Aml Compliance Officer
vor 1 Woche
A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing.
An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF300 billion and operating from over 25 offices across 4 continents.
With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody.
We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provideadvanced banking technology to other financial institutions.
We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients.
YOUR MISSION:
Operational due diligence reviews according to CDB standards, FINMA Ordinance and Swiss AML law Perform on-boarding, Change of Circumstances and event-triggered reviews of Private Banking clients, especially but not only from/in the Swiss domestic and International Markets with a special focus on Middle East / Eastern Europe region / nexus Background Screening of required role holders in Pythagoras, Nexis-Lexis and open media as well as perform daily overnight screening alert reviews Develop and write compliance risk assessment with focus on: Account purpose Account structure Professional/Personal background of client So W/So F plausibility and verification Negative news subject to Financial Crime or Terrorist Finance, Sanctions, PEP or Reputational Risk Risk score evaluation (country risk, risk industry etc)Align risk assessment with potential existing exposure Transactions review where required Manage case submission incl.
Compliance Risk Assessment to Due Diligence Committee for High risk / PEP classified clients Ensure control of respective follow up actions assigned and perform system validation in CRMProvide prospect and onboarding advice in relation to potential new and pre-existing PEP / High / Medium / Low Risk clients and act as competence center for all complex structures and PEP related questions Provide advice and support, in relation to all AML matters, to: Front Office, Client Lifecycle Management and other teams in relation to joint functions Work to meet tight deadlines in order to perform the required Compliance reviews according to regulatory and business requirements Cooperate with the Front Office in a timely manner in order to adhere to both regulatory and policy requirements while considering business objectives Act as deputy to Swiss Head Compliance Onboarding and ReviewDESIRED PROFILE:
- 7 years of experience in Due Diligence and AML work in the financial services industry Potential experience as manager / team lead in a run the bank organization subject to transformation and innovation Fluency in English is mandatory with reading comprehension in either Arabic, Russian or French.
Any other languages are nice to have assets As an AML Compliance Officer, having been responsible for private client due diligence related questions and relevant market coverage Used to handle complex client cases such as High Risk, PEP classified clients and Complex Structures Having thorough experience of handling various aspects of due diligence such as AML, CDB, FATCA, Tax and CRSBachelor's degree in law (or equivalent) or evidence of comparable academic / work achievement Ability to summarize complex topics, to drive practical outcomes and to make sound decisions or proposals, including escalation when appropriate, as well as the ability to work well under pressure and against short deadlines Capability to develop and write detailed compliance assessments in English with clear documentation of risks and development of mitigants Strong interpersonal, communication, presentation and influencing skills.
Our Maison's DNA is defined by five core values.
Excellence drives us to be the best at what we do, while Innovation fuels our progress.
Respect underpins every interaction, and Integrity shapes our actions.
Together, we are One Team, united in serving our clients with unwavering dedication.
Should you recognise yourself in this mission statement, we would be happy to receive your application.
It will be handled in the strictest confidence.
-
AML Compliance Officer
vor 1 Woche
Zürich, Zürich, Schweiz Banque Lombard Odier & Cie SA VollzeitWer sich für eine Karriere bei Lombard Odier entscheidet, ist für einen renommierten, globalen Vermögensverwalter und Asset Manager tätig, der sich auf nachhaltige Investitionen fokussiert. Wir sind eine unabhängige und innovative Bank erster Wahl für private und institutionelle Kunden. Unsere Gruppe ist eine der bestkapitalisierten weltweit. Wir...
-
AML Compliance Officer
vor 3 Wochen
Zürich, Zürich, Schweiz Banque Lombard Odier & Cie SA VollzeitWer sich für eine Karriere bei Lombard Odier entscheidet, ist für einen renommierten, globalen Vermögensverwalter und Asset Manager tätig, der sich auf nachhaltige Investitionen fokussiert. Wir sind eine unabhängige und innovative Bank erster Wahl für private und institutionelle Kunden. Unsere Gruppe ist eine der bestkapitalisierten weltweit. Wir...
-
Head of AML Compliance
vor 1 Woche
Zürich, Zürich, Schweiz Robert Walters Switzerland VollzeitThis role is perfect for a seasoned expert in AML and sanctions, well-versed in Swiss and European regulations.Responsibilities:Lead and oversee the AML function in the private bank, ensuring full complianceDevelop and implement robust AML policies, procedures, and controls to combat illicit financial activitiesKeep abreast of global and local AML laws to...
-
Compliance Coordinator Aml/fraud Management
vor 1 Woche
Zürich, Zürich, Schweiz Employ Me AG VollzeitVermittelt.Verbindet.Verlässlich.Befristeter Temporäreinsatz bis Ende Juni 2024**Compliance Coordinator AML/Fraud Management*****min. CHF 55.40**:**MEINE AUFGABEN**- Sicherstellung eines regelkonformen Umgangs mit Kunden, die unter die Gesetze und Vorschriften zur Bekämpfung von Geldwäsche (AML) fallen- Verhinderung von finanziellen Verlusten im Bereich...
