Senior Compliance Officer

vor 12 Stunden

Genf, Genf, Schweiz Robert Walters Switzerland Vollzeit

Job Summary

Robert Walters Switzerland seeks a Senior Compliance Officer to join our team in a Senior Compliance Officer role. As a Senior Compliance Officer, you will play a vital role in providing guidance on compliance matters relating to Physical Metals trading. Your expertise will be essential in managing operational aspects of the Compliance programme.


Key Responsibilities

  • Provide guidance on compliance matters relating to Physical Metals trading, including mining, trading, warranting, warehousing, transport, and hedging of base, precious, and concentrates.
  • Assist in managing the operational, reporting, and risk-related aspects of the Compliance programme.
  • Monitor, respond to, and provide advice on global physical commodities and financial regulations.
  • Oversee the vendor, broker, product, and new markets onboarding processes and associated due diligence.
  • Conduct risk assessments, including conduct, financial crime, and money laundering risk assessments.
  • Formulate policies as part of the broader compliance programme and monitor adherence to these policies.
  • Act as Regulatory liaison interacting with regulators, examiners, and auditors.


About You

The ideal candidate for this Senior Compliance Officer role brings extensive experience in compliance surrounding physical metals trading. You have proven experience in developing and implementing effective compliance programmes. Your excellent communication skills enable you to interact effectively with regulators and confidently handle queries.


Requirements

  • 7+ years Compliance experience surrounding physical metals trading including production, trading, warehousing, and transportation.
  • Experience in developing and implementing suitable compliance programmes.
  • Excellent oral and written communication skills.
  • Proven ability to flourish in a fast-paced environment managing multiple complex priorities independently.
  • Strong judgement skills with crisis and risk management abilities.


About Robert Walters Switzerland

Robert Walters Switzerland is a global investment management firm renowned for its use of technology, quantitative methods, and financial markets expertise to trade multiple asset classes across various regions. We are dedicated to upholding a robust culture of compliance and ethical conduct, ensuring adherence to all pertinent laws and regulations. Our inclusive work environment values diversity and encourages professional growth.

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