conduct regular and targeted oversight visits and thematic reviews of Group entities to assess compliance with regulatory standards and internal policies.
  • Prepare and submit periodic and consolidated supervision reports to Group governing bodies and regulatory authorities, including FINMA, to ensure compliance with regulatory requirements and provide an accurate assessment of regulatory compliance risks.
  • Advise and support Group entities on various compliance-related matters, including the implementation and monitoring of the compliance framework, conducting compliance risk assessments, addressing regulators, external and internal auditor requests and findings, and managing compliance incidents.
  • Take part in Group Compliance projects, ensuring successful delivery and collaboration with cross-functional teams and relevant stakeholders across the Group.

Your profile

  • At least 3 years’ experience in compliance in the private banking or asset management industry.
  • Experience in a financial institution with a global network, with international exposure.
  • University degree or advanced education, ideally in Law or Business Management. Certificate in compliance management or equivalent.
  • Wide knowledge and general experience of compliance topics (conduct, financial crime, market access, market integrity and investor protection). Strong understanding of international financial market regulations.
  • High level of integrity, discretion and ethical conduct, with a commitment to upholding the highest standards of professionalism and compliance.
  • Well organised, able to set and keep deadlines while working on multiple tasks simultaneously.
  • Strong analytical skills, curious and pragmatic.
  • Excellent interpersonal communication skills, ability to cultivate strategic partnerships with internal and external stakeholders.
  • Professional fluency in both English and French.
  • Must be resident in Switzerland or willing to relocate.

Note

We will not accept any CVs via agencies.

Diversity & Inclusion

Pictet is an equal opportunity employer and is committed to creating a diverse environment. We respect all individuals and seek their inclusion in the workplace.

#J-18808-Ljbffr

  • Executive Assistant to Group Chief Compliance Officer

    Vor 2 Tagen

    Genf, Schweiz Lombard Odier Group Vollzeit

    Executive Assistant to Group Chief Compliance OfficerYOUR ROLEGeneral gate-keeping, acting as first point of contact, screening and answering incoming calls and emails, providing full administration support to Group Chief Compliance Officer;Extensive and proactive agenda management including arranging meetings and preparing related documentation;Ensure...

  • Vertrauenswürdige Unterstützung für den Group Chief Compliance Officer

    Vor 2 Tagen

    Genf, Genf, Schweiz Banque Lombard Odier & Cie SA Vollzeit

    Unterstützung durch unsere KulturUnser Unternehmen fördert eine inklusive und integrative Arbeitsumgebung, die Vielfalt, Gleichberechtigung und Inklusion bewirbt. Unser Ziel ist es, dass unsere Mitarbeitenden sowohl ihre beruflichen als auch ihre persönlichen Ziele erreichen können. Daher setzen wir uns für interne Karrierewege ein, um individuelle...

  • Group Financial Crime Senior Compliance Officer

    Vor 2 Tagen

    Genf, Schweiz TN Switzerland Vollzeit

    Social network you want to login/join with:Group Financial Crime Senior Compliance Officer, GenevaClient:EFG InternationalLocation:GenevaJob Category:FinanceJob Reference:b842ee8b41f7Job Views:10Posted:21.01.2025Expiry Date:07.03.2025Job Description:For our Group Financial Crime Compliance team in Zurich, we are looking for a Senior Compliance Officer to...

  • Compliance Officer

    vor 1 Woche

    Genf, Schweiz Pictet Group Vollzeit

    La division Corporate Functions regroupe les activités non bancaires du groupe Pictet et compte plus de 600 collaborateurs. Assurées par des spécialistes connaissant parfaitement l’ensemble des lignes de métier, les fonctions centrales se répartissent en divers départements: Audit interne, Communication, Compliance, Corporate Office, Finances,...

  • Executive Assistant to Group Chief Compliance Officer

    vor 1 Tag

    Genf, Schweiz Lombard Odier Vollzeit

    A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices...

  • Market Compliance officer

    Vor 6 Tagen

    Genf, Schweiz TOTAL Deutschland GmbH Vollzeit

    Fast-paced, dynamic and international trading environment where the knowledge, expertise and collaboration are the roots of a collective success. This role interfaces with several internal departments (Front-Office, Middle-Office and Risk, Derivatives Operations, Legal, IT…) and requires coordination with other branches (Total Gas & Power, Total...

  • (Junior) Consultant Banking Regulatory

    Vor 6 Tagen

    Genf, Schweiz Compliance Wise Vollzeit

    Your Benefits: Dynamic working environment in international teams with diverse backgrounds Insight into different companies and industries as well as new challenges on exciting projects Various opportunities to grow professionally and personally and to design your own career Numerous training and coaching opportunities Flexible working time models with...

  • Senior Compliance Officer

    Vor 2 Tagen

    Genf, Schweiz TN Switzerland Vollzeit

    Notre client, une banque active dans le domaine du Private Banking, est à la recherche d'un senior Compliance Officer pour renforcer son équipe dynamique avec un très bon état d'esprit.Il s'agit d'un rôle senior nécessitant une expérience préalable d'au minimum 6 à 8 années dans une fonction compliance généraliste AML/KYC au sein d'une banque...

