Team Leader Compliance

vor 1 Woche


Genf, Genf, Schweiz UNION BANCAIRE PRIVÉE, UBP SA Vollzeit

Team leader Compliance - Account openings and Mutations - Wealth Management:

Mission:

Team leader Compliance.

Challenges:

Account openings and Mutations - Wealth Management.

Main responsibilities:

  • Overseeing the team in charge of the onboarding of new clients ( Documentation check and KYC due diligence for standard clients)
  • Track account opening and support the FO on the new client adoption and account maintenance activities
  • Ensure adherence of KYC profiles to the Bank's internal policies and to highest quality standards
  • Good Knowledge of Swiss regulation applicable to the activity (CDB, OBA-FINMA, )
  • Participate to projects and initiatives in connection with the activity
  • High Emotional intelligence and empathy skills
  • Strong communication skills and goaloriented mindset
  • Good problemsolving skills, multitasking attention to details and accuracy
  • Act as business partner to other departments of the Bank when required
  • Work collectively with other Compliance team within and outside Switzerland

Education:

  • Education: Master Degree
  • Certification: Master's degree in Finance, Business law or related field Swiss law degree is a plus Compliance CAS
  • Technical skills: Ability to work with various IT softs

Experience:

  • Years of experience: +10 : senior
  • Experience required: Experience in Compliance and in Switzerland (in Private Banking sector) is required (5 to 10 years)
  • Experience in private banking: Mandatory

Language:

  • English: Fluent
  • French: Fluent

Personal skills:

  • Swiss resident: Mandatory

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