Compliance Officer – Market Conduct

vor 2 Wochen

Zürich, Zürich, Schweiz CH10 - BJB Bank Julius Baer & Co. Ltd. Vollzeit

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.

For our Markets & Banking Operations Compliance team we are looking for a Zurich-based market conduct & trading advisory specialist, who will be responsible for being the primary contact for Markets employees and client facing employees in all trading-related Compliance topics (Foreign Exchange, Precious Metals, Structured Products, Securities, Fixed Income and Funds).

YOUR CHALLENGE

Serve as the competence center for market conduct & trading advisory by being the primary contact for Markets employees and client facing employees Responsible for compliance inquiries relating to market conduct & trading as well as for inquiries from regulators and counterparties (such as banks, brokers, or venues) Shape global minimum standards by drafting policies, guidelines and manuals, and defining and/or executing global minimum controls or monitoring activities Proactively engage, partner, and effectively communicate within the organisation and with governing bodies to maintain and further strengthen the market conduct & trading framework Cooperate with other subject matter experts within or outside the CRO division in the assessment of specific cases Support business initiatives in the area of market conduct & trading and hold recurring business trainings to maintain a high level of risk awareness

YOUR PROFILE

University degree or higher technical college degree in business administration or economics, law, business law or business informatics. Further training (e.g. postgraduate studies in compliance or risk management) is an advantage Profound knowledge of local and European financial market regulations (e.g. EU MiFID (I and II), MAD/MAR, FinSA, FMIA) Experience in Compliance in a bank would be an advantage, particularly in the area of trade compliance or related risk functions; In-depth banking knowledge and trading product knowledge Good communication skills in conjunction with assertiveness, able to work on own initiative and being an excellent team player Communicative, independent, resilient and assertive personality Solution- and customer-oriented as well as careful and analytical way of working Personal initiative, flexibility, diplomatic negotiation skills and a high sense of responsibility Interest in the regulatory environment of a bank and bank-internal processes is required Affinity for technology, very good IT skills Project experience

We are looking forward to receiving your full job application through our online application tool.

  • Compliance Officer – Market Conduct Monitoring 80-100%

    vor 2 Wochen

    Zürich, Zürich, Schweiz CH10 - BJB Bank Julius Baer & Co. Ltd. Vollzeit

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together. For our Markets & Banking Operations Compliance team we are looking for a Zurich-based market conduct monitoring specialist,...

  • Compliance Officer

    vor 2 Wochen

    Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG Vollzeit

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial,...

  • Compliance Officer

    vor 3 Wochen

    Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG Vollzeit

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial,...

  • Compliance Officer

    vor 4 Wochen

    Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG Vollzeit

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.For our Markets & Banking Operations Compliance team we are looking for a Zurich-based market conduct monitoring specialist,...

  • Compliance Officer

    vor 2 Wochen

    Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG Vollzeit

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.For our Markets & Banking Operations Compliance team we are looking for a Zurich-based market conduct monitoring specialist,...

  • Compliance Officer

    vor 4 Wochen

    Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG Vollzeit

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.For our Markets & Banking Operations Compliance team we are looking for a Zurich-based market conduct monitoring specialist,...

  • Junior Compliance Officer

    vor 2 Wochen

    Zürich, Zürich, Schweiz eFinancialCareers Vollzeit

    Responsibilities: Provide support in performing annual risk assessments with the trading departments including assisting with interviews, completion of assessment templates, assembly of quantitative data and presentation back to key stakeholders. Assist in delivery of training and development of training materials, policies, guidelines and procedures. ...

  • Compliance Officer Internship

    vor 2 Wochen

    Zürich, Zürich, Schweiz radicant bank ag Vollzeit

    Compliance Officer Internship (4 Month Internship)internZürich Become part of our team to advance a cutting-edge digital universal bank with a strong emphasis on impactful investments. radicant is the new bank reinventing banking and investing, aiming to align all products and services with the UN's 17 Sustainable Development Goals. We encourage our clients...

