Senior Compliance Officer, Onboarding with Focus on Eastern European Markets

Gefunden in: Talent CH C2 - vor 2 Wochen

Zürich, Schweiz Union Bancaire Privee Vollzeit

Senior Compliance Officer, Onboarding with Focus on Eastern European Markets (Russian Speaking)

Description

Union Bancaire Privée (UBP) was founded in 1969 by Edgar de Picciotto, whose vision from the outset was to offer investors an astute and innovative wealth management service. With assets under management of CHF 140.0billion as at the end of December 2023 and a professional, global workforce of around 2’094 people, UBP is a major player in Switzerland’s wealth-management industry. Headquartered in Geneva, the Bank has over twenty locations in key economic and financial hubs worldwide, enabling it to combine global expertise with local know-how.

Mission

.

Challenges

Handling the day-to-day spectrum of client onboarding assessment activities of UBP Private Banking Zurich and Basel, with a focus on the Eastern European business to ensure adherence to applicable laws and regulations, including AML, CTF, Sanctions, anti-bribery and corruption laws, tax compliance as well as internal policies and procedures.

Main responsibilities

Provide guidance, support and relevant information to Relationship Manager and Line Management in terms of all Compliance aspects related to client on-boarding, with a focus on clients introduced and managed by the Emerging Markets Desk with special focus on the Eastern and Central European Markets In the context on an onboarding case, review new and existing clients, prepare client assessments for presentation to the Bank's account Opening Committees Take ownership of specific on-boarding and mutation (change in circumstances) cases throughout the process and, where applicable, ensure escalation and presentation to higher Committees Corroborate and challenge KYC information provided by the business and perform checks via internal and external database sources where appropriate  Coordinate the commissioning of external due diligence reports where applicable Ensure the follow-up on the completion of tasks arising from recommendations and conditions set out during the on-boarding process Prepare internal investigation memorandums to determine potential filing of Suspicious Activity Reports (SARs) and assist in the processing of the filing, where applicable Liaise and work with other Compliance functions in Zurich and Geneva in order to obtain a holistic client view and align on Group Compliance programs Assist with departmental projects and initiatives as/when required Monitor changes to business practices and products to ensure that AML controls and procedures are adequate to cover them 

Education

Education: Bachelor Degree Certification: Degree in Law, Economics, Finance, Business Administration or similar

Experience

Years of experience: 3-7 : intermediate Experience required: A minimum of 3-7 years’ experience as Compliance, AML and/or KYC specialist in Private Banking/Wealth Management or similar role Very good understanding of risk management and controls Fluent in English and Russian Experience in private banking: Mandatory

Language

English: Fluent Other: Fluent (Russian)

Personal skills

Swiss resident: Mandatory Strong analytical and communication skills Commercial awareness, solution focused Ability to work independently, take decisions and set priorities

  • Senior Compliance Officer, Onboarding with Focus on Eastern European Markets

    Gefunden in: beBee S CH - vor 2 Wochen

    Zürich, Schweiz UNION BANCAIRE PRIVEE, UBP SA Vollzeit

    Karriere und Ausbildung Vacancies Offene Stelle :Senior Compliance Officer, Onboarding with Focus on Eastern European Markets Zweigstelle :Zürich Eintrittsdatum :01.06.2024 Arbeitszeit : Domain : Share email print   Senior Compliance Officer, Onboarding with Focus on Eastern European Markets Description Union Bancaire Privée (UBP) was founded in 1969...

  • Senior Compliance Officer, Onboarding with Focus on Eastern European Markets

    Gefunden in: beBee jobs CH - vor 2 Wochen

    Zürich, Zürich, Schweiz UNION BANCAIRE PRIVEE, UBP SA Vollzeit

    Karriere und Ausbildung VacanciesOffene Stelle :Senior Compliance Officer, Onboarding with Focus on Eastern European MarketsZweigstelle :ZürichEintrittsdatum : Arbeitszeit :Domain :Shareemail printSenior Compliance Officer, Onboarding with Focus on Eastern European MarketsDescriptionUnion Bancaire Privée (UBP) was founded in 1969 by Edgar de Picciotto,...