  • Compliance officer H/F

    Vor 6 Tagen

    Genf, Schweiz Crédit Agricole Group Vollzeit

    Dans le cadre des activités Wealth Management, nous recherchons au sein de l’équipe Sécurité Financière – Wealth Management - Investigations, un Analyste Compliance pour participer aux différentes tâches sous la responsabilité du département :- Analyse et émet un avis Compliance sur les dossiers escaladés pour des indices de ML/FT/Sanctions;-...

  • Business Compliance Officer

    vor 1 Tag

    Genf, Schweiz TN Switzerland Vollzeit

    Pictet Trading & Sales (PTS) provides direct access to global markets, offering bespoke trading solutions across a wide range of asset classes. Our sales traders, IT specialists, strategists and quant analysts are assisted by a full suite of risk and control functions as well as the latest technology.PTS is looking to hire a Business Compliance Officer to...

  • Fachkraft für Compliance-Administration

    Vor 2 Tagen

    Genf, Genf, Schweiz Banque Lombard Odier & Cie SA Vollzeit

    Über unsBanque Lombard Odier & Cie SA ist ein renommierter, globaler Vermögensverwalter und Asset Manager mit einer umfassenden Anlagestrategie. Wir sind eine unabhängige und innovative Bank, die sich auf nachhaltige Investitionen fokussiert und eine Vielzahl von Finanzdienstleistungen anbietet.Ihre RolleAls Executive Assistant to Group Chief Compliance...

  • Compliance Officer

    vor 1 Woche

    Genf, Schweiz Trident Trust Vollzeit

    To assist the Compliance Manager and to ensure Trident Trust remains compliant with all relevant regulatory and anti-money laundering legislation, including internal policies and procedures.Key Responsibilities, Accountabilities and Duties:Undertaking the day day-to-day tasks assigned to CompliancePerforming periodic file reviewsAssisting with FATCA/CRS...

  • Junior Compliance Officer

    vor 1 Tag

    Genf, Schweiz Robert Walters Vollzeit

    Salary: confidentialOn behalf of our client, we are seeking a knowledgeable Junior Compliance Officer with a focus on Physical Commodities. This role is based in the dynamic city of Geneva and presents an enticing opportunity to join a global investment management firm. The firm leverages technology, quantitative methods, and financial markets expertise to...

  • Senior Compliance Officer

    Vor 5 Tagen

    Genf, Genf, Schweiz Robert Walters Switzerland Vollzeit

    We are seeking an experienced Senior Compliance Officer to join our team at Robert Walters Switzerland. In this role, you will play a crucial part in developing and implementing effective compliance programmes surrounding physical metals trading. Your excellent communication skills and ability to interact effectively with regulators will be essential in...

  • Junior Compliance Officer

    Vor 6 Tagen

    Genf, Schweiz Michael Page International (Switzerland) SA Vollzeit

    About Our ClientOur client is a trust company.Job DescriptionAssist the Compliance Manager & Compliance Officer with the day-to-day administration tasks within the Compliance department.Maintain the client LBA files up to date and in good order and ensure that client KYC is up to date.Assist with maintaining and updating the client database.Maintain and...

  • Senior Market Compliance officer

    Vor 6 Tagen

    Genf, Schweiz TOTAL Deutschland GmbH Vollzeit

    Fast-paced, dynamic and international trading environment where the knowledge, expertise and collaboration are the roots of a collective success. This role offers a working environment whereby REMIT II, MAD/MAR, MiFID II, EMIR and internal rules must be adhered to in order to strengthen controls, prevent potentially unlimited fines, and reduce errors and...

  • Assistant Compliance officer

    Vor 7 Tagen

    Genf, Schweiz Pouly Tradition Vollzeit

    Bridport & Cie SA, the leading fixed income specialist house in Jersey and Switzerland, is looking for a:Part-time Assistant Compliance Officer (50%-60%)for our Geneva office.This position offers great flexibility and is ideal for someone who is organized and service-oriented with a proactive attitude.You will report to the compliance team and collaborate...

  • Assistant Compliance officer

    Vor 7 Tagen

    Genf, Schweiz Pouly Tradition Vollzeit

    Bridport & Cie SA, the leading fixed income specialist house in Jersey and Switzerland, is looking for a part-time Assistant Compliance Officer (50%-60%) for our Geneva office.This position offers great flexibility and is ideal for someone who is organized and service-oriented with a proactive attitude.You will report to the compliance team and collaborate...

  • Assistant Compliance officer

    Vor 5 Tagen

    Genf, Schweiz bridport & cie sa Vollzeit

    Bridport & Cie SA, the leading fixed income specialist house in Jersey and Switzerland, is looking for a part-time Assistant Compliance Officer (50%-60%) for our Geneva office.This position offers great flexibility and is ideal for someone who is organized and service-oriented with a proactive attitude.You will report to the compliance team and collaborate...

  • Compliance Officer Monitoring

    vor 1 Tag

    Genf, Schweiz TN Switzerland Vollzeit

    Compliance Officer Monitoring & Sanctions, GenevaClient:Lotus PartnersLocation:GenevaJob Category:OtherJob Reference:4059e2e465aaJob Views:12Posted:24.01.2025Job Description:For one of our clients, an international private bank based in Geneva, we are looking for a:COMPLIANCE OFFICER MONITORING & SANCTIONSAnalyze and monitor transactions presenting an...