Compliance Specialist

vor 1 Woche


PlanlesOuates, Genf, Schweiz Lombard Odier Vollzeit
AML Investigator

Lombard Odier is a global wealth and asset manager seeking a highly skilled AML Investigator to join our Anti-Fraud and Investigation team. As a key member of our Group Compliance team, you will play a critical role in ensuring the integrity of our financial systems and protecting our clients from financial crime.

Key Responsibilities:
  • Conduct thorough AML investigations into cases of suspected money laundering
  • Analyse transactions and AML trigger events to identify potential risks
  • Prepare and submit AML/SAR reports to the Swiss due diligence committee and Group due diligence committee
  • File suspicious activity reports with the Swiss MROS
  • Service Swiss judicial orders in conjunction with the legal unit
  • Manage and contribute to the production of AML awareness news videos and alerts
  • Act as a point of contact for AML Investigations and SAR advice for all colleagues within the Group
  • Conduct enhanced due diligence investigations (EDD) when directed
  • Contribute to AML/SAR training via updating e-learning modules, giving presentations, and producing training materials
  • Analyse AML Investigations and SAR reports to propose control improvements and identify emerging AML trends
  • Maintain the AML/SAR team standard operating procedure (SOP)
  • Organise and participate in the group monthly Money Laundering Reporting Officers (MLRO) feedback call
  • Participate as a member of the monthly Group Financial Crime Community Forum call
  • Leverage your expertise to assist the financial crime transaction monitoring team, sanctions team, and client on-boarding and review team during times of increased compliance activity
  • Maintain expert knowledge of AML/SAR law and regulation and financial crime trends with regard to money laundering
  • Maintain your industry network in financial crime compliance
Requirements:
  • 10+ years' experience in AML Investigations in a Banking environment and a knowledge of suspicious activity reporting
  • French and English required
  • Strong analytical and IT skills (knowledge of the Go AML application desirable)
  • Flexibility, adaptability with good intuition and problem-solving skills
  • Good communication, networking, and organisational skills
  • Ability to prioritise and work under pressure during fast-paced and demanding AML investigations
  • Swiss domiciled (Geneva based)
About Lombard Odier:

Lombard Odier is a renowned global wealth and asset manager with a strong focus on sustainable investing. Our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF300 billion and operating from over 25 offices across 4 continents. With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services, and custody. Our philosophy is to 'Rethink Everything', which is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients.



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