Compliance Officer

vor 2 Wochen

Geneva, Schweiz Banque de Commerce et de Placements SA Vollzeit

Established in 1963 as a Swiss bank, BCP segments its activities into two well-established core businesses: Commodity Trade Finance and Wealth Management. These are reinforced by our expert Treasury services. BCP enjoys a solid reputation as a high-quality service provider in all of its banking fields. Founded under Swiss Banking Law and Regulations, BCP is supervised by FINMA, the Swiss financial markets supervisory authority. Headquartered in Geneva, BCP also operates a branch in Luxembourg and a representative office in Dubai DIFC. More information can be found at www.bcp-bank.com .

To strengthen our Compliance division, we are currently looking for a

 

Compliance Officer

PURPOSE OF THE ROLE

As a Compliance officer, you will be responsible, together with the other members of the team, for ensuring that our bank adheres to regulatory requirements and internal regulations. This role involves identifying and mitigating compliance risks, implementing effective compliance controls, and fostering a culture of ethical behaviour within the organization.

Key responsibilities:

  • Review new account applications to ascertain that they meet the bank’s internal standards (“Client Due Diligence (CDD)”, Anti Money Laundering (AML)), Sanctions, Tax and Swiss regulatory requirements. Provide the necessary support to Front Office in the account opening process.

  • Handle the Sanctions (OFAC & EU & SECO), PEP and AML monitoring alerts and timely resolution of CDD / AML issues arising from alerts or change of circumstances, to ensure proper assessment and documentation.

  • Regular monitoring and review of the customers’ profile and/or account documentation prepared by the CRMs.

  • Ensure that Bank’s staff members are regularly trained and informed on key regulatory issues and topics in relation to CDD, Sanctions, AML and other relevant compliance matters.

  • Performing KYC on Counterparty Banks.

  • Maintain appropriate audit trail and documentation in all instances of alert review and/or clarifications, to evidence/support the review.

  • Preparing files for MROS reporting or upon authorities requests.

  • Participate to the Quality Assurance Program of the Compliance division.

  • Perform regular reporting to the Head of Compliance on complex and sensitive cases.

  • Collaborate and share best practices with Compliance team.

  • Seize opportunities of creating efficiencies and improving processes.

 

REQUIREMENTS 

  • University Degree in Law / Business Administration or equivalent.

  • Certificate of Advances Studies (CAS) in Compliance Management, or equivalent.

  • 3-5 years proven experience in a similar compliance role within a Bank, including the handling of account openings, customers’ profiles review and formal analysis.

  • In-depth knowledge of Swiss regulatory requirements, such as AML, KYC, CDB and other relevant banking regulations.

  • Previous experience related to FATCA/QI/AEI, Federal Financial Services Act (FinSA) and Financial Institutions Act (FinIA) a real asset

  • Proven experience and knowledge of Commodity Trade Finance.

  • Strong analytical, problem-solving and decision-making skills.

  • Well organized with a good sense of initiative and proactiveness.

  • Ability to work independently and as part of a team.

  • Strong communication and interpersonal skills

  • High ethical standards and a commitment to maintaining confidentiality and integrity.

  • Fluent in French and English, written and spoken.

  • At ease with IT tools (Outlook, MS Office, internet, …)

 

OTHER

  • Location: Geneva

  • Starting date: Immediate

  • Activity rate: 100%

 

Please send your complete application file (cover letter, CV, work certificates and diplomas).

Kindly note that with no answer from us within 3 weeks, you can consider that your candidacy was not selected for this position. Thank you for your understanding.

 

  • Compliance Officer

    vor 1 Monat

    Geneva, Schweiz Banque de Commerce et de Placements SA Vollzeit

    Established in 1963 as a Swiss bank, BCP segments its activities into two well-established core businesses: Commodity Trade Finance and Wealth Management. These are reinforced by our expert Treasury services. BCP enjoys a solid reputation as a high-quality service provider in all of its banking fields. Founded under Swiss Banking Law and Regulations, BCP is...