  • Senior Compliance Officer

    vor 1 Monat

    Zürich, Zürich, Schweiz radicant bank ag Vollzeit

    Senior Compliance Officer (60%-100%)permanentfinance and control teamZürich Become part of our team to advance a cutting-edge digital universal bank with a strong emphasis on sustainability. radicant is Switzerland's first digital sustainability bank, aiming to align all products and services with the UN's 17 Sustainable Development Goals. We encourage our...

  • Senior Compliance Officer

    vor 4 Wochen

    Zürich, Zürich, Schweiz radicant bank ag Vollzeit

    Senior Compliance Officer (60%-100%)permanentfinance and control teamZürich Become part of our team to advance a cutting-edge digital universal bank with a strong emphasis on sustainability. radicant is Switzerland's first digital sustainability bank, aiming to align all products and services with the UN's 17 Sustainable Development Goals. We encourage our...

  • Compliance Manager

    vor 2 Wochen

    Zürich, Zürich, Schweiz Credit Suisse Vollzeit

    Your field of responsibilityJoin us as a Compliance Manager within Market Conduct Surveillance, an integrated conduct surveillance team specialized in detecting and preventing market abuse, unauthorized trading, fraud, unacceptable conflicts of interest and breach of information barriers. We are a dynamic team supporting our mission of serving as a robust,...

  • Compliance Officer

    vor 2 Wochen

    Zürich, Zürich, Schweiz Leonteq Securities AG Vollzeit

    WHO WE ARE Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its...

  • Praktikum in Compliance Markets

    vor 2 Wochen

    Zürich, Zürich, Schweiz Julius Baer Vollzeit

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.**YOUR CHALLENGE**:- Aktive Mitarbeit bei der Beantwortung von Compliance Anfragen in Bezug auf Markets sowie auch von externen...

  • Compliance Officer

    vor 1 Monat

    Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG Vollzeit

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.For our Private Banking Compliance team we are looking for a Zurich-based onboarding specialist, who will be acting as...

  • Compliance Officer

    vor 4 Wochen

    Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG Vollzeit

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.For our Private Banking Compliance team we are looking for a Zurich-based onboarding specialist, who will be acting as...

  • Compliance, PWM Compliance, Analyst, Zurich

    vor 2 Wochen

    Zürich, Zürich, Schweiz Goldman Sachs Vollzeit

    OUR IMPACT The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New York...

  • Compliance Officer 80%

    vor 2 Wochen

    Zürich, Zürich, Schweiz Swiss Finance & Property Group Vollzeit

    Im Zuge einer Nachbesetzung suchen wir ab sofort oder nach Vereinbarung eine motivierte Persönlichkeit für unser Compliance Team im Zürcher Seefeld als Compliance Officer 80% - 100% (w/m/d) Ihre AufgabenLaufende Kontrolle betreffend Einhaltung des Weisungswesens der SFP Group und der gesetzlichen und regulatorischen VorgabenIdentifikation von...

  • Aml Compliance Officer

    vor 2 Wochen

    Zürich, Zürich, Schweiz Lombard Odier Vollzeit

    A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing.An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF300 billion and operating from over 25 offices...

  • Team Lead Compliance

    vor 2 Wochen

    Zürich, Zürich, Schweiz Flex Suisse GmbH Vollzeit

    Flex Suisse is the leading service provider for supporting legal and compliance departments with flexible staffing, managed legal services and professional search in Switzerland, Germany, and Liechtenstein. For our latest mandate we are looking for a highly motivated talent in the following field:Banking | Team Lead Compliance | Zurich | 12 months | 100% |...

  • AML Compliance Officer

    vor 2 Wochen

    Zürich, Zürich, Schweiz Banque Lombard Odier & Cie SA Vollzeit

    Wer sich für eine Karriere bei Lombard Odier entscheidet, ist für einen renommierten, globalen Vermögensverwalter und Asset Manager tätig, der sich auf nachhaltige Investitionen fokussiert. Wir sind eine unabhängige und innovative Bank erster Wahl für private und institutionelle Kunden. Unsere Gruppe ist eine der bestkapitalisierten weltweit. Wir...