Regulatory Compliance Specialist
vor 2 Wochen
About the Role
We are seeking a highly skilled Regulatory Professional to join our team in the Public Markets business. As a key member of the Treasury Trading team, you will be responsible for managing trading documentation, correspondence, and regulatory information to ensure compliance with relevant regulations and laws.
Key Responsibilities
- Manage trading documentation, including ISDAs, CSAs, and NDF MCAs, and correspondence from counterparties, internal teams, and external lawyers.
- Support the onboarding process for trading arrangements, including document management and regulatory information capture.
- Manage EMIR and other relevant regulatory regime processes and procedures, partnering with internal operations teams.
- Develop an understanding of key agreements and the regulatory framework applicable to the Public Markets business.
- Support the global securities disclosure process for listed securities.
- Interpret and analyze new or amended regulations and work with key stakeholders to implement necessary controls and measures.
- Draft and upkeep policies and standard procedures.
- Proactively recognize risks and detect operational escalation needs.
- Protect the firm from regulatory breaches arising from public market trading activities.
- Manage high-risk areas and further develop the control framework.
- Leverage industry knowledge to create value-add initiatives to increase performance, minimize risk, and increase scalability.
- Act as a reliable contact point for internal or external requests.
What We Expect
- 3-5 years of relevant experience.
- Degree in a relevant field.
- Strong understanding of trading documentation, regulatory framework, and key agreements.
- Proactive and reliable.
- Ability to analyze and interpret regulations.
- Strong communication, project management, and organizational skills, proficiency in Excel.
- A strong work ethic with a professional demeanor and the ability to work with limited supervision in a busy and sometimes pressurized trading desk environment.
What We Offer
Partners Group is a global financial institution that retains the culture, pace, and agility of a start-up. As a growing firm, we are committed to attracting, developing, and retaining the very best talent, by offering a workplace where results are truly recognized and rewarded.
We offer a fantastic opportunity for you to grow:
- Professional, international working environment.
- Challenging, rewarding career within a growing company.
- Collaborative environment, with on-the-job training and mentorship opportunities.
- Competitive compensation package, including performance-based annual bonus.
- Lunch allowance.
- 25 vacation days.
- One-month fully paid sabbatical after every five years of employment.
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