Investment Compliance
Vor 6 Tagen
**Your team**:
**Pictet Asset Management (Pictet AM)** manages the assets of some of the world’s largest institutions, financial intermediaries and their clients. Our culture welcomes independent thinkers and centres around investment excellence, a long-term perspective and a dedication to client service- As part of Pictet AM Investment Compliance team, you will participate to the monitoring of various Investment Compliance topics related to the activities of Pictet AM.**Your role**:
- Performing trading surveillance activities.
- Performing personal account dealing monitoring.
- Ensuring compliance with Pictet AM’s code of ethics.
- Preparing client compliance reporting.
- Helping the Investment Compliance team to carry out regular and ad-hoc compliance activities, as assigned, and maintaining a positive compliance culture through communication and by monitoring regulatory responsibilities at all levels.
- Developing and improving the compliance monitoring tools and systems.
**Your profile**:
- University degree in Finance.
- Knowledge of Swiss, UK, Luxembourg or US asset management or trading would be a plus.
- Ability to multi-task competing priorities while maintaining a high degree of accuracy and attention to detail.
- Capable of working with cross functional and senior stakeholders.
- Solid knowledge of financial instruments (Securities and Derivative instruments).
- Excellent oral and written communications skills.
- Fluent in English and French; good command of German would be a plus.
- Must be resident in Switzerland or willing to relocate.
- As the chosen applicant, you will be trustworthy, discreet and flexible. You are able to work independently in a changing environment. In addition to being a team player and working well under pressure, you have a keen interest in legal and regulatory matters and are looking to join a small team where you will be able to improve your existing knowledge and skills.**Ref: ICM/SGV/PH**
**Start date: As soon as possible**
**Note**:
- We will not accept any CVs via agencies**Diversity & Inclusion**:
**_ Pictet is an equal opportunity employer and is committed to creating a diverse environment. We respect all individuals and seek their inclusion in the workplace._
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