-
Compliance Officer
vor 3 Wochen
Zürich, Zürich, Schweiz Zürcher Kantonalbank VollzeitCompliance Officer (w/m/d)80% - 100% | Befristet 6 - 9 Monate | Legal / Compliance | Zürich | BerufserfahreneJetzt online bewerbenVerantwortungsvoll, leidenschaftlich, impulsgebend: Das sind die Werte, für die wir bei der Zürcher Kantonalbank stehen. Das gilt selbstverständlich auch für unser junges und engagiertes Team, das aus 10 Mitarbeitenden...
-
Compliance Officer
vor 2 Monaten
Zürich, Zürich, Schweiz Zürcher Kantonalbank VollzeitCompliance Officer (w/m/d)80% - 100% | Befristet 6 - 9 Monate | Legal / Compliance | Zürich | BerufserfahreneJetzt online bewerbenVerantwortungsvoll, leidenschaftlich, impulsgebend: Das sind die Werte, für die wir bei der Zürcher Kantonalbank stehen. Das gilt selbstverständlich auch für unser junges und engagiertes Team, das aus 10 Mitarbeitenden...
-
AML Compliance Specialist
vor 3 Wochen
Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial,...
-
AML Compliance Specialist
vor 2 Monaten
Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial,...
-
Senior Compliance Officer
vor 3 Wochen
Zürich, Zürich, Schweiz SIX Group AG VollzeitSIX drives the transformation of financial markets. What sets us apart drives us ahead: between local roots and global relevance, we are a unique blend of tradition and future, of foundation and growth. We value bright minds and inspire them to grow with their ideas. Come and shape the future of finance with us. Senior Compliance Officer %)Zurich | working...
-
Senior Compliance Officer
vor 1 Monat
Zürich, Zürich, Schweiz SIX Group AG VollzeitSIX drives the transformation of financial markets. What sets us apart drives us ahead: between local roots and global relevance, we are a unique blend of tradition and future, of foundation and growth. We value bright minds and inspire them to grow with their ideas. Come and shape the future of finance with us. Senior Compliance Officer %)Zurich | working...
-
Senior Compliance Officer
vor 2 Monaten
Zürich, Zürich, Schweiz Selby Jennings VollzeitResponsibilities:Serving as the primary liaison for Relationship Managers and internal team members on compliance issues, while reviewing client files to evaluate adherence to regulations such as KYC, AML/CFT, sanctions, bribery, corruption, and tax integrity.Establishing and enforcing compliance controls within designated timeframes, which involve thorough...
-
Senior Compliance Officer
vor 3 Wochen
Zürich, Zürich, Schweiz Selby Jennings VollzeitResponsibilities:Serving as the primary liaison for Relationship Managers and internal team members on compliance issues, while reviewing client files to evaluate adherence to regulations such as KYC, AML/CFT, sanctions, bribery, corruption, and tax integrity.Establishing and enforcing compliance controls within designated timeframes, which involve thorough...
-
Tax Compliance Officer 100%
vor 4 Wochen
Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.YOUR CHALLENGE Perform in-depth tax compliance reviews based on escalated Tax Offense Monitoring Alerts or specific requests...
-
Tax Compliance Officer 100%
vor 1 Woche
Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.YOUR CHALLENGE Perform in-depth tax compliance reviews based on escalated Tax Offense Monitoring Alerts or specific requests...
-
Tax Compliance Officer 100%
vor 3 Wochen
Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.YOUR CHALLENGE Perform in-depth tax compliance reviews based on escalated Tax Offense Monitoring Alerts or specific requests...
-
Tax Compliance Officer 80-100%
vor 3 Wochen
Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.YOUR CHALLENGE Perform in-depth tax compliance reviews based on escalated Tax Offense Monitoring Alerts or specific requests...
-
Tax Compliance Officer 80-100%
vor 1 Monat
Zürich, Zürich, Schweiz Bank Julius Bär & Co. AG VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.YOUR CHALLENGE Perform in-depth tax compliance reviews based on escalated Tax Offense Monitoring Alerts or specific requests...
-
Chief Compliance Officer
vor 1 Woche
Zürich, Zürich, Schweiz Allfunds VollzeitLocation:Zurich AFB Type of job vacancy:Internal Fixed Term Employee No. Job vacancies:1 About us Allfunds – we give you the path, you blaze your trail Looking for your next challenge? Allfunds (AMS: ALLFG) is a fast-paced, dynamic, Wealthtech leader with 17* offices around the globe and our employees are the best at what they do. We have a...
-
Chief Compliance Officer
vor 1 Woche
Zürich, Zürich, Schweiz Allfunds Bank VollzeitType of job vacancy: Internal Fixed Term Employee No. Job vacancies: 1 About us Allfunds – we give you the path, you blaze your trail Looking for your next challenge? Allfunds (AMS: ALLFG) is a fast-paced, dynamic, Wealthtech leader with 17* offices around the globe and our employees are the best at what they do.We have a relentless passion for quality...
-
Director of Compliance
vor 1 Woche
Zürich, Zürich, Schweiz RULEMATCH AG VollzeitRULEMATCH is a promising venture in the field of digital asset trading for institutional market participants and is looking for a Director of Compliance (f/m).Tasks Handling of all compliance matters of the company Responsibility for compliance with laws and regulation in the areas of financial market law and prevention of money laundering Implementation of...