Team Leader Kyc Wm
Vor 4 Tagen
**Overview**
The open position is for a Team Leader within the Compliance Team - KYC based in Zürich.
The team leader will report to Head of KYC for Wealth Management based in Geneva.
The mission is focused on the Wealth Management business of the Bank and consists in ensuring compliance with external regulations and internal policies while actively managing operational, regulatory and reputational risks. Markets to be covered are diverse but with a specific focus on German speaking countries, particularly the Swiss German part of Switzerland.
**Description of the assignment**
The main activities consist in:
- Ensuring the steering of processing at Compliance level of onboarding and recertification files, for the allocated portfolio.
- Checking, upon requests from the business, and prior to starting the compliance onboarding process, the eligibility of the client to the Bank’s policies and the relevant onboarding process applicable.
- Contributing to the onboarding and recertification KYC process, i.e.- Ensuring the critical analysis of the Know your Customer (KYC)/Due Diligence documentation prepared by the 1st line of defence (1LOD) that includes review of the profile of the stakeholders (account holder, beneficial owner, etc.), tax compliance, origin of wealth, sanctions risks, corruption risk, cross border risk, transactional activity, adverse information- Performing 4 eye controls on such analysis performed by another Compliance Officer- Checking that the relevant conditions to help mitigate the risks have been defined, when applicable.- Representing Compliance in Client Acceptance Committees
- Managing a small team of Compliance Officers
- Contributing to local staff training and informing first line of defence staff about compliance matters
- Contributing to local and Group reportings
- Contributing to Compliance procedure roll out and updating
- Participating to Compliance projects launched by the Group and locally
- Identifying, investigating and escalating serious cases of non-compliance to the Compliance Management in a timely manner
**Why join us ?**
BNP Paribas in Switzerland is a bank of reference active in Geneva, Zurich and Lugano. It is a major European partner for companies, as well as institutional and private clients. Joining BNP Paribas will give you the opportunity to take part in an authentic company project, in which innovation and career management act as driving forces to help talents emerge, express themselves fully and open up to career opportunities on an international level, by integrating a group that stands as a leader within the Eurozone. Please visit us at BNP Paribas Suisse.
In a changing world, diversity, equity and inclusion are key values for the well-being and the good performance of teams. At BNP Paribas, we wish to welcome and retain all talents, without any distinction: together we will build the finance of tomorrow, innovative, responsible and sustainable.
Finally, we insist on the particular importance of having our employees act daily in a spirit of ethical and professional responsibility.
**Searched profile**
Business skills
- Financial Markets and Financial Products regulation (proficient)
- Tax Evasion Prevention (Proficient)
- Banking Law (Proficient)
- Regulatory BankingOrganisation (Proficient)
- Legal Knowledge (Proficient)
- Financial Security (Proficient)
Soft skills:
- Ability to deliver/result driven
- Adaptability
- Critical Thinking
- Proactivity
- Ability to anticipate business / strategic evolution
- Ability to conduct a negociation
- Ability to inspire others & generate people’s commitment
- Ability to understand, explain and support change
Language skills
- English (fluent)
- Germany (proficient)
- French (basic, proficient would be a plus)
**PRIMARY LOCATION**
**CH-ZH-Zurich**
**JOB TYPE**
**Standard / Permanent**
**JOB**
**COMPLIANCE**
**EDUCATION LEVEL**
**Master Degree or equivalent (> 4 years)**
**EXPERIENCE LEVEL**
**At least 7 years**
**SCHEDULE**
**Full-time**
**REFERENCE**
**1 B000591**
**APPLY**
***
- (REF: 1 B000591)
-
Team Leader Kyc Wm
Vor 3 Tagen
Zurich, Schweiz BNP Paribas VollzeitTEAM LEADER KYC WM (JOB NUMBER: 1 B000591) **Overview** The open position is for a Team Leader within the Compliance Team - KYC based in Zürich. The team leader will report to Head of KYC for Wealth Management based in Geneva. The mission is focused on the Wealth Management business of the Bank and consists in ensuring compliance with external...
