Compliance Officer – Private Banking
Vor 2 Tagen
Do you want to start an ambitious and challenging career?
Would you like to work in an exciting and fun environment?
Do you thrive in work environments that push you to be your best?
Taleo Consulting is a management consulting group with offices in Luxembourg, Paris, Brussels, Amsterdam, Geneva, Zurich, Barcelona, Singapore, and Lisbon. As a young and growing company, we now count over 500 employees across our 9 international offices Our activities are primarily focused in finance, life science, retail, and energy.
What will you do?We believe that we grow as our people grow. Motivated professionals make a difference. Not just for themselves, but also for our customers.
We are looking for an enthusiastic Compliance Officer:
- Oversee and perform AML and KYC due diligence for new and existing clients to ensure compliance with regulatory requirements.
- Conduct thorough PEP screening and enhanced due diligence (EDD) on high-risk clients.
- Manage the client onboarding process, ensuring all required documentation is collected, verified, and properly recorded.
- Review and update client files periodically, ensuring ongoing compliance with legal and regulatory obligations.
- Monitor and investigate suspicious transactions, preparing reports for internal review and escalating potential risks as needed.
- Liaise with internal stakeholders, including relationship managers and risk teams, to address compliance-related inquiries and provide guidance on regulatory requirements.
- Keep up-to-date with changes in AML, KYC, and other relevant compliance regulations and ensure internal policies are aligned with current standards.
- Assist in the development and implementation of compliance policies and procedures to support the private banking business.
- Conduct training sessions and awareness programs for staff on compliance topics, including AML and KYC practices.
- Prepare and submit compliance reports to management and regulatory authorities as required.
How do we imagine our future Compliance Officer?
- Bachelor’s degree in Law, Finance, Business Administration, or a related field.
- Minimum of 5 years of experience in compliance, preferably within private banking or financial services.
- In-depth knowledge of AML, KYC, and PEP regulations, as well as client onboarding and client file review processes.
- Familiarity with relevant regulatory bodies and compliance frameworks.
- Strong analytical skills with the ability to identify and assess potential risks and implement appropriate controls.
- Excellent organizational skills, with a high level of accuracy and attention to detail.
- Strong interpersonal and communication skills, capable of working effectively with cross-functional teams.
- Ability to adapt to changing regulatory environments and maintain compliance with evolving standards.
- Proficiency in Microsoft Office Suite, particularly Excel, and familiarity with compliance software is a plus.
- Certification in AML or Compliance (such as CAMS or ICA) is preferred but not required.
- Fluent English required, German and other languages are a plus.
-
Assistant Private Banking
Vor 2 Tagen
Zürich, Schweiz WORLD PEOPLE SOLUTIONS PRIVATE LIMITED VollzeitA leading mid-sized private bank in Switzerland with branches in Geneva (head office) and Zürich, Thaler is a niche player focused on Dutch and Belgian clients with bankable assets from EUR 1.0 onwards. Our clients tend to live in all countries except for the US, and acceptance of other nationalities can only occur with a clear bond to either Holland or...
-
Business Analyst – Private Banking
Vor 2 Tagen
Zürich, Schweiz Taleo Consulting VollzeitDo you want to start an ambitious and challenging career?Would you like to work in an exciting and fun environment?Do you thrive in work environments that push you to be your best?Taleo Consulting is a management consulting group with offices in Luxembourg, Paris, Brussels, Amsterdam, Geneva, Zurich, Barcelona, Singapore, and Lisbon.As a young and growing...
-
Legal Counsel Corporate
vor 14 Stunden
Zürich, Schweiz Zürcher Kantonalbank VollzeitLegal Counsel Corporate & Private Banking80% - 100% | Legal / Compliance | Zürich | BerufserfahreneMöchtest du deine Fachkompetenz in einer national und international tätigen Universalbank umsetzen? Bringst du Erfahrung in Bezug auf den Marktzugang für Schweizer Finanzdienstleister zu ausländischen Märkten (Crossborder) mit? Bist du im Umgang mit den...
-
Compliance Officer, Private Wealth
Vor 2 Tagen
Zürich, Schweiz Coller Capital VollzeitKEY PURPOSE:Working with the firm’s New Yorkbased Private Wealth SecondariesSolutions (PWSS)Global Compliance Officer, PWSS regional management and others, you will develop strong working relationships with all key stakeholders, supporting the delivery of best-in-class regulatory compliance arrangements for the Coller Capital group’s Private Wealth...
-
Zürich, Schweiz LGT – Private Banking und Asset Management VollzeitLGT is the world’s largest family-owned and managed Private Banking and Asset Management Group. For more than 100 years it has been fully owned and managed by the Princely House of Liechtenstein, which is also one of our biggest clients.With around 600 employees, LGT Bank Switzerland has established itself as a renowned Swiss private bank and is an...
-
KYC-Review Specialist 80-100%
vor 1 Tag
Zürich, Schweiz LGT Private Banking VollzeitAbout UsLGT is the world’s largest family-owned and managed Private Banking and Asset Management Group. For more than 100 years it has been fully owned and managed by the Princely House of Liechtenstein, which is also one of our biggest clients.With around 600 employees, LGT Bank Switzerland has established itself as a renowned Swiss private bank and is an...