  • Compliance Officer

    vor 4 Wochen

    Geneva, Schweiz SYZ SA Vollzeit

    If you are passionate about meeting client needs, want to challenge the status quo and be part of an innovative environment and future, the Syz Group can bring you what you are looking for. Working at Syz takes a blend of collaboration, entrepreneurial spirit and willingness to pull together. In return for your talent and dedication, you can expect a...

  • Compliance Officer

    vor 2 Wochen

    Geneva, Schweiz BankMed (Suisse) SA Vollzeit

    Basée à Genève depuis 35 ans, BankMed (Suisse) S.A. est une banque à taille humaine, au service de clients commerciaux et privés. Afin de compléter notre département Compliance, nous recherchons un Compliance Officer.Compliance OfficerResponsabilitésOnboarding des prospects et des nouvelles relations d’affaires (clientèle privée, commerciale et...

  • Compliance Officer

    vor 2 Wochen

    Geneva, Schweiz BankMed (Suisse) SA Vollzeit

    Basée à Genève depuis 35 ans, BankMed (Suisse) S.A. est une banque à taille humaine, au service de clients commerciaux et privés. Afin de compléter notre département Compliance, nous recherchons un Compliance Officer.Compliance OfficerResponsabilitésOnboarding des prospects et des nouvelles relations d’affaires (clientèle privée, commerciale et...

  • Compliance Officer

    vor 2 Wochen

    Geneva, Schweiz Trafigura Vollzeit

    Main Purpose: Assist the Head of Compliance Program Effectiveness with all aspects of assessing, monitoring and developing the Trafigura Group Compliance Program to ensure the consistent and robust continuous improvement of the Compliance program. Knowledge Skills and Abilities, Key Responsibilities: Compliance or law professional with at least 8...

  • Compliance Officer

    vor 1 Tag

    Geneva, Schweiz LHH Vollzeit

    Nous recherchons pour l'un de nos clients, une banque de retail basée à Genève, un.e Compliance Officer.Responsabilités :Assurer la conformité des opérations de la banque avec les réglementations suisses et internationales, y compris AML (Anti-Money Laundering), CRS (Common Reporting Standard), FATCA (Foreign Account Tax Compliance Act) et KYC (Know...

  • Compliance Officer

    vor 4 Wochen

    Geneva, Schweiz IG Group Vollzeit

    Job Description IG Group opportunity At IG, we are looking for innovative, motivated, curious, eager, and open-minded people. People who embody our core values – who want to champion the client, lead the way, raise the bar and think big. We recruit based on excellence and believe that diversity is vital to success. We have zero tolerance for...

  • Business Compliance Officer

    vor 2 Monaten

    Geneva, Schweiz Pictet Vollzeit

    Your team Pictet Trading & Sales (PTS) provides direct access to global markets, offering bespoke trading solutions across a wide range of asset classes. Our sales traders, IT specialists, strategists and quant analysts are assisted by a full suite of risk and control functions as well as the latest technology. PTS is looking to hire a Business...

  • Compliance Officer

    Vor 5 Tagen

    Geneva, Schweiz BankMed (Suisse) SA Vollzeit

    ResponsabilitésOnboarding des prospects et des nouvelles relations d’affaires (clientèle privée, commerciale et institutionnelle).Revues périodiques des relations d’affaires et mises à jour des dossiers (KYC), notamment pour les clients PEP et à haut risque.Suivi quotidien des transactions de la clientèle (LBA), pré-trade et post-trade.Suivi...

  • Compliance officer

    vor 1 Monat

    Geneva, Schweiz Michael Page Vollzeit

    Suivi et analyse des transactions ;Analyse des profils à risques accrus ;Rédaction des communications MROS ;Support quotidien aux équipes opérationnelles sur les questions de conformité;Rédaction et mise à jour de rapports et directives internes ;Veille réglementaire active et analyse d'impact ;Conseil, formation et support aux différents...

  • Compliance officer

    vor 4 Wochen

    Geneva, Schweiz Michael Page - Switzerland Vollzeit

    About Our Client For our client, a corporate bank in Geneva, we are currently looking for a compliance officer -100% Job Description Job Responsibilities: Promote and monitor the effective implementation of external regulatory rules and the Bank's internal policies and procedures. Conduct AML risk assessment approvals. Carry out compliance risk...

