Regulatory Compliance Specialist

vor 2 Wochen


Zug, Zug, Schweiz Partners Group Vollzeit
Regulatory Professional

About the Role

We are seeking a highly skilled Regulatory Professional to join our team in the Public Markets business. As a key member of the Treasury Trading team, you will be responsible for managing trading documentation, correspondence, and regulatory information to ensure compliance with relevant regulations and laws.

Key Responsibilities

  • Manage trading documentation, including ISDAs, CSAs, and NDF MCAs, and correspondence from counterparties, internal teams, and external lawyers.
  • Support the onboarding process for trading arrangements, including document management and regulatory information capture.
  • Manage EMIR and other relevant regulatory regime processes and procedures, partnering with internal operations teams.
  • Develop an understanding of key agreements and the regulatory framework applicable to the Public Markets business.
  • Support the global securities disclosure process for listed securities.
  • Interpret and analyze new or amended regulations and work with key stakeholders to implement necessary controls and measures.
  • Draft and upkeep policies and standard procedures.
  • Proactively recognize risks and detect operational escalation needs.
  • Protect the firm from regulatory breaches arising from public market trading activities.
  • Manage high-risk areas and further develop the control framework.
  • Leverage industry knowledge to create value-add initiatives to increase performance, minimize risk, and increase scalability.
  • Act as a reliable contact point for internal or external requests.

What We Expect

  • 3-5 years of relevant experience.
  • Degree in a relevant field.
  • Strong understanding of trading documentation, regulatory framework, and key agreements.
  • Proactive and reliable.
  • Ability to analyze and interpret regulations.
  • Strong communication, project management, and organizational skills, proficiency in Excel.
  • A strong work ethic with a professional demeanor and the ability to work with limited supervision in a busy and sometimes pressurized trading desk environment.

What We Offer

Partners Group is a global financial institution that retains the culture, pace, and agility of a start-up. As a growing firm, we are committed to attracting, developing, and retaining the very best talent, by offering a workplace where results are truly recognized and rewarded.

We offer a fantastic opportunity for you to grow:

  • Professional, international working environment.
  • Challenging, rewarding career within a growing company.
  • Collaborative environment, with on-the-job training and mentorship opportunities.
  • Competitive compensation package, including performance-based annual bonus.
  • Lunch allowance.
  • 25 vacation days.
  • One-month fully paid sabbatical after every five years of employment.


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