  • Senior Compliance Officer, Onboarding with Focus on Eastern European Markets

    Gefunden in: beBee jobs CH - Vor 6 Tagen

    Zürich, Zürich, Schweiz UNION BANCAIRE PRIVEE, UBP SA Vollzeit

    Karriere und Ausbildung VacanciesOffene Stelle :Senior Compliance Officer, Onboarding with Focus on Eastern European Markets (Russian Speaking)Zweigstelle :ZürichEintrittsdatum : Arbeitszeit :Domain :Shareemail printSenior Compliance Officer, Onboarding with Focus on Eastern European Markets (Russian Speaking)DescriptionUnion Bancaire Privée (UBP) was...

  • Senior Compliance Officer, Onboarding with Focus on Eastern European Markets

    Gefunden in: beBee S CH - Vor 6 Tagen

    Zürich, Schweiz UNION BANCAIRE PRIVEE, UBP SA Vollzeit

    Karriere und Ausbildung Vacancies Offene Stelle :Senior Compliance Officer, Onboarding with Focus on Eastern European Markets (Russian Speaking) Zweigstelle :Zürich Eintrittsdatum :01.06.2024 Arbeitszeit : Domain : Share email print   Senior Compliance Officer, Onboarding with Focus on Eastern European Markets (Russian Speaking) Description Union...

  • Senior Compliance Officer, High Risk

    Gefunden in: Talent CH C2 - vor 1 Woche

    Zürich, Schweiz Union Bancaire Privee Vollzeit

    Senior Compliance Officer, High Risk & PEP Reviews Description Risks and Compliance is an independent division which monitors the Bank's activities to ensure they are fully in compliance with all relevant laws, rules and regulations while always keeping a close eye on client's interests. The division is involved in the management of all the...

  • Senior Compliance Officer, High Risk

    Gefunden in: beBee jobs CH - vor 1 Woche

    Zürich, Zürich, Schweiz UNION BANCAIRE PRIVEE, UBP SA Vollzeit

    Karriere und Ausbildung VacanciesOffene Stelle :Senior Compliance Officer, High Risk & PEP ReviewsZweigstelle :ZürichEintrittsdatum : Arbeitszeit :Domain :CC_ ComplianceShareemail printSenior Compliance Officer, High Risk & PEP ReviewsDescriptionRisks and Compliance is an independent division which monitors the Bank's activities to ensure they are fully in...

  • Senior Compliance Officer

    Gefunden in: beBee jobs CH - Vor 6 Tagen

    Zürich, Zürich, Schweiz Selby Jennings Vollzeit

    Responsibilities:Serving as the primary liaison for Relationship Managers and internal team members on compliance issues, while reviewing client files to evaluate adherence to regulations such as KYC, AML/CFT, sanctions, bribery, corruption, and tax integrity.Establishing and enforcing compliance controls within designated timeframes, which involve thorough...

  • Senior Compliance Officer, High Risk

    Gefunden in: beBee S CH - vor 3 Wochen

    Zürich, Schweiz UNION BANCAIRE PRIVEE, UBP SA Vollzeit

    Karriere und Ausbildung Vacancies Offene Stelle :Senior Compliance Officer, High Risk & PEP Reviews Zweigstelle :Zürich Eintrittsdatum :01.06.2024 Arbeitszeit : Domain :CC_ Compliance Share email print   Senior Compliance Officer, High Risk & PEP Reviews Description Risks and Compliance is an independent division which monitors the Bank's activities to...

  • Senior Compliance Officer

    Gefunden in: beBee jobs CH - vor 2 Wochen

    Zürich, Zürich, Schweiz Selby Jennings Vollzeit

    Responsibilities:Evaluate client documentation prepared by Front Office to identify potential compliance and integrity risks, such as KYC, AML/CFT, sanctions, bribery, corruption, and tax compliance.Serve as the central liaison for Relationship Managers and other internal team members regarding compliance concerns and inquiries.Implement and monitor...