  • Group Compliance Officer

    vor 2 Monaten

    Geneva, Schweiz Pictet Vollzeit

    Your team Corporate Functions includes the Group’s non-banking activities and employs more than 600 people. These functions are carried out by specialists with expertise across all business units and include the Communications, Compliance, Finance, Human Resources, Information Security, Internal Audit, Legal, Organisation & Digital, Risk and Tax...

  • Compliance officer

    vor 2 Wochen

    Geneva, Schweiz Michael Page - Switzerland Vollzeit

    About Our Client Notre client est une banque. Job Description Suivi et analyse des transactions ; Analyse des profils à risques accrus ; Rédaction des communications MROS ; Support quotidien aux équipes opérationnelles sur les questions de conformité; Rédaction et mise à jour de rapports et directives internes ; Veille réglementaire active et...

  • Senior Compliance Officer

    vor 2 Monaten

    Geneva, Schweiz Michael Page Switzerland Vollzeit

    For one of our clients, we are looking for a Senior Compliance Officer - Sanctions FR / ENG in 100% permanent contract and based in Geneva. The collaborator will join the Compliance Department of the Private Bank. Senior Compliance Officer - Sanctions FR / ENG 100% (m / f)Our client is an international bank based in Geneva and in other international...

  • Compliance AML Monitoring Officer

    vor 3 Monaten

    Geneva, Schweiz J Safra Sarasin Vollzeit

    Your role As Compliance AML Monitoring Officer at Bank J. Safra Sarasin you are a self-motivated, rigorous team player looking for a challenging and international work environment and provide high-quality transactional AML analysis,controls and reports for the Bank's Compliance Department .  Your responsibilities Analyze and monitor...

  • Senior Compliance Officer Onboarding

    vor 3 Monaten

    Geneva, Schweiz EFG International Vollzeit

    Our Financial Crime Compliance Department is looking for our Onboarding & Periodic Reviews team in Switzerland (Geneva, Zurich or Lugano) for an experienced Senior Compliance Officer able to deal with complex clients. Previous experience in Private Banking KYC/AML domain is required. Fluent English is a must. Any additional languages a strong plus. Main...

  • Compliance Officer En Banque Privée

    vor 4 Wochen

    Geneva, Schweiz Robert Walters Switzerland Vollzeit

    Description du poste :Nous recherchons un Compliance Officer pour garantir la conformité des activités bancaires. Ce poste requiert une personne autonome et agile qui saura rapidement s'intégrer au sein d'une petite équipe dynamique.Responsabilités :- Gestion des ouvertures de comptes, révision des dossiers clients, la surveillance des transactions...

  • Compliance officer

    vor 3 Monaten

    Geneva, Schweiz Michael Page Vollzeit

    Job Responsibilities:Promote and monitor the effective implementation of external regulatory rules and the Bank's internal policies and procedures.Conduct AML risk assessment approvals.Carry out compliance risk monitoring of various products, businesses and management activities.Perform gap analysis to fulfill regulatory requirements, formulate and improve...

  • Compliance AML Monitoring Officer

    vor 3 Monaten

    Geneva, Schweiz Bank J. Safra Sarasin AG Vollzeit

    About usAs a leading sustainable private bank, we offer dynamic and personalized services in investment advisory and asset management for private and institutional clients. Our success depends on the enthusiasm and commitment of our employees and we value each person with their unique technical expertise, professional qualifications and social skills.We are...

  • Compliance officer generaliste

    vor 4 Wochen

    Geneva, Schweiz Michael Page - Switzerland Vollzeit

    About Our Client Pour notre client, une banque privée de la place, nous recherchons : Un compliance officer Generaliste - 2/5 ans d'experience AML, KYC, Remediation,... Job Description Responsabilités Principales : Surveillance et Contrôle : Effectuer des contrôles quotidiens, mensuels et trimestriels pour s'assurer du respect des politiques...