-
Kyc Team Lead Edr
Vor 7 Tagen
Zurich, Schweiz Deutsche Bank VollzeitRole Description: The KYC Officer works directly with the Accountable Client Owner (ACO) responsible for the client relationships, AFC and other stakeholders to complete client KYC Event Driven Reviews, ensuring strict adherence to Deutsche Bank's KYC / Anti Money Laundering (AML) Compliance requirements. Further, the role also fulfils important support...
-
Middle Office Generalist Wm
vor 7 Monaten
Zurich, Schweiz coni+partner AG Vollzeitconi + partner ist ein seit 1993 bestehendes Beratungshaus mit Sitz in Zürich und Niederlassungen in Düsseldorf und Shanghai. Unsere Stärke ist die passgenaue Besetzung von Positionen entsprechend der Unternehmenskultur, unter genauer Betrachtung fachlicher Kompetenzen, Referenzen und «soft skills» der Kandidaten. Unser Kunde ist das WM einer Bank in...
-
Team Lead Kyc
Vor 7 Tagen
Zurich, Schweiz LHH VollzeitFor our client, a frontrunner in its respective industry, we are looking for a Team Lead KYC. The job holder will be responsible in ensuring compliance with external regulations as well as internal policies while actively managing operational regulatory and reputational risks with a main focus on German-speaking countries Are you known for your strong...
-
Risk Manager Kyc Compliance Latam
Vor 4 Tagen
Zurich, Schweiz coni+partner AG VollzeitOur client is a bank in Zurich. We are searching for a Spanish or Portuguese-speaking compliance professional (m, f, d) as Risk Manager KYC Compliance LatAm Aufgaben Being the first line of defense for LatAm region / Monitoring KYC and the risk management processes globally / Doing active client research with internal and public tools / Supporting the...
-
Paralegal / Onboarding, Kyc-, Fatca- Und
vor 1 Woche
Zurich, Schweiz coni+partner AG Vollzeitconi + partner ist ein seit 1993 bestehendes Beratungshaus mit Sitz in Zürich und Niederlassungen in Düsseldorf und Shanghai. Unsere Stärke ist die passgenaue Besetzung von Positionen entsprechend der Unternehmenskultur, unter genauer Betrachtung fachlicher Kompetenzen, Referenzen und «soft skills» der Kandidaten. Unser Kunde ist eine Bank in Zürich....
-
Group Internal Audit Manager Wm
vor 7 Monaten
Zurich, Schweiz coni+partner AG VollzeitOur client is a leading bank in the financial center of Zurich. We are looking for an audit professional (m, f, d) with focus on banks as a Group Internal Audit Manager WM Aufgaben Analyzing and assessing several WM-risks assumed by the business / Controlling market-, credit-, operational-, legal - and compliance-risks / Identifying and evaluating the...
-
Group Internal Audit Manager Wm
vor 7 Monaten
Zurich, Schweiz coni+partner AG VollzeitOur client is a leading bank in the financial center of Zurich. We are looking for an audit professional (m, f, d) with focus on banks as a Group Internal Audit Manager WM Tasks Analyzing and assessing several WM-risks assumed by the business / Controlling market-, credit-, operational-, legal - and compliance-risks / Identifying and evaluating the...
-
Relationship Manager Wm Arabian Gulf
Vor 4 Tagen
Zurich, Schweiz UBS VollzeitSwitzerland - Zürich - Client advisory / Relationship management - Global Wealth Management **Job Reference #** - 275870BR **City** - Zürich **Job Type** - Full Time **Your role** - Are you a people person? Do you know how to give superior investment advice that grows client wealth? - We’re looking for a Relationship Manager WM MEA Arabian Gulf to: -...
-
Paralegal - Onboarding, Kyc-, Fatca, Crs
vor 7 Monaten
Zurich, Schweiz coni+partner AG Vollzeitconi + partner ist ein seit 1993 bestehendes Beratungshaus mit Sitz in Zürich und Niederlassungen in Düsseldorf und Shanghai. Unsere Stärke ist die passgenaue Besetzung von Positionen entsprechend der Unternehmenskultur, unter genauer Betrachtung fachlicher Kompetenzen, Referenzen und «soft skills» der Kandidaten. Unser Kunde ist eine Bank in Zürich....
