Compliance Officer

vor 22 Stunden

Zurich, Schweiz Julius Baer Vollzeit

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together. As a member of the Private Banking Compliance team, you will act as a dedicated center of competence and Compliance contact for Intermediaries and Finders topics.YOUR CHALLENGEPerforming Intermediaries and Finders onboarding and periodic reviews, including detailed risk assessments and review of Know Your Intermediary (KYI) profilesSupporting relationship managers and management in implementing, advising, and supervising Compliance matters related to Intermediaries and FindersConducting Anti-Money Laundering (AML) investigations when necessaryReviewing local policies and procedures when requiredIdentifying and investigating serious cases of non-complianceCollaborating with key stakeholders within and outside ComplianceInstilling a Compliance culture in employees to mitigate legal, regulatory, sanctions, and reputational risksSupporting Compliance projects and following up on internal and regulatory auditsProviding training and training materials on Intermediaries and Finders, Compliance and AML topicsSupport the team with Intermediaries and Finders related tasks as needed, including framework setting and methodology definitionYOUR PROFILEBachelor's degree (preferably in law, economics, business administration, or a banking-related subject)3-5 years of experience in Intermediaries (asset managers, family offices) Compliance and Risk Management, Audit, or Compliance functionsKnowledge of the Swiss regulatory environment, particularly AML regulations, and client documentation standardsGood knowledge of MS Office and a flair for ITStrong personality with good organizational, operational, and communication skillsAbility to work under pressure, with excellent analytical, teamwork, and problem-solving skillsProficient in writing concise assessments, with a strong sense of integrity and discretionIndependent, efficient, and meticulous work method, with solution-oriented thinkingFluency in English, with additional languages being an advantageWe are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our Career site. Is this not quite what you are looking for? Set up a job alert by creating a candidate account here.

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