Compliance Specialist
vor 3 Wochen
With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions.
“Rethink Everything” is our philosophy – it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients.
YOUR ROLE:
As a member of the AML Monitoring team, your primary focus will be on:
- Transaction monitoring alerts treatment and investigation (Tool: Fiserv). Time spent on each alert depends on the type of scenario and complexity of the relationships but expected to be approx. 70% of activity; - Payments screening (Tool: Fircosoft), in collaboration with Sanctions unit, approx. 10% of activity.
The other 20% of this role relates to support of ad-tasks and investigations, which are often urgent and business-critical. This includes:
- Qualitative analysis on AML specific issues; - Additional ad hoc controls (ex. cash operations); - Involvement in the account closure process; - Assisting the Payment Processing Team with queries and advice;
YOUR PROFILE:
- Bachelor’s degree (or equivalent) in Banking, Finance or Law, or evidence of comparable academic / work achievement; - 3 to 5 years of experience in the financial services industry, ideally in an AML monitoring role within Private Banking in Switzerland; - Good understanding of the Swiss regulatory environment; - Knowledge in the field of taxation would be desirable, in particular with regard to tax offences monitoring; - Ability to summarize complex topics, to drive practical outcomes and to make sound decisions or proposals, including escalation when appropriate, as well as the ability to work well under pressure and against short deadlines; - Strong interpersonal, communication, leadership, resilience, presentation and influencing skills. In particular, a proven ability to foster productive relationships with front office staff and senior management; - Fluent in English and French; and additional language would be a plus; - Resident in Switzerland.
Our Maison’s DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team , united in serving our clients with unwavering dedication.
As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison’s DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy.
It is an exciting time to join our Teams. All applications will be handled in the strictest confidence.
-
Group Compliance Officer
vor 5 Monaten
Geneva, Schweiz Pictet VollzeitYour team Corporate Functions includes the Group’s non-banking activities and employs more than 600 people. These functions are carried out by specialists with expertise across all business units and include the Communications, Compliance, Finance, Human Resources, Information Security, Internal Audit, Legal, Organisation & Digital, Risk and Tax...
-
Business Compliance Officer
vor 5 Monaten
Geneva, Schweiz Pictet VollzeitYour team Pictet Trading & Sales (PTS) provides direct access to global markets, offering bespoke trading solutions across a wide range of asset classes. Our sales traders, IT specialists, strategists and quant analysts are assisted by a full suite of risk and control functions as well as the latest technology. PTS is looking to hire a Business...
-
Compliance GT Exchange Specialist
vor 5 Monaten
Geneva, Schweiz EFG International VollzeitMain duties: Identify suspicious clients and/or counter-parties through transactions screening systems (GT Exchange); Manage alerts with potential matches in due time: Analysis of matches; Liaison with FLoD for clarification; Collaboration with other Compliance Units, especially the Sanctions’ colleagues; Collaboration with Compliance Units from...
-
Specialist, Risk Management and Compliance
vor 6 Monaten
Geneva, Schweiz WHO VollzeitDESCRIPTION OF DUTIES Under the general supervision of the Director of Administration (AM) and the direct supervision of the Senior Advisor, Enterprise Risk Management and Compliance (ERM), the incumbent is responsible for, but not limited to, the following assigned duties: a)Responsible officer in charge of the Corporate Risk Management Register...
-
Sr. International Mobility and HR Compliance Specialist
vor 4 Monaten
Geneva, Schweiz Roquette Frères S.A. VollzeitRoquette is a family-owned global leader in plant-based ingredients and a leading provider of pharmaceutical excipients. Want to help us make a difference? Using plant-based resources, we collaborate with our customers and partners to imagine and offer ingredients to better feed people and treat patients. Each of our ingredients responds to unique and...
-
Regulatory Affairs Specialist
vor 1 Monat
Geneva, Schweiz LHH VollzeitI am looking for my client based in Geneva, a regulatory affairs specialist for a 12 months contract. The start of date is 01.12.2024. Your responsibilities :Registration & compliance, you will provide regulatory support to enable the organisation to achieve the divisional targets with respect to substance registrations and compliance. In this role, you...
-
Tax Specialist- Advisory
vor 4 Monaten
Geneva, Schweiz Michael Page - Switzerland VollzeitAbout Our Client For our client, a well-known Swiss Private Bank, we are currently looking for : Tax Specialist- Advisory Team Job Description Main responsabilities Provide high quality advice and support on FATCA, CRS and QI rules acting as a first contact instance for business Analyse complex cases together with Compliance WM at onboarding Liase...