-
Zurich, Schweiz coni+partner AG Vollzeitconi + partner ist ein seit 1993 bestehendes Beratungshaus mit Sitz in Zürich und Niederlassungen in Düsseldorf und Shanghai. Unsere Stärke ist die passgenaue Besetzung von Positionen entsprechend der Unternehmenskultur, unter genauer Betrachtung fachlicher Kompetenzen, Referenzen und «soft skills» der Kandidaten. Unser Kunde ist eine Bank in Zürich....
-
Team Lead Client Service
Vor 3 Tagen
Zurich, Schweiz True Wealth VollzeitTrue Wealth ist die Schweizer Pionierin der Online-Vermögensverwaltung, neu auch mit innovativer Säule 3a. Bereits über 15'000 Kundinnen und Kunden vertrauen ihr Vermögen unserer Anlagelösung an. Mit einem motivierten Team und viel Enthusiasmus entwickeln wir unsere Plattform ständig weiter, um Geldanlegen einfacher, transparenter und zugänglicher zu...
-
Business Management
vor 7 Monaten
Zurich, Schweiz UBS VollzeitSwitzerland - Zürich - Business management, administration and support - Global Wealth Management **Job Reference #** - 289593BR **City** - Zürich **Job Type** - Full Time **Your role** - We are looking for a highly motivated and analytically strong individual to join the Wealth Management Switzerland Business Management & Projects team in Zurich. In...
-
Legal Consultant Crossborder Compliance Wm
Vor 6 Tagen
Zurich, Schweiz coni+partner AG VollzeitOur client is a private bank in Zurich. We are looking for a compliance professional (m, w, d) as a Legal Consultant Crossborder Compliance WM **Your Tasks**: **Your Profile**: **Your Contact**: **E-Mail**: Aufgaben Qualifikation Studies in law or economics, paralegal / Professional experience with cross-border specialist topics in private banking in...
-
Working Student- Aml-kyc
vor 7 Monaten
Zurich, Schweiz State Street VollzeitWhat you will be responsible for Depending on your skills and preferences, in the KYC/AML team you will - Get a broad understanding of all processes related to know-your-customer and anti-money laundering - Face a wide range of different tasks, such as data gathering, AML screening, analysis, process improvements, liaising with other business areas -...
-
Account Manager Wm
Vor 7 Tagen
Zurich, Schweiz Vontobel VollzeitYour opportunity Unterstützung der Senior Relationship Manager in ihrer Akquisitionstätigkeit von neuen Privatkunden für Senior Client Advisor sowie in allen Aspekten der Vermögensverwaltung und Anlageberatung Enge Zusammenarbeit mit unseren hauseigenen Asset Management und Investment Spezialisten, um für unsere Kunden einen einheitlichen Service zu...
-
Bdr Team Leader
Vor 3 Tagen
Zurich, Schweiz Scandit Vollzeit**BDR Team Leader - Business Development **at Scandit Zurich** You will be responsible for leading a regional team of Business Development Representatives and continually increase their individual and team performance through recruiting, coaching, training and systematically growing the team's capabilities to maximise achievement. **What You Will Do** -...
-
Zurich, Schweiz Julius Baer VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. **YOUR CHALLENGE**: - Review and consolidate data in order to generate periodic reports - Support in the tracking and...
-
Team Lead Operations
vor 1 Tag
Zurich, Schweiz SIRCONSULTING RH VollzeitWe are looking for our future Team Lead Operations to complete our team. Your mission is to enable our customers to do the best work of their lives, wherever their business takes them. Your responsibilities include operations and management. Competencies framework: - Highly organised with strengths in time management - Achievement - Resilient -...
-
Team Leader
vor 6 Monaten
Zurich, Schweiz Maison Valentino Vollzeit**Location**: Zurich, CH ID: 9349 A career in Maison Valentino is your chance to grow in a reality where business and creativity meet and thrive in an inclusive, and open-minded community. Maison Valentino believes in a colleague-centric approach, where our contribution and behaviors as individuals are the secret of our success as a community. Each...
