Senior Compliance Officer

vor 1 Monat

Genf, Schweiz Lombard Odier Group Vollzeit
Senior Compliance Officer - Client Onboarding

A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents.

With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions.

“Rethink Everything” is our philosophy – it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients.

YOUR MISSION:

Operational tasks

  • Oversee the day-to-day activities of the Geneva based onboarding team by providing expert advice, direction and support to team members to ensure efficient and effective onboarding reviews via consistent application of policies and procedures;
  • Ensure daily case distribution of account openings subject to medium, high, very-high risk and PEP classification by expertise and capacity;
  • Ensure quality control for cases requiring Due Diligence Committee presentation due to elevating risks (high risk, very high risk and PEP clients)
  • Perform quality control for daily overnight screening performed by the team
  • Lead testing control of low risk account validations performed by 1LoD
  • Ensure identification of new talents, their integration and onboarding (access setup, training, quality control, etc.);
  • Be a key interlocutor for the first line of defense across all markets, including 1LoD review teams and business risk management units;
  • Support the Head of Client Onboarding and Review with internal and regulatory audits focusing on client onboarding;
  • Participate to tactical and strategic projects in order to enhance onboarding review process, systems and tools
  • Support defining reviewing and developing standard operating procedures and guidelines
  • Assist the Head of Client Onboarding and Review with the treatment of escalated cases/queries;
  • Act as sparring partner to Zurich based Onboarding Team and Client Review Team as well as other CMPL colleagues and stakeholders
  • Promote the team’s dynamics and strengthen collaboration with other groups/departments

Strategic tasks

  • Identify shortfalls in and/or potential improvements to policy and process with proposal how to enhance
  • Assist the Head of Client Onboarding and Review with identifying complex, sensitive and emerging issues, and propose policies, strategies and recommendations to develop effective compliance frameworks;
  • Proactive identification of quality and process deficiencies with first line with proposal how to address
  • Participate in and lead (where applicable) business improvement initiatives including the development and maintenance of IT systems, policies and business process to improve operational efficiency and effectiveness.

Management tasks

  • Coach, mentor and provide feedback to improve performance and develop skills of team members; initiate performance management actions where applicable
  • Perform daily capacity management and ensure business continuity in case of absences. Inform Head of Onboarding and Review in case of sustainable shortcomings faced for strategic resolution
  • Support the Head of Onboarding and Review in the strategic setup of the client onboarding and review unit, including identification of new talents
  • Assess qualitative (profile) and quantitative (number) needs of staff and submit a proposal to the Head of Onboarding and Review.

DESIRED PROFILE:

  • 10 years of experience in Due Diligence and AML work in the financial services industry
  • Minimum 3 years of experience as manager / team lead in a run the bank organization subject to transformation and innovation
  • Fluency in French and English is mandatory with additional languages as nice to have asset
  • Used to handle complex client cases such as High Risk, PEP classified clients and Complex Structures
  • Having thorough experience of handling various aspects of due diligence such as AML, CDB, FATCA, Tax and CRS
  • Bachelor’s degree in law (or equivalent) or evidence of comparable academic / work achievement
  • Ability to summarize complex topics, to drive practical outcomes and to make sound decisions or proposals, including escalation when appropriate, as well as the ability to work well under pressure and against short deadlines
  • Capability to guide compliance officers in developing and writing detailed compliance assessments in English with clear documentation of risks and development of mitigants
  • Strong interpersonal, communication, presentation and influencing skills. In particular, a proven ability to foster productive relationships with front office staff and senior management;
  • Resident in Switzerland. 100% office job in Geneva with no possibility of remote work.

Our Maison’s DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team, united in serving our clients with unwavering dedication.

As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison’s DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy.

It is an exciting time to join our Teams. All applications will be handled in the strictest confidence.

#J-18808-Ljbffr

  • Senior Compliance Officer

    vor 2 Wochen

    Genf, Genf, Schweiz Michael Page Vollzeit

    We are seeking a Senior Compliance Officer to join our team at Michael Page.About the RoleThis is an excellent opportunity for a skilled professional to take on a key role in ensuring compliance with regulatory requirements and internal policies.The successful candidate will be responsible for responding to Know Your Customer (KYC) requests, preparing legal...

