Compliance Risk and Governance Expert
Vor 2 Tagen
Our Story
">Lombard Odier, a renowned global wealth and asset manager, has been shaping the investment landscape for over 225 years. Our history is built on a philosophy of Rethink Everything, which drives us to provide innovative solutions and a fresh perspective to our clients.
">At Lombard Odier, we operate as an independent bank with a strong focus on sustainable investing. Our comprehensive offering includes discretionary and advisory portfolio management, wealth services, custody, and asset management services through Lombard Odier Investment Managers. We also provide advanced banking technology to other financial institutions.
">The Compliance COO team plays a vital role in supporting the Compliance unit and ensuring its effective operation. This involves providing the necessary resources, including budget, systems, processes, information, and governance frameworks.
">Your Role
">As Manager, Compliance Risk and Governance, you will report to the Compliance COO and be responsible for:
">- ">
- Supporting the Compliance COO in establishing and managing the Unit's governance, budgeting, and organisational processes.">
- Establishing and maintaining solid governance for the Compliance unit, aligning it with the Bank's Governance framework.">
- Overseeing the production of Compliance reports to governing committees and regulatory bodies.">
- Partnering with the Compliance Management team to optimize the Unit's effectiveness, enhance communication, and identify areas for improvement.">
- Coordinating the resolution of formal issues assigned to Compliance from regulators, auditors, and internal control frameworks.">
- Acting as the Unit's Business Risk manager, ensuring alignment with internal business and risk policies and guidelines.">
- Representing Compliance in Group forums and projects, ensuring perfect alignment with the Bank's strategic vision.">
Your Profile
">We are seeking an experienced professional with a university degree in Finance, Law, Business Management, or related fields. Your background should include at least 7/10 years of experience in a comparable role within Financial Services, Audit, or Consulting. Experience in Compliance or Risk functions would be advantageous.
">You should possess a sound understanding of Corporate Governance and Risk Frameworks, along with strong analytical skills and the ability to summarise complex topics. Additionally, you should be able to work well under pressure, adapt to changing priorities, and foster productive relationships with diverse stakeholders.
">About Us
">Lombard Odier values excellence, innovation, respect, integrity, and being One Team. We promote a diverse and inclusive work environment, encouraging internal mobility and upskilling programs. Diversity, Equity, and Inclusion are woven into our DNA, and we strive to create a workplace where employees can thrive both personally and professionally.
">It's an exciting time to join our teams
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