Investment Compliance Specialist

Once the project is finished, you will step up to handle challenging tasks in the investment compliance team. This includes actively participating in compliance projects, updating regulatory country rule cards, implementing investment guidelines, overseeing breach processes, and carrying out pre & post-trade checks, as well as regulatory reporting....

After the completion of the project, your role will extend to handling complex tasks within their investment compliance team. This involves actively participating in compliance projects, maintaining regulatory country rule cards, implementing investment guidelines, managing breach processes, and conducting pre & post-trade checks, as well as regulatory...

After the completion of the project, your role will extend to handling complex tasks within their investment compliance team. This involves actively participating in compliance projects, maintaining regulatory country rule cards, implementing investment guidelines, managing breach processes, and conducting pre & post-trade checks, as well as regulatory...

Major responsibilities: Analysis and interpretation of fund contracts and investment guidelinesImplementation of new products, fund regulations &investment guidelines within the investment compliance applicationLead/help within the internal project for change to new strategical solution.Amendments of existing regulations and guidelinesSupport of the...

Major responsibilities: Analysis and interpretation of fund contracts and investment guidelinesImplementation of new products, fund regulations &investment guidelines within the investment compliance applicationLead/help within the internal project for change to new strategical solution.Amendments of existing regulations and guidelinesSupport of the...

YOUR ROLEJoin our team as a Senior Investment Compliance Consultant and work closely with fund companies, banks, insurance companies, and asset managers. You'll be the go-to person for our core product - XENTIS, handling a variety of tasks in the Investment Compliance Team after project completion.Key responsibilities include:Lead a vital role in our...

Your team: Pictet Wealth Management combines more than 200 years of Swiss banking heritage with global investment expertise. The Partnerowned financial services group offers a comprehensive service for wealthy individuals and families including discretionary and advisory investment solutions and family office services. Our culture welcomes independent...

Your role Are you passionate about investing and working with clients? Do you enjoy working with colleagues to drive successful outcomes for clients? Join us in an Investment Specialist - EMEA role within the Credit Investments Group, part of UBS Asset Management with a focus on client servicing. This is an opportunity to join a leading global credit...

YOUR CONTRIBUTIONOur clients are fund companies, banks, insurance companies and asset managers. As a Senior Investment Compliance Consultant, you are the main point of contact for our clients regarding our core product - XENTIS. You play a central role in our project team, focusing on transitioning from a MIG21 environment. Furthermore, you are responsible...

YOUR CONTRIBUTIONOur clients are fund companies, banks, insurance companies and asset managers. As a Senior Investment Compliance Consultant, you are the main point of contact for our clients regarding our core product - XENTIS. You play a central role in our project team, focusing on transitioning from a MIG21 environment. Furthermore, you are responsible...

Do you have a passion for data analysis and a talent for generating insights from complex investment data structures? If so, you could be the perfect fit for our Investment Analytics Specialist role About the Role As an Investment Analytics Specialist in the Private Investments Analytics team, you will be responsible for providing high-quality data...

YOUR CONTRIBUTIONOur clients are fund companies, banks, insurance companies and asset managers. As a Senior Investment Compliance Consultant, you are the main point of contact for our clients regarding our core product - XENTIS. You play a central role in our project team, focusing on transitioning from a MIG21 environment. Furthermore, you are responsible...

YOUR CONTRIBUTIONOur clients are fund companies, banks, insurance companies and asset managers. As a Senior Investment Compliance Consultant, you are the main point of contact for our clients regarding our core product - XENTIS. You play a central role in our project team, focusing on transitioning from a MIG21 environment. Furthermore, you are responsible...

Head of Investment Compliance Monitoring/PlatformZürich / Bleicherweg 21Interested? Apply hereWithin our Risk Control division, we are looking for a Head Investment Compliance Monitoring in Zurich. You will be part of an experienced and professional team whose responsibilities are ensuring compliance of the discretionary and advisory portfolios with all...

Head of Investment Compliance Monitoring/PlatformZürich / Bleicherweg 21Interested? Apply hereWithin our Risk Control division, we are looking for a Head Investment Compliance Monitoring in Zurich. You will be part of an experienced and professional team whose responsibilities are ensuring compliance of the discretionary and advisory portfolios with all...

Within our Risk Control division, we are looking for a Head Investment Compliance Monitoring in Zurich. You will be part of an experienced and professional team whose responsibilities are ensuring compliance of the discretionary and advisory portfolios with all relevant restrictions and support various internal stakeholder on related topics and...

Junior Investment Specialist Alternatives (Ref. 2551)Job SummaryBusiness unit: Investment MarketingLocation: Zurich, CHActivity rate: 100%Publication dateReference: 2551About the OpportunityJoin a leading sustainable private bank that specializes in investment advisory and asset management for both private and institutional clients. Our success stems from...

Junior Investment Specialist Alternatives (Ref. 2551)Job SummaryBusiness unit: Investment MarketingLocation: Zurich, CHActivity rate: 100%Publication dateReference: 2551About the OpportunityJoin a leading sustainable private bank that specializes in investment advisory and asset management for both private and institutional clients. Our success stems from...

Job in 8048 Zürich: YOUR CONTRIBUTION Our clients are fund companies, banks, insurance companies and asset managers. As a Senior Investment Compliance Consultant, you are the main point of contact for our clients regarding our core product - XENTIS. You play a central role in our project team, focusing on transitioning from a MIG21 environment....

For our client, a well-known international bank in Zurich, we are currently looking for a highly motivated and experienced Funds Transfer Specialist (4-6 months).Job description Review and drafting of fund documents received from clients (fund management companies)Comparison of different draft versions prior to submission to the Swiss Financial Supervisory...