  • Senior Compliance Officer

    vor 4 Wochen

    Genf, Schweiz Robert Walters Switzerland Vollzeit

    On behalf of our client, we are seeking a knowledgeable Senior Compliance Officer with a focus on Physical Commodities. This role is based in the dynamic city of Geneva and presents an enticing opportunity to join a global investment management firm. The firm leverages technology, quantitative methods, and financial markets expertise to trade multiple asset...

  • Senior Compliance Officer

    vor 1 Monat

    Genf, Genf, Schweiz Robert Walters Switzerland Vollzeit

    Job SummaryRobert Walters Switzerland seeks a Senior Compliance Officer to join our team in a Senior Compliance Officer role. As a Senior Compliance Officer, you will play a vital role in providing guidance on compliance matters relating to Physical Metals trading. Your expertise will be essential in managing operational aspects of the Compliance...

  • Senior Market Compliance Officer

    vor 1 Monat

    Genf, Schweiz TotalEnergies Vollzeit

    Pays Suisse Ville GENEVE Lieu de travail GENEVE-WTC1(CHE) Société employeur TotalEnergies Gas & Power Ltd Domaine Gouvernance et Information Type de contrat CDI Expérience Minimum 3 ans Profil du candidat You hold a Bachelor / Master’s degree in one of these fields: Legal, Finance or Engineering. You have a minimum...

  • Senior Compliance Officer Onboarding Specialist

    vor 4 Wochen

    Genf, Genf, Schweiz EFG International Vollzeit

    Our Financial Crime Compliance Department is currently seeking an experienced Compliance Officer to join our Onboarding and Periodic Reviews team in Switzerland. As Senior Compliance Officer, you will be responsible for preparing comprehensive compliance analysis and recommendations for account openings and periodic reviews of existing relationships. Your...

  • Compliance Officer

    vor 1 Monat

    Genf, Schweiz SYZ Group Vollzeit

    If you are passionate about meeting client needs, want to challenge the status quo and be part of an innovative environment and future, the Syz Group can bring you what you are looking for. Working at Syz takes a blend of collaboration, entrepreneurial spirit and willingness to pull together. In return for your talent and dedication, you can expect a...

  • Senior Compliance Officer

    vor 2 Wochen

    Genf, Genf, Schweiz Lombard Odier Vollzeit

    Lombard Odier is a renowned global wealth and asset manager, with a strong focus on sustainable investing.Our MissionWe are seeking a highly skilled Senior Compliance Officer to join our Client Lifecycle Management department in Geneva.The successful candidate will be responsible for ensuring that all client onboarding activities are conducted in compliance...

  • Compliance Officer

    vor 2 Wochen

    Genf, Genf, Schweiz Alpinum Solutions AG Vollzeit

    Job DescriptionAt Alpinum Solutions AG, we are seeking a seasoned Senior Compliance Officer to join our team in Geneva.The ideal candidate will possess extensive experience in the compliance field, with a strong background in risk management and due diligence. Key ResponsibilitiesConduct thorough screening and background checks on potential clients to...

  • Senior Financial Compliance Specialist

    vor 1 Monat

    Genf, Genf, Schweiz on request Vollzeit

    We are seeking a skilled compliance professional to join our team at coni + partner. As a Senior Investigation Officer AML, you will be responsible for implementing and supervising compliance issues, providing consulting services to management and front employees, and investigating complex Anti Money Laundering cases.Your Key Responsibilities:Implement and...

  • Senior Compliance Officer

    vor 4 Wochen

    Genf, Genf, Schweiz Alpinum Solutions AG Vollzeit

    Alpinum Solutions AG, a leading provider of managed legal services in Switzerland, Germany, and Liechtenstein, is seeking a highly skilled Compliance Professional to join our team.The ideal candidate will have a strong background in compliance, with a focus on risk management and regulatory compliance.Key Responsibilities:Conduct thorough screening and...

