compliance officer

Vor 2 Tagen

Lugano, Tessin, Schweiz SIDLER SA Vollzeit

Per conto di nostro cliente, importante gruppo finanziario, siamo alla ricerca di una figura di Compliance Officer.

La nuova risorsa sarà responsabile del monitoraggio e dell'assicurazione della conformità delle attività del Gruppo alle normative FINMA e alle disposizioni interne. La figura avrà un ruolo chiave nel supportare le funzioni di investimento e la gestione fondi, garantendo che i processi siano allineati ai requisiti normativi e ai più alti standard etici.

Principali responsabilità e attività
:

  • Monitorare la conformità delle attività aziendali alle normative FINMA e alle politiche interne.
  • Supportare l'implementazione e l'aggiornamento del
    Compliance Framework
    del Gruppo.
  • Gestire gli adempimenti relativi ai fondi d'investimento, incluse le verifiche AML/KYC e le procedure di onboarding degli investitori.
  • Effettuare controlli di secondo livello e redigere report periodici di conformità.
  • Supportare la preparazione e la revisione di documentazione regolamentare e contrattuale.
  • Collaborare con le funzioni di Risk Management, Legal e Portfolio Management per garantire una gestione conforme delle strategie e delle operazioni di investimento.
  • Mantenere aggiornate le conoscenze normative e segnalare tempestivamente eventuali cambiamenti regolamentari rilevanti.

Requisiti
:

  • Laurea in Giurisprudenza, Economia o discipline affini.
  • Minimo 2–3 anni di esperienza
    in ruoli analoghi presso
    società autorizzate FINMA
    (es. asset manager, gestori patrimoniali indipendenti, o banche).
  • Conoscenza approfondita della
    normativa FINMA
    ,
    AML/KYC
    ,
    LPCC
    ,
    CISA
    , e delle pratiche di compliance nel settore della gestione fondi.
  • Ottima padronanza dell'italiano e dell'inglese
    (conoscenza del francese o del tedesco è un plus).
  • Precisione, integrità professionale, capacità analitica e attenzione ai dettagli.
  • Attitudine al lavoro di squadra e ottime capacità comunicative.

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