  • Senior Compliance Officer

    Gefunden in: Talent CH A C2 - Vor 3 Tagen

    Zürich, Schweiz Larson Maddox Vollzeit

    Responsibilities: Evaluate client documentation prepared by Front Office to identify potential compliance and integrity risks, such as KYC, AML/CFT, sanctions, bribery, corruption, and tax compliance. Serve as the central liaison for Relationship Managers and other internal team members regarding compliance concerns and inquiries. Implement and monitor...

  • Senior Compliance Officer

    Gefunden in: Talent CH C2 - Vor 6 Tagen

    Zürich, Schweiz SIX Vollzeit

    Would you like to work closely with SIX Group Services at the forefront of integrating innovative financial technologies with traditional financial services?   We are seeking an experienced Senior Compliance Officer specialized in Anti-Money Laundering (AML), Counter-Financing of Terrorism (CFT) and sanctions compliance relating to digital assets and...

  • Compliance Officer with Legal background 50-60%

    Gefunden in: beBee jobs CH - vor 1 Woche

    Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG Vollzeit

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.Compliance Control Room is part of the Risk, Legal and Compliance Division of Julius Baer and supports the Senior Management in...

  • Compliance Officer with Legal background 50-60%

    Gefunden in: beBee S CH - vor 3 Wochen

    Zürich, Schweiz Bank Julius Bär & Co. AG Teilzeit

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.Compliance Control Room is part of the Risk, Legal and Compliance Division of Julius Baer and supports the Senior Management...

  • Senior Specialist – Product Compliance

    Gefunden in: beBee jobs CH - vor 2 Wochen

    Zürich, Zürich, Schweiz On Vollzeit

    Team for Career SiteProduct OperationsIn shortAs the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On's products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be working closely with various stakeholders to contribute to a comprehensive strategy with a...

  • Senior Specialist

    Gefunden in: beBee S CH - vor 4 Wochen

    CH-8005 Zürich On AG Vollzeit

    ‹ Back to jobs Senior Specialist - Product Compliance Location: ZurichApply for this roleProduct OperationsProduct Operations In short As the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On’s products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be...

  • Senior Specialist

    Gefunden in: beBee S CH - vor 3 Wochen

    CH-8005 Zürich On AG Vollzeit

    ‹ Back to jobs Senior Specialist - Product Compliance Location: ZurichApply for this roleProduct OperationsProduct Operations In short As the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On’s products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be...

  • Senior Specialist

    Gefunden in: beBee S CH - vor 4 Wochen

    Zürich, Schweiz On Vollzeit

    Team for Career Site Product Operations In short As the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On’s products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be working closely with various stakeholders to contribute to a comprehensive strategy with a...

  • Senior Specialist

    Gefunden in: beBee S CH - vor 3 Wochen

    Zürich, Schweiz On Vollzeit

    Team for Career Site Product Operations In short As the Product Compliance Sr Specialist, you will work with the Product Compliance Lead to ensure all of On’s products are compliant in the markets in which we operate (EMEA, NA, Latin America, and Asia). You will be working closely with various stakeholders to contribute to a comprehensive strategy with a...

  • Junior Market Operator

    vor 2 Wochen

    Zürich, Schweiz RULEMATCH AG Vollzeit

    RULEMATCH is a Fintech venture operating a trading venue in the field of digital assets, led by founders with strong industry knowledge and backed by world-leading partners. The Market Operations department is responsible for the smooth operation of all trading-related processes. Tasks Supervise the trading activity of our participants and maintain the...

  • Junior Market Operator

    vor 2 Wochen

    Zürich, Schweiz RULEMATCH AG Vollzeit

    RULEMATCH is a Fintech venture operating a trading venue in the field of digital assets, led by founders with strong industry knowledge and backed by world-leading partners. The Market Operations department is responsible for the smooth operation of all trading-related processes. Tasks Supervise the trading activity of our participants and maintain the...