-
Leiter:in Stab Private Banking
vor 14 Stunden
Zürich, Schweiz Zürcher Kantonalbank Vollzeit80% - 100% | Management-Support / Stab | Zürich | Berufserfahrene mit Personalverantwortung Als Leiterin oder Leiter Stab Private Banking (Chief of Staff) bist Du direkt der Leiterin "Private Banking" unterstellt und trägst massgeblich zur effizienten Steuerung dieser zentralen und ertragsstarken Geschäftseinheit bei. Du übernimmst die Verantwortung...
-
Director Private Banking
Vor 2 Tagen
Zürich, Schweiz Ateca Consulting VollzeitGet AI-powered advice on this job and more exclusive features.Director - Financial Services at Ateca ConsultingA prestigious Swiss private bank is seeking Directors of Private Banking for their Switzerland office. This is a remarkable chance to lead and grow within a forward-thinking institution that values and rewards success.Why Consider This...
-
Private Banking Services Specialist
Vor 6 Tagen
Zürich, Schweiz Mercantil Bank (Schweiz) AG VollzeitThis role covers a wide range of tasks, calling for a versatile generalist eager to handle various operational and conceptual responsibilities.Your tasks:Account & Client Data Management:Handle account openings, verification, and maintenance, ensuring compliance and accuracyMonitor account status, perform client data updates and maintain comprehensive...
-
Senior Assistant Private Banking
vor 13 Stunden
Zürich, Schweiz Sicuranza Personalberatung GmbH VollzeitArbeitsort: Stadt Zürich / Antritt: nach VereinbarungStellenprofilKonto/Depot eröffnen und saldierenKorrespondenz D und E und Sp oder RusAusführung von Börsen-, Devisen- und ZahlungsaufträgenÜberwachung von FälligkeitenErstellen von Präsentationen und StatistikenOrganisation der KundenbesucheAllgemeine AssistenzaufgabenAnforderungenKaufmännische...
-
Private Banking Assistentin/assistent
Vor 2 Tagen
Zürich, Schweiz Lombard Odier VollzeitA career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices...
-
Private Banking Services Specialist
Vor 6 Tagen
Zürich, Schweiz Mercantil Bank (Schweiz) AG VollzeitThis role covers a wide range of tasks, calling for a versatile generalist eager to handle various operational and conceptual responsibilities.Your tasks:Account & Client Data Management:Handle account openings, verification, and maintenance, ensuring compliance and accuracyMonitor account status, perform client data updates and maintain comprehensive...
-
Senior Assistant Private Banking LATAM
vor 14 Stunden
Zürich, Schweiz Sicuranza Personalberatung GmbH VollzeitAusführung von Börsen-, Devisen- und ZahlungsaufträgenÜberwachung von FälligkeitenErstellen von Präsentationen und StatistikenOrganisation der KundenbesucheAllgemeine AssistenzaufgabenAnforderungenKaufmännische Grundausbildung Profil E/M oder MaturaWeiterbildung im Banking erwünschtLangjährige Berufserfahrung als Assistant Private Banking...
-
Compliance Advisor 80- 100%
Vor 2 Tagen
Zürich, Schweiz HSBC Private Bank VollzeitCompliance Advisor 80-100% Being part of HSBC in Switzerland, you’ll help evolve and grow our business. The HSBC Bank plc, Zurich branch, provides banking services to a portfolio of large corporate customers. The Compliance Advisor will support on all Financial Crime Compliance (FCC) and Regulatory Compliance (RC) matters impacting the HBCH business. This...
-
Private Banking Assistentin/Assistent
Vor 2 Tagen
Zürich, Schweiz Lombard Odier & Cie VollzeitA career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices...
-
Private Banking Services Specialist
Vor 4 Tagen
Zürich, Schweiz Mercantil Bank (Schweiz) AG VollzeitThis role covers a wide range of tasks, calling for a versatile generalist eager to handle various operational and conceptual responsibilities.Your tasks:Account & Client Data Management:Handle account openings, verification, and maintenance, ensuring compliance and accuracyMonitor account status, perform client data updates and maintain comprehensive...
-
Private Banking Assistentin/Assistent
Vor 7 Tagen
Zürich, Schweiz Lombard Odier VollzeitA career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices...
-
Private Banking Services Specialist
Vor 4 Tagen
Zürich, Schweiz Mercantil Bank (Schweiz) AG VollzeitMercantil Bank (Switzerland) is part of an important Latin American Financial Group. We are characterised by our discretion, convictions, and expert advice and provide sustainable financial solutions to our clients’ needs by delivering best-in-class service.This role covers a wide range of tasks, calling for a versatile generalist eager to handle various...
-
Assistant Private Banking LATAM
Vor 2 Tagen
Zürich, Schweiz Sicuranza Personalberatung GmbH VollzeitAusführung von Börsen-, Devisen- und ZahlungsaufträgenÜberwachung von FälligkeitenErstellen von Präsentationen und StatistikenOrganisation der KundenbesucheAllgemeine AssistenzaufgabenAnforderungenKaufmännische Grundausbildung oder MaturaBerufserfahrung im Private Banking zwingendSehr gute MS-Office KenntnisseSprachenSehr gute Deutsch-, Englisch-, und...
-
Private Banking
vor 7 Stunden
Zürich, Schweiz Triaxis AG ∙ Asset Management since 1983 VollzeitGet AI-powered advice on this job and more exclusive features.Triaxis AG is an independent asset manager with a FINMA licence in the heart of Zurich City. It has been successfully serving wealthy private clients, executives, and entrepreneurs for 40 years. It offers an optimal infrastructure, which gives you the freedom to act entrepreneurially and to...