  • Senior Compliance Specialist

    vor 4 Wochen

    Genf, Genf, Schweiz on request Vollzeit

    Job Title: Senior Compliance SpecialistWe are seeking a highly skilled Senior Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for implementing and supervising compliance issues, providing consulting services to management and front employees, and investigating complex Anti-Money Laundering (AML)...

  • Compliance Officer

    vor 4 Wochen

    Genf, Schweiz JPMorganChase Vollzeit

    JOB DESCRIPTION Take an exciting job opportunity and develop your career by joining a dynamic and growing Compliance team in a fast-paced and challenging area. As a Compliance Officer - Associate, you will play a crucial role in ensuring compliance with both international and domestic clients and products, including large multinational corporations. Your...

  • Compliance Officer

    vor 1 Monat

    Genf, Schweiz LS Partners Vollzeit

    We are recruiting a Regulatory Compliance Officer with at least 3-4 years of experience in the Swiss banking industry. The ideal candidate will have a strong background in regulatory compliance, particularly in areas such as MiFID/FINSA, cross-border activities, and market conduct. The role requires a proactive approach to managing compliance risks, ensuring...

  • Senior Compliance Associate

    vor 1 Woche

    Genf, Genf, Schweiz Michael Page Vollzeit

    Job OverviewWe are seeking a Senior Compliance Associate to join our team at Michael Page. This is an exciting opportunity for someone with strong compliance skills and experience to take their career to the next level.

  • Compliance Officer

    vor 4 Wochen

    Genf, Schweiz BCP – BANQUE DE COMMERCE ET DE PLACEMENTS Vollzeit

    Established in 1963 as a Swiss bank, BCP segments its activities into two well-established core businesses: Commodity Trade Finance and Wealth Management. These are reinforced by our expert Treasury services. BCP enjoys a solid reputation as a high-quality service provider in all of its banking fields. Founded under Swiss Banking Law and Regulations, BCP...

  • Senior Compliance Expert

    vor 4 Wochen

    Genf, Genf, Schweiz Alpinum Solutions AG Vollzeit

    About the RoleAlpinum Solutions AG is a leading provider of managed legal services in Switzerland, Germany, and Liechtenstein. We are seeking an exceptional talent to fill the position of Senior Compliance Officer.This role involves conducting thorough screening and background checks on potential clients to identify any adverse news, sanctions, or...

  • Market Compliance officer

    vor 3 Wochen

    Genf, Schweiz Borderless Capital Vollzeit

    Market Compliance Officer Country: Switzerland City: GENEVE Workplace location: GENEVE-WTC1(CHE) Employer company: TOTSA TotalEnergies Trading SA Domain: Legal Affairs Type of contract: Regular position Experience: Minimum 3 years Context & Environment Fast-paced, dynamic and international trading environment where the knowledge, expertise and collaboration...

  • Market Compliance officer

    vor 3 Wochen

    Genf, Schweiz TOTAL Deutschland GmbH Vollzeit

    Fast-paced, dynamic and international trading environment where the knowledge, expertise and collaboration are the roots of a collective success. This role interfaces with several internal departments (Front-Office, Middle-Office and Risk, Derivatives Operations, Legal, IT…) and requires coordination with other branches (Total Gas & Power, Total...

  • Junior Compliance Officer

    vor 2 Wochen

    Genf, Schweiz Michael Page International (Switzerland) SA Vollzeit

    About Our ClientOur client is a trust company.Job DescriptionAssist the Compliance Manager & Compliance Officer with the day-to-day administration tasks within the Compliance department.Maintain the client LBA files up to date and in good order and ensure that client KYC is up to date.Assist with maintaining and updating the client database.Maintain and...

  • Senior IT Officer

    vor 1 Monat

    Genf, Genf, Schweiz IMPACT Vollzeit

    Senior IT OfficerWe are seeking a highly skilled Senior IT Officer to join our team in Geneva. As part of our digital transformation, this role will play a critical part in implementing and mainstreaming the use of modern software and cloud platforms to enhance communication, collaboration, and information sharing.Key ResponsibilitiesDesign, implement, and...