Compliance Officer

vor 2 Wochen

Genf, Genf, Schweiz Lexton Stanley Vollzeit

A
well-established Family Office in Geneva
is seeking a
part-time Compliance Officer (50%)
as part of its efforts to strengthen its internal control and compliance activities. The position is initially planned to be
50%
, with a
gradual increase in the level of employment
depending on the future development of the Family Office's activities.

Main responsibilities:

  • Ensure the
    compliance of the Family Office
    with legal, regulatory and internal requirements, as well as with the
    ethical standards applicable to financial markets
    .
  • Assist teams
    in the application of compliance rules through
    advice, awareness-raising, information, training and monitoring
    activities.

Tasks and activities:

  • Manage the processes for
    opening and closing accounts
    (KYC, due diligence, etc.).
  • Analyse client files from a
    CDB/LBA
    and
    taxation
    perspective
  • Carry out
    periodic account reviews
    .
  • Follow up on files
    and conduct
    necessary investigations
    .
  • Prepare any
    communications to MROS
    or other competent authorities.
  • Monitor
    transactions involving increased risk
    .
  • Process
    alerts related to sanctions
    ,
    PEPs
    and unusual events.
  • Carry out
    ad hoc checks
    related to
    AML, cross-border transactions, market abuse, taxation
    , etc.
  • Ensure compliance with applicable
    Swiss regulations
    (FINMASA, AMLA, OBA-FINMA, CDB, FINMA circulars, etc.).
  • Participate in the
    review of the internal regulatory framework
    ,
    processes
    and any
    compliance projects
    of the Family Office.
  • Monitor
    regulatory developments
    , participate in
    internal training
    and share information with teams.
  • Prepare
    internal and external audits
    and assist auditors in their checks.

Required profile:

  • Proven experience in
    banking compliance or family office
    (minimum 3 to 5 years).
  • In-depth knowledge of
    AML, CDB, taxation, cross-border
    and other Swiss regulations.
  • Ability to work
    independently, rigorously and confidentially
    in a small organisation.
  • Perfect command of
    French
    and
    English
    .

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