-
Compliance Specialist
vor 7 Monaten
Geneva, Schweiz Lombard Odier VollzeitA career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF300 billion and operating from over 25 offices...
-
Sanctions Specialist
vor 6 Monaten
Geneva, Schweiz EFG International VollzeitOur Sanctions Compliance Department is looking for a Sanctions officer, with a previous experience in Private Banking international sanctions and KYC/AML domains, to join the Swiss Compliance Sanctions team (Geneva, Zurich or Lugano). Main responsibilities Manage the implementation of the International Sanctions framework, as per internal policies and...
-
Sustainability Reporting Specialist
vor 5 Monaten
Geneva, Schweiz Pictet VollzeitYour team Corporate Functions includes the Group’s non-banking activities and employs more than 600 people. These functions are carried out by specialists with expertise across all business units and include the Communications, Compliance, Finance, Human Resources, Information Security, Internal Audit, Legal, Corporate Office, Risk and Tax...
-
Tax Specialist- Advisory
vor 4 Wochen
Geneva, Schweiz Michael Page VollzeitMain responsabilitiesProvide high quality advice and support on FATCA, CRS and QI rules acting as a first contact instance for businessAnalyse complex cases together with Compliance WM at onboardingLiase with all major stakeholders, coordinate and review solutions from a US tax and CRS perspectiveDraft and update internal processes and procedures relating to...
-
Tax specialist- advisory
vor 2 Wochen
Geneva, Schweiz Michael Page VollzeitMain responsabilities Provide high quality advice and support on FATCA, CRS and QI rules acting as a first contact instance for business Analyse complex cases together with Compliance WM at onboarding Liase with all major stakeholders, coordinate and review solutions from a US tax and CRS perspective Draft and update internal processes and procedures...
-
Tax Specialist- Advisory
vor 4 Monaten
Geneva, Schweiz Michael Page VollzeitMain responsabilitiesProvide high quality advice and support on FATCA, CRS and QI rules acting as a first contact instance for businessAnalyse complex cases together with Compliance WM at onboardingLiase with all major stakeholders, coordinate and review solutions from a US tax and CRS perspectiveDraft and update internal processes and procedures relating to...
-
Payroll specialist
vor 1 Woche
Geneva, Schweiz Michael Page VollzeitPayroll Management: Oversee and execute payroll processes for employees in Switzerland and two other countries, ensuring accuracy and compliance with local laws. Rewards Management: Develop and implement reward strategies that align with company goals and employee expectations. Analytics Projects: Lead HR analytics projects to provide insights and...
-
TTBS Specialist
vor 6 Monaten
Geneva, Schweiz The International Air Transport Association VollzeitEmployment Type: Permanent Contract Duration: At IATA, we speak for the airlines of theworld, serving and supporting over 300 of them across all continents. Weare passionate and knowledgeable about the aviation industry, and we strive tomake it safer, smarter, more sustainable and more inclusive. We celebratediversity and inclusion in our workforce,...
-
Group Risk Assurance Controls Specialist
vor 1 Woche
Geneva, Schweiz Lombard Odier VollzeitA career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices...
-
Payroll Specialist
Vor 6 Tagen
Geneva, Schweiz Michael Page VollzeitPayroll Management: Oversee and execute payroll processes for employees in Switzerland and two other countries, ensuring accuracy and compliance with local laws.Rewards Management: Develop and implement reward strategies that align with company goals and employee expectations.Analytics Projects: Lead HR analytics projects to provide insights and data-driven...
-
Senior Relations Specialist
vor 7 Monaten
Geneva, Schweiz International Labour Organization VollzeitGrade: P5 Vacancy no.: CALL/P/2024/20 Publication date: 31 May 2024 Application deadline (midnight Geneva time): 1 July 2024 Job ID: 12008 Department: ACT/EMP Organization Unit: ACT/EMP Location: Geneva Contract type: Fixed Term The ILO is issuing a call for expression of interest for the above position. The selection...
-
Finance and Middle Officer in a Private Equity Firm
vor 4 Monaten
Geneva, Schweiz Michael Page - Switzerland VollzeitAbout Our Client For our client, we are currently looking for a Middle Office Private Equity Specialist. Job Description Key Responsibilities: Transaction Processing and Monitoring: Execute and monitor private equity transactions including capital calls, distributions, and fund investments. Liaise with investment teams to ensure accurate and timely...
-
Head of Risk
vor 6 Monaten
Geneva, Schweiz Pictet VollzeitYour team FundPartner Solutions provides a full suite of fund administration and private label funds services. The global team of industry experts specialises in fund domiciliation, registration and governance, as well as risk compliance and investment management services. Your role Manage a team of experienced specialists responsible for...
