Senior Compliance Officer

Vor 4 Tagen

Genf, Genf, Schweiz Robert Walters Switzerland Vollzeit

Job Summary

We are seeking a highly experienced Senior Compliance Officer to join our team in Switzerland. As a Senior Compliance Officer, you will play a crucial role in providing guidance on compliance matters relating to Physical Metals trading.

Key Responsibilities

  • Provide guidance on compliance matters relating to Physical Metals trading, including mining, trading, warranting, warehousing, transport, and hedging of base, precious, and concentrates.
  • Assist in managing the operational, reporting, and risk related aspects of the Compliance programme.
  • Monitor, respond to, and provide advice on global physical commodities and financial regulations.
  • Oversee the vendor, broker, product, and new markets onboarding processes and associated due diligence.
  • Conduct risk assessments, including conduct, financial crime, and money laundering risk assessments.
  • Formulate policies as part of the broader compliance programme and monitor adherence to these policies.
  • Act as Regulatory liaison interacting with regulators, examiners, and auditors.

Requirements

  • 7+ years Compliance experience surrounding physical metals trading including production, trading, warehousing and transportation.
  • Experience in developing and implementing suitable compliance programmes.
  • Experience of establishing and obtaining required licenses.
  • Excellent oral and written communication skills.
  • Proven ability to flourish in a fast-paced environment managing multiple complex priorities independently.
  • Strong judgement skills with crisis and risk management abilities.

About the Company

Our client is a global investment management firm renowned for its use of technology, quantitative methods, and financial markets expertise to trade multiple asset classes across various regions. They are dedicated to upholding a robust culture of compliance and ethical conduct, ensuring adherence to all pertinent laws and regulations. The firm offers an inclusive work environment that values diversity and encourages professional growth.

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